Jul 15, 2024

Louise Fallica Of American Portfolios Financial Services, Inc. Reviews

DID LOUISE DELUCA FALLICA CAUSE YOU INVESTMENT LOSSES? Louise Fallica Customer Complaints and Reviews Louise D. Fallica has one reported customer dispute: Allegations Against Louise Fallica Louise Fallica Red Flags & Your Rights As An Investor Of course, Louise Fallica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louise Fallica at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Louise Fallica has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Louise Fallica If you have questions about American Portfolios Financial Services, Inc. and/or Louise Fallica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Howard Douglas of American Portfolios Financial Services, Inc

DID HOWARD JEFFREY DOUGLAS CAUSE YOU INVESTMENT LOSSES? Howard Douglas Of American Portfolios Financial Services, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Howard Douglas Customer Complaint Howard Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were annuity purchased through adviser was unsuitable. The brokerage firm denied the customer complaint recently and so the investor has not filed any arbitration proceedings. Howard Douglas Red Flags & Your Rights As An Investor Of course, Howard Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Douglas at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Howard Douglas If you have questions about American Portfolios Financial Services, Inc., Equitable Advisors, LLC and/or Howard Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2023

Joseph McGuire of American Portfolios Financial Services, Inc

DID JOSEPH SHAWN MCGUIRE CAUSE YOU INVESTMENT LOSSES? Joseph McGuire Of American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph McGuire Customer Complaint Joseph McGuire has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unsuitable recommendation of 2 alternative investments involving real estate securities. The customer complaint was settled by FSC Securities Corp. in favor of the investor. Joseph McGuire Red Flags & Your Rights As An Investor Of course, Joseph McGuire did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph McGuire at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph McGuire has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Joseph McGuire If you have questions about American Portfolios Financial Services, Inc. and/or Joseph McGuire and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Hillary Wertlieb of American Portfolios Financial Services, Inc.

DID HILLARY JOY WERTLIEB CAUSE YOU INVESTMENT LOSSES? Hillary Wertlieb Of American Portfolios Financial Services, Inc. And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Hillary Wertlieb of American Portfolios Financial Services, Inc.? Hillary Wertlieb (CRD #2239224) who is currently registered with American Portfolios Financial Services, Inc. and located in Lynbrook, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Portfolios Financial Services, Inc., Hillary Wertlieb was associated with Cetera Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hillary Wertlieb Customer Complaints Hillary Wertlieb has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Advisors in favor of the investor. The other customer complaint was denied by Investor’s Capital Corp. and the customer took no further action. Allegations Against Hillary Wertlieb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hillary Wertlieb Red Flags & Your Rights As An Investor Of course, Hillary Wertlieb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hillary Wertlieb at American Portfolios Financial Services, Inc. and formerly with Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Hillary Wertlieb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Hillary Wertlieb If you have questions about American Portfolios Financial Services, Inc., Cetera Advisors LLC and/or Hillary Wertlieb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Forrest formerly with American Portfolios Financial Services, Inc.

DID GARY A FORREST CAUSE YOU INVESTMENT LOSSES? Gary Forrest of American Portfolios Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Forrest formerly with American Portfolios Financial Services, Inc.? Gary Forrest (CRD #1313782) who was formerly registered with American Portfolios Financial Services, Inc. and located in Flint, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Portfolios Financial Services, Inc., Gary Forrest was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Forrest has had his own regulatory problems. He was suspended and fined by FINRA for unapproved private securities transactions involving the sale of promissory notes totaling over $826,000 issued by Woodbridge Group of companies. In addition, he was the subject of a cease and desist order by the State of Michigan. Gary Forrest Customer Complaints Gary Forrest has been the subject of 2 customer complaints that we know about in the last year to recover investment losses.  Both customer complaints were settled in favor of the investors. Allegations Against Gary Forrest A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Forrest Red Flags & Your Rights As An Investor Of course, Gary Forrest did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Forrest at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Forrest has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Gary Forrest If you have questions about American Portfolios Financial Services, Inc. and/or Gary Forrest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carmine Lopresti of American Portfolios Financial Services, Inc.

