Northglenn Investment Fraud and Securities Lawyer
An investment and securities fraud attorney represents victims of financial scams involving stocks, bonds, and other investments. They handle cases of broker misconduct, insider trading, Ponzi schemes, and market manipulation. These attorneys help clients recover losses by filing lawsuits, negotiating settlements, and ensuring compliance with securities laws.
With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the Northglenn investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist local investors in pursuing financial recovery.
Whether your claim involves unauthorized trading, private placement fraud, churning, Ponzi schemes, or any other misconduct, founder and attorney Robert Pearce is fully prepared to protect your interests and pursue the responsible parties.
Seasoned Securities Fraud Support for Investors in Northglenn
We represent Northglenn-based investors and have extensive knowledge of Colorado’s regulatory environment, including provisions outlined in the Colorado Securities Act. If you believe your financial interests have been compromised, call us for a no-cost case assessment.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Northglenn.
From fraud in high-value portfolios to more moderate accounts that still deserve protection, we help clients navigate FINRA arbitration, state-level legal proceedings, and other routes to recover losses throughout Northglenn:
- Fox Run & Park Vistas – Subdivisions with growing property values and families often diversifying into various investments, where unauthorized transactions can go unnoticed.
- Webster Lake Area – An established lakeside community that can attract retirees seeking stable income streams, creating potential vulnerability to Ponzi-type schemes.
- Deza Estates – Higher-end homes where busy professionals might place substantial trust in financial advisors, exposing them to the risk of excessive trading or misrepresentation.
- The Reserve – A neighborhood featuring newer developments that appeal to both local and out-of-state investors who may be targeted by cross-border or complex fraud offerings.
How Our Investment Fraud Attorneys Can Help You Pursue Recovery
Since 1980, our firm has represented investors throughout the state, handling a wide range of financial disputes under Colorado Revised Statute § 11-51-501 and other securities regulations. We serve clients in various industries and address numerous claims, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce oversees your claim from start to finish, including FINRA arbitration, settlement negotiations, and building a strong legal strategy. We are fully equipped to handle the intricate issues that arise in securities fraud matters and are familiar with FINRA (Financial Industry Regulatory Authority) guidelines.
Local Brokers Accused of Possible Violations
We monitor the activities of Northglenn financial advisors and have reviewed their FINRA BrokerCheck reports, publishing articles about our findings for brokers such as:
- https://www.secatty.com/investigations/kurt-cambier-cambridge-investment-research/
- https://www.secatty.com/investigations/benjamin-jennings-charles-schwab-co/
- https://www.secatty.com/investigations/mara-otley-independent-financial-partners/
- https://www.secatty.com/investigations/roger-given-lpl-financial/
- https://www.secatty.com/investigations/daniel-kozloski-northwestern-mutual-investment-services/
If you’ve dealt with any of these brokers or others and suspect misconduct, call our Northglenn office line right away at 800-732-2889 or fill out our online form for a free consultation.
Crafting a Strategy for Your Investment Fraud Case
We recognize that every financial dispute is different. Our attorneys look into the details of your case and customize a strategy just for you. Backed by our deep knowledge of securities regulations, we strive to secure the most favorable resolution possible on your behalf.
Contact the Northglenn Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.