DID JUAN ANTONIO GAUNA CAUSE YOU INVESTMENT LOSSES?
Juan Gauna Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Juan Gauna formerly with NYLife Securities LLC?
Juan Gauna (CRD #6121819) who was formerly registered with NYLife Securities LLC and located in Edinburg, Texas, is a subject of one of our many securities industry sales practice abuse investigations. It was recently terminated by NYLIFE Securities after it became aware he executed in an unauthorized insurance policy loan transaction and requested and accepted money from another policy owner in violation of company policy.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Juan Gauna Customer Complaint
Juan Gauna has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative asked to be paid $7000 directly to cover commission chargeback. Further, advisor took an unauthorized loan against their whole life insurance policies. The customer complaint was recently filed with the brokerage firm and still pending.
Juan Gauna Red Flags & Your Rights As An Investor
Of course, Juan Gauna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Gauna at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Gauna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Juan Gauna
If you have questions about NYLife Securities LLC and/or Juan Gauna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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