DID RODRIGUE LORS CAUSE YOU INVESTMENT LOSSES?
Rodrigue Lors Of Wilmington Capital Securities, LLC Has 8 Customer Complaints For Alleged Broker Misconduct
Who is Rodrigue Lors of Wilmington Capital Securities, LLC?
Rodrigue Lors (CRD #4379214) who is currently registered as a broker with Wilmington Capital Securities, LLC and located in Westbury, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, LLC, Rodrigue Lors was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rodrigue Lors Customer Complaints
Rodrigue Lors has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Rodrigue Lors employers in favor of the investments. Three of the customer complaints were denied by his former employer’s and the customers did not pursue any further action. There are currently one pending customer complaints filed against Rodrigue Lors’ former employer, National Securities Corp. for investment losses caused by his alleged misconduct.
Allegations Against Rodrigue Lors
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged failure to follow instructions and unauthorized transactions.
- Customer alleged unauthorized trading in stocks.
- Two Claimants and separate arbitration proceedings have alleged unsuitable investment recommendations to purchase private placements.
- Suitability, breach of fiduciary duty, and negligence.
Rodrigue Lors Red Flags & Your Rights As An Investor
Of course, Rodrigue Lors did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodrigue Lors at Wilmington Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Rodrigue Lors has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wilmington Capital Securities, LLC Due To Rodrigue Lors
If you have questions about Wilmington Capital Securities, LLC and/or Rodrigue Lors and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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