DID CARMINE ANTHONY LOPRESTI CAUSE YOU INVESTMENT LOSSES? Carmine Lopresti Of American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Carmine Lopresti of American Portfolios Financial Services, Inc.? Carmine Lopresti (CRD #1245062) who is currently registered with American Portfolios Financial Services, Inc. and located in Holmdel, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Carmine Lopresti Customer Complaint Carmine Lopresti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Carmine Lopresti committed fraud, negligence, breach of fiduciary duty, and breach of contract in connection with variable annuity investments. The customer complaint filed against Carmine Lopresti’s current employer American Portfolios Financial Services, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Carmine Lopresti Red Flags & Your Rights As An Investor Of course, Carmine Lopresti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carmine Lopresti at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carmine Lopresti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Carmine Lopresti If you have questions about American Portfolios Financial Services, Inc.  and/or Carmine Lopresti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joffre Salazar Formerly With American Portfolios Financial Services

DID JOFFRE SALAZAR CAUSE YOU INVESTMENT LOSSES? Joffre Salazar Formerly With American Portfolios Financial Services, LPL Financial And Santander Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joffre Salazar formerly with American Portfolios Financial Services? Joffre Salazar (CRD #2185914) who was formerly registered with American Portfolios Financial Services and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Joffre Salazar was associated with LPL Financial, Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joffre Salazar Customer Complaints Joffre Salazar has been the subject of 2 customer complaints that we know about. One of Joffre Salazar’s 2 customer complaints was settled in favor of investors. One of Joffre Salazar’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joffre Salazar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that she did not sign documents and accounts were opened without her knowledge by Joffre Salazar. Customers complained they were misled about their investment of a Pacific Life Variable Annuity by Joffre Salazar. Joffre Salazar Red Flags & Your Rights As An Investor Of course, Joffre Salazar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joffre Salazar at American Portfolios Financial Services, LPL Financial, and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Joffre Salazar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, LPL Financial, and Santander Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Joffre Salazar If you have questions about American Portfolios Financial Services, LPL Financial, Santander Securities, and/or Joffre Salazar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Knittle of American Portfolios Financial Services

DID PETER MARTIN KNITTLE CAUSE YOU INVESTMENT LOSSES? Peter Knittle Of American Portfolios Financial Services, American Portfolios Advisors And Formerly With LPL Financial And ESL Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Knittle of American Portfolios Financial Services? Peter Knittle (CRD #4090117) who is currently registered with American Portfolios Advisors, American Portfolios Financial Services and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, American Portfolios Advisors, Peter Knittle was associated with LPL Financial, ESL Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Knittle Customer Complaint Peter Knittle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with a withdrawal from their variable annuity. Peter Knittle’s customer complaint was denied and, to date, the customer has not taken any further action. Peter Knittle Red Flags & Your Rights As An Investor Of course, Peter Knittle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Knittle at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and ESL Investment Services on alert to review carefully the activity and performance of their accounts and question whether Peter Knittle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and ESL Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Peter Knittle If you have questions about American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, ESL Investment Services, and/or Peter Knittle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Halldin formerly with American Portfolios Financial Services

DID ROBERT JAMES HALLDIN CAUSE YOU INVESTMENT LOSSES? Robert Halldin Formerly With American Portfolios Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Halldin formerly with American Portfolios Financial Services? Robert Halldin (CRD #1458098) who was formerly registered with American Portfolios Financial Services and located in Newington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Robert Halldin Customer Complaints Robert Halldin has been the subject of 3 customer complaints that we know about. Two of Robert Halldin’s 3 customer complaints were settled in favor of investors. One of Robert Halldin’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Robert Halldin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Halldin’s alleged breach of fiduciary duty, violation of Florida Securities Investor Protection Act, negligence, failure to supervise. Churning, unsuitable investments, unauthorized trading, overconcentration allegedly by Robert Halldin. The allegations are that Robert Halldin made unsuitable investments in accounts held away from the firm. Robert Halldin Red Flags & Your Rights As An Investor Of course, Robert Halldin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Halldin at American Portfolios Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Halldin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Robert Halldin If you have questions about American Portfolios Financial Services and/or Robert Halldin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Xavier Felipe of American Portfolios Financial Services

DID XAVIER CLEMENTE FELIPE CAUSE YOU INVESTMENT LOSSES? Xavier Felipe Of American Portfolios Financial Services, American Portfolios Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Xavier Felipe of American Portfolios Financial Services? Xavier Felipe (CRD #2024428) who is currently registered with American Portfolios Financial Services, American Portfolios Advisors and located in Bohemia, New York is a subject of one of our many securities industry sales practice abuse investigations. Xavier Felipe Customer Complaint Xavier Felipe has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments, breach of fiduciary duty, violation of FINRA Rule 2090, and violation of FINRA Rule 2010. The customer complaint filed against Xavier Felipe’s current employer American Portfolios Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Xavier Felipe Red Flags & Your Rights As An Investor Of course, Xavier Felipe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xavier Felipe at American Portfolios Financial Services and American Portfolios Advisors on alert to review carefully the activity and performance of their accounts and question whether Xavier Felipe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services and American Portfolios Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Xavier Felipe If you have questions about American Portfolios Financial Services, American Portfolios Advisors, and/or Xavier Felipe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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