Nov 27, 2024

Juan Martinez Formerly With Calton & Associates, Inc.  Reviews

DID JUAN A MARTINEZ CAUSE YOU INVESTMENT LOSSES? Juan Martinez Formerly with Calton & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Juan Martinez Customer Complaints and Reviews Martinez has two pending customer disputes on record, both related to alleged misrepresentations regarding variable universal life (VUL) insurance policies: Allegations Against Juan Martinez The allegations in both disputes involve claims of misrepresentation regarding variable universal life (VUL) insurance policies. One customer contends that a policy sold in 2022 was presented as a retirement plan without clear disclosure of its life insurance elements. Another customer alleges a 2021 policy was issued with a higher-than-requested life insurance component and less emphasis on retirement savings. Both matters remain unresolved. Juan Martinez Red Flags & Your Rights As An Investor Of course, Juan Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Martinez at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc.  Due To Juan Martinez If you have questions about Calton & Associates, Inc. and/or Juan Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2024

Daryl Calton Formerly With Calton & Associates, Inc. Reviews

DID DARYL RAY CALTON CAUSE YOU INVESTMENT LOSSES? Daryl Calton Formerly With Calton & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Daryl Calton Customer Complaints and Reviews Daryl Calton’s professional record includes several disclosures: Allegations Against Daryl Calton Daryl Calton Red Flags & Your Rights As An Investor Of course, Daryl Calton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daryl Calton at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daryl Calton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Daryl Calton If you have questions about Calton & Associates, Inc. and/or Daryl Calton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2023

Shawn Spellacy of Calton & Associates, Inc.

DID SHAWN CONAN SPELLACY CAUSE YOU INVESTMENT LOSSES? Shawn Spellacy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Shawn Spellacy Customer Complaints Shawn Spellacy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Calton & Associates in favor the investors. The other customer complaint which was recently filed is under review by Calton & Associates and is still pending. Allegations Against Shawn Spellacy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Shawn Spellacy Red Flags & Your Rights As An Investor Of course, Shawn Spellacy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Spellacy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shawn Spellacy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Shawn Spellacy If you have questions about Calton & Associates, Inc. and/or Shawn Spellacy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Segon of Next Financial Group, Inc.

DID RONALD DEAN SEGON CAUSE YOU INVESTMENT LOSSES? Ronald Segon Of Next Financial Group, Inc. And Formerly With Calton & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ronald Segon Customer Complaint Ronald Segon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. Calton and Associates settled the customer complaint in favor of the investor. Ronald Segon Red Flags & Your Rights As An Investor Of course, Ronald Segon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Segon at Next Financial Group, Inc. and Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Segon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. and Calton & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc. Due To Ronald Segon If you have questions about Next Financial Group, Inc. and Calton & Associates, Inc. and/or Ronald Segon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Paul Murphy of Calton & Associates, Inc.

DID PAUL WILLIAM MURPHY CAUSE YOU INVESTMENT LOSSES? Paul Murphy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Murphy Customer Complaints Paul Murphy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Calton and Associates and/or Newport Coast Securities in favor of the investors. The other customer complaint is still pending against Calton and Associates in a FINRA arbitration proceeding. Allegations Against Paul Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Murphy Red Flags & Your Rights As An Investor Of course, Paul Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Murphy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Paul Murphy If you have questions about Calton & Associates, Inc. and/or Paul Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher McCoy of Calton & Associates, Inc.

As a client, you put your money in the hands of a broker you can trust. This is why it’s critical to learn everything there is to know about the individual investing your funds. This information may assist you in determining whether or not to work with a certain broker. We may be able to help you address any concerns or problems you have if you believe Christopher McCoy has caused you financial harm. DID CHRISTOPHER JOSEPH MCCOY CAUSE YOU INVESTMENT LOSSES? Christopher McCoy Of Calton & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher McCoy of Calton & Associates, Inc.? Christopher McCoy (CRD # 4113108) who is currently registered with Calton & Associates, Inc. and located in Montclair, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Christopher McCoy Customer Complaints Christopher McCoy has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Christopher McCoy’s 2 customer complaints was settled in favor of investors. One of Christopher McCoy’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Christopher McCoy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendations of common and preferred stock in breach of financial adviser’s fiduciary duty, negligence, and violations of state securities laws. Unsuitable recommendations related to common and preferred stock and real estate securities in breach of financial adviser’s duties to customer and unauthorized use of discretion in making transactions in the account. Christopher McCoy Red Flags & Your Rights As An Investor Of course, Christopher McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher McCoy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Christopher McCoy If you have questions about Calton & Associates, Inc. and/or Christopher McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Chad Thuner formerly with Calton & Associates, Inc.

