DID KEVIN L PETERS CAUSE YOU INVESTMENT LOSSES?
Kevin Peters Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Kevin Peters of Equitable Advisors, LLC?
Kevin Peters (CRD #2529785) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Kevin Peters was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Peters Customer Complaints
Kevin Peters has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by AXA Advisors and the investor took no further action. The more recent complaint filed against Equitable Advisors evolved into a FINRA arbitration proceeding that is still pending.
Allegations Against Kevin Peters
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation to invest in a REIT.
- Failure to disclose tax implications related to distributions from variable annuity contract.
Kevin Peters Red Flags & Your Rights As An Investor
Of course, Kevin Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Peters at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kevin Peters
If you have questions about Equitable Advisors, LLC and/or Kevin Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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