DID JOHN EDWIN JACOBS III CAUSE YOU INVESTMENT LOSSES?
John Jacobs III Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct
Who is John Jacobs III of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
John Jacobs III (CRD #1405497) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Las Cruces, New Mexico, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Jacobs III Customer Complaints
John Jacobs III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action. The other customer complaint was recently filed against Merrill Lynch, Pierce, Fenner and Smith is still pending.
Allegations Against John Jacobs III
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Theft of client’s funds.
- Failure to follow client’s instructions.
John Jacobs III Red Flags & Your Rights As An Investor
Of course, John Jacobs III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Jacobs III at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Jacobs III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Jacobs III
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Jacobs III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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