Jul 21, 2024

Robin Runco Formerly With CFD Investments, Inc. Reviews

DID ROBIN K RUNCO CAUSE YOU INVESTMENT LOSSES? Robin Runco Formerly With CFD Investments, Inc., J.W. and Cole Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Robin Runco Customer Complaints and Reviews Allegations Against Robin Runco Robin Runco Red Flags & Your Rights As An Investor Of course, Robin Runco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robin Runco at CFD Investments, Inc. and J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robin Runco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CFD Investments, Inc. and J.W. Cole Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At CFD Investments, Inc. Due To Robin Runco If you have questions about CFD Investments, Inc., J.W. Cole Financial, Inc., and/or Robin Runco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Scott Oliphant of Cetera Advisors LLC

DID SCOTT EDWARD OLIPHANT CAUSE YOU INVESTMENT LOSSES? Scott Oliphant Of Cetera Advisors LLC And Formerly With CFD Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Oliphant Customer Complaints Scott Oliphant has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by CFD Investments and the investor has not yet taken any further action. The other customer complaint is still pending in a FINRA arbitration proceeding filed against CFD Investments. Allegations Against Scott Oliphant A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Oliphant Red Flags & Your Rights As An Investor Of course, Scott Oliphant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Oliphant at Cetera Advisors LLC and CFD Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Oliphant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and CFD Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Scott Oliphant If you have questions about Cetera Advisors LLC, CFD Investments, Inc. and/or Scott Oliphant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ricky Bain of CFD Investments

DID RICKY L. BAIN CAUSE YOU INVESTMENT LOSSES? Ricky Bain Of CFD Investments And Creative Financial Designs Has A Customer Complaint For Alleged Broker Misconduct Who is Ricky Bain of CFD Investments? Ricky Bain (CRD #4525494) who is currently registered with CFD Investments, Creative Financial Designs and located in Lees Summit, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Ricky Bain Customer Complaint Ricky Bain has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were a lack of due diligence by the broker in connection with a private placement investment. Ricky Bain’s customer complaint was denied and, to date, the customer has not taken any further action. Ricky Bain Red Flags & Your Rights As An Investor Of course, Ricky Bain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricky Bain at CFD Investments and Creative Financial Designs on alert to review carefully the activity and performance of their accounts and question whether Ricky Bain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CFD Investments and Creative Financial Designs also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CFD Investments Due To Ricky Bain If you have questions about CFD Investments, Creative Financial Designs, and/or Ricky Bain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dale Immekus of Independent Financial Group and formerly with CFD Investments

DID DALE JEROME IMMEKUS CAUSE YOU INVESTMENT LOSSES? Dale Immekus Of Independent Financial Group And Formerly With CFD Investments And Creative Financial Designs Has 2 Customer Complaints For Alleged Broker Misconduct Who is Dale Immekus of Independent Financial Group? Dale Immekus (CRD #5309353) who is currently registered with Independent Financial Group and located in Lodi, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, Dale Immekus was associated with CFD Investments, Creative Financial Designs and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dale Immekus Customer Complaints Dale Immekus has been the subject of 2 customer complaints that we know about. One of Dale Immekus’ 2 customer complaints was settled in favor of investors. One of Dale Immekus’ customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Dale Immekus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim that Dale Immekus’ alleged recommendation of an Individual Universal Life policy was unsuitable based on the client’s circumstances. Claimant alleged that his investments in mutual funds and a managed account made by Dale Immekus were unsuitable. Dale Immekus Red Flags & Your Rights As An Investor Of course, Dale Immekus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Immekus at Independent Financial Group, CFD Investments, and Creative Financial Designs on alert to review carefully the activity and performance of their accounts and question whether Dale Immekus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, CFD Investments, and Creative Financial Designs also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Dale Immekus If you have questions about Independent Financial Group, CFD Investments, Creative Financial Designs, and/or Dale Immekus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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