Sep 3, 2024

Kevin Cougle Formerly With Cadaret, Grant & Co., Inc. Reviews

DID KEVIN JOHN COUGLE CAUSE YOU INVESTMENT LOSSES? Kevin Cougle Formerly With Cadaret, Grant & Co., Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Kevin Cougle Customer Complaints and Reviews Kevin J. Cougle’s professional history includes several disclosure events that potential clients and firms might find relevant: Allegations Against Kevin Cougle Kevin Cougle Red Flags & Your Rights As An Investor Of course, Kevin Cougle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Cougle at Cadaret, Grant & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Couglehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To Kevin Cougle If you have questions about Cadaret, Grant & Co., Inc and/or Kevin Cougle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2024

Cary Cowan, Sr Cadaret, Grant & Co. Inc

DID CARY JOEL COWAN SR CAUSE YOU INVESTMENT LOSSES? Cary Cowan, Sr Of Cadaret, Grant & Co. Inc. And Formerly With Next Financial Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Cary Cowan, Sr Customer Complaints Cary Cowan, Sr has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint made to Financial Group was denied in the investor took no further action. Most recent complaint filed with Next Financial Group is still pending. Allegations Against Cary Cowan, Sr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Cary Cowan, Sr Red Flags & Your Rights As An Investor Of course, Cary Cowan, Sr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cary Cowan, Sr at Cadaret, Grant & Co. Inc. and Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cary Cowan, Sr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co. Inc. and Next Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co. Inc. Due To Cary Cowan, Sr If you have questions about Cadaret, Grant & Co. Inc., Next Financial Group, Inc. and/or Cary Cowan, Sr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 18, 2023

Kevin Curry of Cadaret, Grant & Co., Inc.

DID KEVIN THOMAS CURRY CAUSE YOU INVESTMENT LOSSES? Kevin Curry Of Cadaret, Grant & Co., Inc. And Formerly With Royal Alliance Associates, Inc. and Petersen Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kevin Curry Customer Complaints Kevin Curry has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kevin Curry’s employers in favor of the investors. Allegations Against Kevin Curry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Curry Red Flags & Your Rights As An Investor Of course, Kevin Curry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Curry at Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc. and Petersen Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Curry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc. and Petersen Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Michael Coraggio If you have questions about Cadaret, Grant & Co., Inc., Royal Alliance Associates, Inc., Petersen Investments, Inc. and/or Kevin Curry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Johnson formerly with Cadaret, Grant & Co., Inc.

DID WILLIAM COLIE JOHNSON CAUSE YOU INVESTMENT LOSSES? William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct William Johnson Customer Complaints William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action. Allegations Against William Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Johnson Red Flags & Your Rights As An Investor Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To William Johnson If you have questions about Cadaret, Grant & Co., Inc., Voya Financial Advisors, Inc. and/or William Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Pagartanis formerly with Lombard Securities Incorporated

DID STEVEN PAGARTANIS CAUSE YOU INVESTMENT LOSSES? Steven Pagartanis Formerly With Lombard Securities Incorporated and Cadaret, Grant & Co., Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Steven Pagartanis Customer Complaints Steven Pagartanis has been the subject of 14 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an arbitration award for over $1.4 million in favor of the investor. The other 13 customer complaints were settled by Cadaret Grant & Co. in favor of the investors. Allegations Against Steven Pagartanis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Pagartanis Red Flags & Your Rights As An Investor Of course, Steven Pagartanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Pagartanis at Lombard Securities Incorporated and Cadaret, Grant & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Pagartanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lombard Securities Incorporated and Cadaret, Grant & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lombard Securities Incorporated Due To Steven Pagartanis If you have questions about Lombard Securities Incorporated, Cadaret, Grant & Co., Inc. and/or Steven Pagartanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Akhil Kumar of Cadaret, Grant & Co., Inc.

