DID SAMUEL AMANDO JARAMILLO CAUSE YOU INVESTMENT LOSSES?
Samuel Jaramillo Of NYLIFE Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Samuel Jaramillo of NYLIFE Securities LLC?
Samuel Jaramillo (CRD #2197976) who is currently registered as a broker with NYLIFE Securities LLC and located in Richland, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLIFE Securities LLC, Samuel Jaramillo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Samuel Jaramillo Customer Complaints
Samuel Jaramillo has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by NYLIFE Securities and thus far. The investors have not taken any further action.
Allegations Against Samuel Jaramillo
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to act in customer’s best interest and recommending variable annuity contract when customer had need for liquidity considering her financial obligations.
- Misrepresentation of potential loss related to a rollover transaction from variable annuity to fixed annuity contract.
Samuel Jaramillo Red Flags & Your Rights As An Investor
Of course, Samuel Jaramillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Jaramillo at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Samuel Jaramillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Samuel Jaramillo
If you have questions about NYLIFE Securities LLC and/or Samuel Jaramillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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