DID JEFFRY NEAL CAREL CAUSE YOU INVESTMENT LOSSES?
Jeffry Carel Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities. LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Jeffry Carel of Wells Fargo Clearing Services, LLC?
Jeffry Carel (CRD #4935789) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Oklahoma City, Oklahoma, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jeffry Carel was associated with J.P. Morgan Securities. LLC, Chase Investment Services Corp., and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffry Carel Customer Complaints
Jeffry Carel has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Jeffry Carel’s former employers for his alleged misconduct in favor of the investors. J.P. Morgan Securities recently denied another customer complaint and to date, the investor has not filed any arbitration proceeding are taken any other action.
Allegations Against Jeffry Carel
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendation involving a managed account.
- Failure to file customer’s instructions regarding to management of accounts.
- Failure to execute correct type of water and selling securities.
Jeffry Carel Red Flags & Your Rights As An Investor
Of course, Jeffry Carel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffry Carel at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities. LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffry Carel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jeffry Carel
If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities. LLC and/or Jeffry Carel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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