DID DANA STEVEN PELKEY CAUSE YOU INVESTMENT LOSSES?
Dana Pelkey Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Dana Pelkey of Pruco Securities, LLC?
Dana Pelkey (CRD #4128420) who is currently registered as a broker and investment adviser with Pruco Securities, LLC and located in Dover, New Hampshire, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Dana Pelkey Customer Complaint
Dana Pelkey has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative quoted incorrect premium when policy was sold and policy lapsed. Pruco Securities denied the customer complaint recently, and to date, the investor has not filed any arbitration proceeding taken any other action.
Dana Pelkey Red Flags & Your Rights As An Investor
Of course, Dana Pelkey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Pelkey at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dana Pelkey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Dana Pelkey
If you have questions about Pruco Securities, LLC and/or Dana Pelkey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.