DID KEVIN MONACO CAUSE YOU INVESTMENT LOSSES?
Kevin Monaco Of Oppenheimer & Co. Inc. And Formerly With D.A. Davidson & Co. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Kevin Monaco of Oppenheimer & Co. Inc.?
Kevin Monaco (CRD #2119652) who is currently registered as a broker and investment adviser with Oppenheimer & Co. Inc. and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Kevin Monaco was associated with D.A. Davidson & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Monaco Customer Complaints
Kevin Monaco has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Kevin Monaco’s employers, and it appears that the investors did not take any further action.
Allegations Against Kevin Monaco
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to supervise.
- Unauthorized trading.
- Gross mismanagement and unsuitable investment recommendations.
- Purchase of mutual fund without disclosing contingent deferred sales charges.
Kevin Monaco Red Flags & Your Rights As An Investor
Of course, Kevin Monaco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Monaco at Oppenheimer & Co. Inc. and D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Kevin Monaco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Kevin Monaco
If you have questions about Oppenheimer & Co. Inc., D.A. Davidson & Co. and/or Kevin Monaco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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