DID RICHARD A URE CAUSE YOU INVESTMENT LOSSES?
Richard Ure Of Gradient Securities, LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Richard Ure of Gradient Securities, LLC?
Richard Ure (CRD #5027858) who is currently registered as a broker and investment adviser with Gradient Securities, LLC and located in San Antonio, Texas. is the subject of one of our many securities industry sales practice abuse investigations. Prior to Gradient Securities, LLC, Richard Ure was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Richard Ure Customer Complaint
Richard Ure has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were lack of suitability, excessive fees, and failure to disclose surrender for penalties associated with the sale of mutual funds and a fixed index annuity. The FINRA arbitration proceeding was recently filed against Gradient Securities for Richard Ure’s alleged misconduct and still pending.
Richard Ure Red Flags & Your Rights As An Investor
Of course, Richard Ure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Ure at Gradient Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Ure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Richard Ure
If you have questions about Gradient Securities, LLC, LPL Financial LLC and/or Richard Ure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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