The Law Offices of Robert Wayne Pearce, P.A. is a nationwide law firm that represents defrauded investors, stockbrokers, and financial advisors in securities fraud cases, FINRA arbitrations, and regulatory enforcement matters involving the SEC, CFTC, and FINRA.
Founded by Robert Wayne Pearce who has over 45 years of experience in investment fraud law, the practice focuses primarily on helping investors recover losses from investment fraud while also defending financial professionals in regulatory actions and employment disputes within the securities industry.
The firm's attorneys handle complex investment disputes including private placement and Regulation D fraud, structured products litigation, and broker-dealer misconduct cases.
The investment and securities fraud lawyers at the Law Offices of Robert Wayne Pearce P.A., represents clients on all sides of securities, commodities and investment fraud and other issues in a broad range of practice areas in courtroom litigation, arbitration, SEC defense, and mediation proceedings.
Attorney Robert Wayne Pearce and his team have handled hundreds of FINRA, AAA and JAMs securities arbitration and mediation cases for satisfied clients located in many U.S. states and throughout the world.
Our investment and securities fraud lawyers have represented investors throughout the United States and internationally. We have recovered over $175 million for our investor clients in all types of stockbroker fraud and broker and advisor misconduct cases.
At The Law Offices of Robert Wayne Pearce, P.A., we believe the ultimate barometer of our success is surpassing the expectation of our clients.
The following clients have direct knowledge of our law firm's processes from the inside and experienced our securities fraud attorneys' fierce advocacy.
El Reglamento D es sólo una de las exenciones a las que suelen acogerse los defraudadores en un intento de evitar la divulgación de hechos importantes relacionados con una empresa que podrían haber influido en su decisión de inversión.
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The Structured Products Lawyers at The Law Offices of Robert Wayne Pearce, P.A., specialize in representing investors who have suffered losses due to structured products and complex derivatives. With over 45 years of experience, our team of highly skilled attorneys understands the intricacies of these sophisticated financial instruments and the legal challenges they present, and we can help you recover losses from these structured notes.
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As an investor, you must be fully aware of the associated risks and whether structured notes fit within your investment parameters. Robert Pearce, Attorney at the Law Offices of Robert Wayne Pearce, P.A. will explain these risks to you. He is a highly experienced investment fraud lawyer who has successfully handled many structured note cases and other complex securities and investment law matters.
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Investment Fraud Lawyer | Law Offices of Robert Wayne Pearce, P.A | Securities Law Firm
Con un exitoso historial de recuperación de las pérdidas de inversión
Attorney Robert Wayne Pearce is a well-respected advocate for investors throughout the legal community, known as a fierce litigator and tireless not only in Florida but across the nation and near you.
Read his Investors’ Rights Blog and discover the breadth of his knowledge that can only be gained from over 45 years of legal experience for yourself. As one of the most experienced in FINRA arbitration, Mr. Pearce knows all of the available options for your case and will pursue them vigorously to secure the best possible outcome for you and your stockbroker fraud and stockbroker misconduct case.
He has earned a peer rating of AV Preeminent * through the Martindale-Hubbell peer review rating process, the highest available rating through that program.
El Sr. Pearce es uno de los Súper Abogados de Thomson Reuters Florida ** para Litigios de Valores (Top 5). Lea el artículo sobre él en la revista de Súper Abogados de Florida 2014 titulado: "Sin excusas - Cómo Robert Wayne Pearce miró fijamente un desastre personal".
Durante sus más de 45 años de experiencia en la práctica del derecho de valores y materias primas, ha ganado numerosos premios y acuerdos millonarios para sus clientes, lo que le ha valido el reconocimiento de su éxito por The Million Dollar Advocates Forum y The Multi-Million Dollar Advocates Forum como uno de los mejores abogados litigantes de América TM***.
By hiring The Law Offices of Robert Wayne Pearce, P.A., you get access to his over 45 years of experience practicing in the area of securities, commodities and investment fraud on both sides of the table in arbitrations and courtroom litigation, and you will clearly see his legal experience and knowledge in action. Having a fierce litigator and tireless advocate of your rights, and one who will quickly identify both the strengths and the weaknesses of your case will surely increase the likelihood of winning your case.
This is your definitive guide to FINRA arbitration in 2025/2026. In this article you will learn: how disputes are handles under FINRA arbitration, the FINRA arbitration process, and what to expect if you are involved in a FINRA arbitration case. We will also cover the most important information that you will need to know about FINRA arbitration in 2025/2026 so that you can be prepared if you find yourself involved in a case.
Más informaciónFinalmente, diez años después de que se promulgara la Ley Dodd Frank de Reforma de Wall Street y Protección del Consumidor de 2010 (Dodd-Frank) para introducir cambios radicales en el sector de los valores, la mejor normativa que la Comisión de Bolsa y Valores de EE.UU. ("SEC") pudo aprobar, el Reglamento de la SEC sobre el mejor interés, es ahora la ley que rige a los agentes de bolsa que prestan asesoramiento en materia de inversión a clientes minoristas. Aunque la SEC tenía autoridad para imponer una norma uniforme y amplia de "deber fiduciario" en todo el país a los agentes de bolsa y asesores de inversión, cedió a las demandas del sector del corretaje de valores y promulgó el Reglamento de Mejor Interés ("Reg. BI"), que es mejor que la "Norma de Idoneidad" de la Autoridad Reguladora del Sector Financiero ("FINRA"), pero no lo mejor que se podría haber hecho para proteger a los inversores. El mes pasado, la FINRA modificó su "Suitability Rule" para ajustarla a la "Reg. BI" de la SEC y dejó claro que los agentes de bolsa tienen ahora de manera uniforme obligaciones relacionadas con la divulgación, la atención, los conflictos y el cumplimiento, que son equivalentes a la norma del "deber fiduciario" del derecho anglosajón cuando hacen recomendaciones a clientes minoristas. Véase FINRA Regulatory Notice 20-18. 1
Más informaciónAttorney Robert Wayne Pearce is the Lead Attorney of The Law Offices of Robert Wayne Pearce, P.A. and is one of the top investment fraud lawyers in the country. Serving Nationwide, Based in Florida. He is a well-respected advocate for investors throughout the legal community; he is known for his fierce litigation skills and tireless advocacy on behalf of his clients.
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