DID BRION PATRICK HARRIS CAUSE YOU INVESTMENT LOSSES?
Brion Harris Of Cetera Advisor Networks LLC And Formerly With Summit Brokerage Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Brion Harris of Cetera Advisor Networks LLC?
Brion Harris (CRD #3199095) who is currently registered as a broker and investment adviser with Cetera Advisor Networks LLC and located in Annapolis, Maryland, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Brion Harris was associated with Summit Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brion Harris has had his own regulatory problems with the State of California, and FINRA in the past. He has had insurance license revoked and then reinstated but with restrictions. Further, he was suspended by FINRA and fined $5000 for misconduct.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brion Harris Customer Complaints
Brion Harris has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by his former employers in favor of the investors. Another customer complaint was denied by Jefferson Pilot Securities Corporation and the investor took no further action are currently 3 FINRA arbitration proceedings that are pending against Summit Brokerage Services and/or Cetera Advisors, Networks for Brion Harris’s alleged misconduct.
Allegations Against Brion Harris
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable oil and gas investment recommendations.
- Advisor recommended and overconcentrated investors and unsuitable oil and gas in real estate security investments.
- Unsuitable rate investment recommendations by advisor.
- Variable life insurance policies recommended and purchased were unsuitable.
- The advisor did not fully disclose details nor provide a prospectus related to the sale of a variable annuity contract.
- Failure to disclose liquidity of rate investment.
- Registered representative recommended unsuitable and high-risk alternative investments involving REITs oil and gas partnerships in business development companies.
Brion Harris Red Flags & Your Rights As An Investor
Of course, Brion Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brion Harris at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brion Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Brion Harris
If you have questions about Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Brion Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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