Oct 7, 2024

Christopher Kirkland of Avantax Investment Services, Inc. Reviews

DID CHRISTOPHER NELSON KIRKLAND CAUSE YOU INVESTMENT LOSSES? Christopher Kirkland Of Avantax Investment Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Christopher Kirkland Customer Complaints and Reviews Christopher N. Kirkland’s FINRA report reveals several disclosure events: Allegations Against Christopher Kirkland The allegations against Christopher Kirkland predominantly revolve around: Christopher Kirkland Red Flags & Your Rights As An Investor Of course, Christopher Kirkland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Kirkland at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Kirkland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Christopher Kirkland If you have questions about Avantax Investment Services, Inc. and/or Christopher Kirkland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Jaime Rullan of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID Jaime Antonio Rullan CAUSE YOU INVESTMENT LOSSES? Jaime Rullan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 9 Customer Complaints For Alleged Broker Misconduct Jaime Rullan Customer Complaints and Reviews Jaime A. Rullan has several disclosed events, primarily customer disputes: Allegations Against Jaime Rullan Jaime Rullan Red Flags & Your Rights As An Investor Of course, Jaime Rullan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Rullan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jaime Rullan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jaime Rullan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jaime Rullan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

David Shaw of Avantax Investment Services, Inc. Reviews

DID DAVID ALLEN SHAW CAUSE YOU INVESTMENT LOSSES? David Shaw Customer Complaints and Reviews David Allen Shaw has one reported customer dispute: Allegations Against David Shaw David Shaw Red Flags & Your Rights As An Investor Of course, David Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Shaw at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc.  Due To David Shaw If you have questions about Avantax Investment Services, Inc. and/or David Shaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2024

Monica Osborne of Avantax Investment Services, Inc. Reviews

DID MONICA ALICIA OSBORNE CAUSE YOU INVESTMENT LOSSES? Monica Osborne Customer Complaints and Reviews Osborne has been involved in one reported customer dispute: Allegations Against Monica Osborne Unsuitable Investment Recommendations: The primary allegation against Newman concerns his recommendation of certain direct investments (DPP & LP interests) deemed unsuitable for the client’s financial situation. The ongoing arbitration seeks to address these claims, which suggest potential negligence or misjudgment in investment advice provided by Newman. Monica Osborne Red Flags & Your Rights As An Investor Of course, Monica Osborne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monica Osborne at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Monica Osbornehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc.  Due To Monica Osborne If you have questions about Avantax Investment Services, Inc. and/or Monica Osborne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 30, 2024

Davin Carey of Avantax Investment Services, Inc. Reviews

DID DAVIN J CAREY CAUSE YOU INVESTMENT LOSSES? Davin Carey Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Davin Carey Customer Complaints and Reviews Davin Carey has two reported customer disputes: Allegations Against Davin Carey Davin Carey Red Flags & Your Rights As An Investor Of course, Davin Carey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Davin Carey at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Davin Carey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Davin Carey If you have questions about Avantax Investment Services, Inc. and/or Davin Carey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2024

Charles Winn Of Avantax Investment Services, Inc. Reviews

DID CHARLES THOMAS WINN CAUSE YOU INVESTMENT LOSSES? Charles Winn Customer Complaints and Reviews Charles T. Winn’s FINRA report lists one criminal action and one customer dispute: Allegations Against Charles Winn The allegations and accusations in the disclosed events are: Charles Winn Red Flags & Your Rights As An Investor Of course, Charles Winn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Winn at Avantax Investment Services, Inc. and on alert to review carefully the activity and performance of their accounts and question whether Charles Winn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Charles Winn If you have questions about Avantax Investment Services, Inc. and/or Charles Winn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2024

David Nieset Of LPL Financial LLC Reviews

DID DAVID EDWIN NIESET CAUSE YOU INVESTMENT LOSSES? David Nieset Customer Complaints and Reviews David Edwin Nieset has a single disclosure event on his record: Allegations Against David Nieset David Nieset Red Flags & Your Rights As An Investor Of course, David Nieset did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nieset at LPL Financial LLC and Avantax investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Niesethas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Avantax investment Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Nieset If you have questions about LPL Financial LLC, Avantax investment Services, Inc. and/or David Nieset and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2024

Paul Hernandez Formerly With Avantax Investment Services Reviews

DID PAUL HERNANDEZ CAUSE YOU INVESTMENT LOSSES? Paul Hernandez Customer Complaints and Reviews Paul Hernandez has one negative disclosure: Allegations Against Paul Hernandez The specific allegations made against Paul Hernandez include: Paul Hernandez Red Flags & Your Rights As An Investor Of course, Paul Hernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Hernandez at Avantax Investment Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Paul Hernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Paul Hernandez If you have questions about Avantax Investment Services, Edward Jones, and/or Paul Hernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2024

Richard Salinas of Avantax Investment Services, Inc. Reviews

DID RICHARD SALINAS CAUSE YOU INVESTMENT LOSSES? Richard Salinas Customer Complaints and Reviews Richard Salinas has one customer dispute on his record: Customer Dispute (Settled): A complaint was filed against him while he was with BBVA Securities Inc., concerning the suitability of a market-linked CD based on its maturity date. The customer questioned the suitability, and the dispute was settled for $7,950.22 on March 26, 2024. No individual contribution was required from Salinas. Allegations Against Richard Salinas Richard Salinas Red Flags & Your Rights As An Investor Of course, Richard Salinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Salinas at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Salinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Richard Salinas  If you have questions about Avantax Investment Services, Inc. and/or Richard Salinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

John Rood of Avantax Investment Services, Inc

DID JOHN WILLIAM ROOD CAUSE YOU INVESTMENT LOSSES? John Rood Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Rood Customer Complaints John Rood has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were recently denied by Avantax Investment Services, and so far it does not appear that either investor has filed an arbitration claim were taken any other action. Allegations Against John Rood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Rood Red Flags & Your Rights As An Investor Of course, John Rood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rood at Avantax Investment Services, Inc on alert to review carefully the activity and performance of their accounts and question whether John Rood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc Due To John Rood  If you have questions about Avantax Investment Services, Inc and/or John Rood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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