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the individual who will be investing your money. This data might assist you in determining whether or not to work with a certain broker. We may be able to assist you in addressing any concerns or problems you have if you believe Chad Thuner has caused you financial damage. DID CHAD ANDREW THUNER CAUSE YOU INVESTMENT LOSSES? Chad Thuner Formerly With Calton & Associates, Inc. And Capital Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Chad Thuner formerly with Calton & Associates, Inc.? Chad Thuner (CRD #4893596) who was formerly registered with Calton & Associates, Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Calton & Associates, Inc., Chad Thuner was associated with Capital Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chad Thuner Customer Complaints Chad Thuner has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. All 3 of Chad Thuner’s customer complaints were settled in favor of investors. Allegations Against Chad Thuner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation and violation of Indiana state securities laws related to annuities, oil and gas investments and real estate securities. Breach of fiduciary duty, violations of federal and state securities laws, negligent supervision/hiring related to direct investments in oil and gas sector. Violations of federal securities laws, breach of fiduciary duty, breach of contract related to mutual fund in oil and gas investments. Chad Thuner Red Flags & Your Rights As An Investor Of course, Chad Thuner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Thuner at Calton & Associates, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chad Thuner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Chad Thuner If you have questions about Calton & Associates, Inc., Capital Financial Services, Inc., and/or Chad Thuner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Rodriguez formerly with Calton & Associates

DID RICHARD A. RODRIGUEZ JR CAUSE YOU INVESTMENT LOSSES? Richard Rodriguez Formerly With Calton & Associates And Concorde Investment Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is Richard Rodriguez formerly with Calton & Associates? Richard Rodriguez (CRD #2973254) who was formerly registered with Calton & Associates and located in Fruitland Park, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Calton & Associates, Richard Rodriguez was associated with Concorde Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Rodriguez Customer Complaints Richard Rodriguez has been the subject of 5 customer complaints that we know about. Three of Richard Rodriguez’s 5 customer complaints were settled in favor of investors. One of Richard Rodriguez’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Concorde Investment Services for investment losses caused by Richard Rodriguez’s alleged misconduct. Allegations Against Richard Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Rodriguez’s alleged Breach of Fiduciary Duty, Breach of Contract and Negligence. Client claimed they were not told about the liquidity features and risk of non-traded REIT purchases allegedly made by Richard Rodriguez. Richard Rodriguez’s unsuitable mutual fund recommendation alleged by client. Richard Rodriguez Red Flags & Your Rights As An Investor Of course, Richard Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rodriguez at Calton & Associates and Concorde Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates and Concorde Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates Due To Richard Rodriguez If you have questions about Calton & Associates, Concorde Investment Services, and/or Richard Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Harter of Calton & Associates

DID KENNETH RICHARD HARTER CAUSE YOU INVESTMENT LOSSES? Kenneth Harter Of Calton & Associates Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Harter of Calton & Associates? Kenneth Harter (CRD #1448027) who is currently registered with Calton & Associates and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Harter Customer Complaints Kenneth Harter has been the subject of 2 customer complaints that we know about. One of Kenneth Harter’s 2 customer complaints was settled in favor of investors. The customer complaint filed against Kenneth Harter’s current employer Calton & Associates for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against Kenneth Harter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Harter’s alleged suitability, fraudulent statement on liquidity of investments. In the class action suit relating to Citi-Equity Group, the allegations against the defendants are misrepresentation and omission of material facts, negligence and breach of fiduciary duty. Kenneth Harter Red Flags & Your Rights As An Investor Of course, Kenneth Harter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Harter at Calton & Associates on alert to review carefully the activity and performance of their accounts and question whether Kenneth Harter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates Due To Kenneth Harter If you have questions about Calton & Associates and/or Kenneth Harter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Albrecht Of Calton & Associates

DID PATRICK WILLIAM ALBRECHT CAUSE YOU INVESTMENT LOSSES? Patrick Albrecht of Calton & Associates Has 3 Customer Complaints For Alleged Broker Misconduct Who is Patrick Albrecht of Calton & Associates? Patrick Albrecht (CRD #1437137) who is currently registered with Calton & Associates and located in Prescott, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Patrick Albrecht Customer Complaints Patrick Albrecht has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Patrick Albrecht’s 3 customer complaints was settled in favor of investors. Two of Patrick Albrecht’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Patrick Albrecht A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Albrecht’s alleged failure to conduct adequate due diligence, negligence, misrepresentation, breach of fiduciary duty. Unsuitable investment recommendations and breach of fiduciary duties  allegedly by Patrick Albrecht. Patrick Albrecht Red Flags & Your Rights As An Investor Of course, Patrick Albrecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Albrecht at Calton & Associates on alert to review carefully the activity and performance of their accounts and question whether Patrick Albrecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates Due To Patrick Albrecht If you have questions about Calton & Associates and/or Patrick Albrecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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