DID NORBERT HELMUT FILIAN CAUSE YOU INVESTMENT LOSSES?
Norbert Filian Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Norbert Filian of Equitable Advisors, LLC?
Norbert Filian (CRD #2998784) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Rolling Meadows, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Norbert Filian was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Norbert Filian Customer Complaints
Norbert Filian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied, and the investor took no further action. The other customer complaint was recently filed as a FINRA arbitration proceeding and still pending against Equitable Advisors for Norbert Filian’s alleged misconduct.
Allegations Against Norbert Filian
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation to purchase a REIT investment.
- Registered representative misrepresented the liquidity of a REIT investment.
Norbert Filian Red Flags & Your Rights As An Investor
Of course, Norbert Filian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Filian at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Norbert Filian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Norbert Filian
If you have questions about Equitable Advisors, LLC and/or Norbert Filian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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