DID IAN A GEEVES CAUSE YOU INVESTMENT LOSSES?
Ian Geeves Formerly With Vanderbilt Securities, LLC and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Ian Geeves formerly with Vanderbilt Securities, LLC?
Ian Geeves (CRD #5328479) who was formerly registered with Vanderbilt Securities, LLC and located in Carlsbad, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanderbilt Securities, LLC, Ian Geeves was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ian Geeves Customer Complaint
Ian Geeves has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisors stolen misappropriated customer’s funds and misrepresented that she owned a LPL Financial account when she did not. The brokerage firm recently denied the customer complaint in so far, the investor has not taken any further action.
Ian Geeves Red Flags & Your Rights As An Investor
Of course, Ian Geeves did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Geeves at Vanderbilt Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Geeves has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Ian Geeves
If you have questions about Vanderbilt Securities, LLC, LPL Financial LLC and/or Ian Geeves and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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