DID AKHIL KUMAR CAUSE YOU INVESTMENT LOSSES? Akhil Kumar Of Cadaret, Grant & Co., Inc. And Formerly With Cambridge Investment Research, Inc. And Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Akhil Kumar of Cadaret, Grant & Co., Inc.? Akhil Kumar (CRD #4716564) who is currently registered with Cadaret, Grant & Co., Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cadaret, Grant & Co., Inc., Akhil Kumar was associated with Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Akhil Kumar Customer Complaint Akhil Kumar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Akhi Kumar made unsuitable investment recommendations with respect to various fixed and indexed life insurance policies and a fixed indexed annuity.  The customer complaint filed against Akhil Kumar’s former employer Voya Financial Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Akhil Kumar Red Flags & Your Rights As An Investor Of course, Akhil Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akhil Kumar at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., and Voya Financial Advisors, Inc.on alert to review carefully the activity and performance of their accounts and question whether Akhil Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To Akhil Kumar If you have questions about Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., Voya Financial Advisors, Inc., and/or Akhil Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Naugle formerly with Cadaret Grant

DID CHRISTOPHER NAUGLE CAUSE YOU INVESTMENT LOSSES? Christopher Naugle Formerly With Cadaret Grant And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Christopher Naugle Customer Complaint Christopher Naugle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged that he was misled into retiring early and taking his pension in a lump sum and that the investments made in his managed accounts, were not in accordance with his investment objectives. The customer complaint filed against Christopher Naugle’s former employer NYLIFE Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Naugle Red Flags & Your Rights As An Investor Of course, Christopher Naugle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Naugle at Cadaret Grant and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Naugle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant Due To Christopher Naugle If you have questions about Cadaret Grant, NYLIFE Securities, and/or Christopher Naugle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michelle Werth of Cadaret Grant & Co.

DID MICHELLE DENISE WERTH CAUSE YOU INVESTMENT LOSSES? Michelle Werth Of Cadaret Grant & Co. And Formerly With Putnam Retail Management Limited Partnership Has A Customer Complaint For Alleged Broker Misconduct Who is Michelle Werth of Cadaret Grant & Co.? Michelle Werth (CRD #3054084) who is currently registered with Cadaret Grant & Co.and located in Baldwinsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cadaret Grant & Co., Michelle Werth was associated with Putnam Retail Management Limited Partnership and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michelle Werth Customer Complaint Michelle Werth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was unhappy with tax consequence as a result of recommended sales. Michelle Werth’s customer complaint was denied and, to date, the customer has not taken any further action. Michelle Werth Red Flags & Your Rights As An Investor Of course, Michelle Werth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Werth at Cadaret Grant & Co. and Putnam Retail Management Limited Partnership on alert to review carefully the activity and performance of their accounts and question whether Michelle Werth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co. and Putnam Retail Management Limited Partnership also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant & Co. Due To Michelle Werth If you have questions about Cadaret Grant & Co., Putnam Retail Management Limited Partnership, and/or Michelle Werth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Maryann Pierce of Cadaret Grant & Co.

DID MARYANN PIERCE CAUSE YOU INVESTMENT LOSSES? Maryann Pierce Of Cadaret Grant & Co., Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Maryann Pierce of Cadaret Grant & Co.? Maryann Pierce (CRD #3270336) who is currently registered with Cadaret Grant & Co., Inc. and located in East Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Maryann Pierce Customer Complaint Maryann Pierce has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a dispute arose between the Client and Advisor regarding a request by the Client for liquidation of the Company Cash Balance Plan assets, prior to transfer of the assets to another advisory firm. The advisor and firm decided to settle the claim to expedite resolution of this matter. Maryann Pierce’s customer complaint was settled in favor of investors. Maryann Pierce Red Flags & Your Rights As An Investor Of course, Maryann Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maryann Pierce at Cadaret Grant & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Maryann Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant & Co., Inc. Due To Maryann Pierce If you have questions about Cadaret Grant & Co., Inc. and/or Maryann Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Resch Of Cadaret Grant & Co.

DID DAVID PATRICK RESCH CAUSE YOU INVESTMENT LOSSES? David Resch Of Cadaret Grant & Co., Post Resch Tallon Group Has A Customer Complaint For Alleged Broker Misconduct Who is David Resch of Cadaret Grant & Co.? David Resch (CRD #836946) who is currently registered with Cadaret Grant & Co., Post Resch Tallon Group and located in Pittsford, New York is a subject of one of our many securities industry sales practice abuse investigations. David Resch Customer Complaint David Resch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations of unsuitable investment strategy. David Resch’s customer complaint was denied and, to date, the customers have not taken any further action David Resch Red Flags & Your Rights As An Investor Of course, David Resch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Resch at Cadaret Grant & Co. and Post Resch Tallon Group on alert to review carefully the activity and performance of their accounts and question whether David Resch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co. and Post Resch Tallon Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant & Co. Due To David Resch If you have questions about Cadaret Grant & Co., Post Resch Tallon Group, and/or David Resch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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