Mar 8, 2022

John Broughton of Citizens Securities

DID JOHN CHARLES BROUGHTON CAUSE YOU INVESTMENT LOSSES? John Broughton Formerly With Citizens Securities, Cetera Investment Services And LPL Financial Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Broughton of Citizens Securities? John Broughton (CRD #2362478) who was formerly registered with Citizens Securities and located in Johnston, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citizens Securities, John Broughton was associated with Cetera Investment Services, LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Broughton Customer Complaints John Broughton has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of John Broughton’s 4 customer complaints were settled in favor of investors. One of John Broughton’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against John Broughton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged John Broughton misrepresented the interest she would receive from annuity and the fees charged. Customer alleged misrepresentation by John Broughton in connection with the preferred stock sale. Customer alleged John Broughton gave them improper investment advice. John Broughton Red Flags & Your Rights As An Investor Of course, John Broughton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Broughton at Citizens Securities, Cetera Investment Services, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether John Broughton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities, Cetera Investment Services, and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities, Cetera Investment Services, And LPL Financial Due To John Broughton If you have questions about Citizens Securities, Cetera Investment Services, LPL Financial, and/or John Broughton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeff Burnham formerly with Citizens Securities

DID JEFF BURNHAM CAUSE YOU INVESTMENT LOSSES? Jeff Burnham Formerly With Citizens Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jeff Burnham formerly with Citizens Securities? Jeff Burnham (CRD #2839082) who was formerly registered with Citizens Securities and located in Bedford, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Jeff Burnham Customer Complaint Jeff Burnham has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were theft of funds. Jeff Burnham’s customer complaint was denied and, to date, the has not taken any further action. Jeff Burnham Red Flags & Your Rights As An Investor Of course, Jeff Burnham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeff Burnham at Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Jeff Burnham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Jeff Burnham If you have questions about Citizens Securities and/or Jeff Burnham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Bernardi of Citizens Securities

DID PAUL WILLIAM BERNARDI CAUSE YOU INVESTMENT LOSSES? Paul Bernardi Of Citizens Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Paul Bernardi of Citizens Securities? Paul Bernardi (CRD #2020579) who is currently registered with Citizens Securities and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Paul Bernardi Customer Complaints Paul Bernardi has been the subject of 4 customer complaints that we know about. Two of Paul Bernardi’s 4 customer complaints were settled in favor of investors. Two of Paul Bernardi’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Bernardi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that they were unaware of surrender penalties or surrender period on variable annuity and mutual fund purchased allegedly by Paul Bernardi. Client’s attorney alleged that Fixed Annuity investment recommended was not suitable allegedly made by Paul Bernardi. Clients alleged that they were misinformed by Paul Bernardi concerning mutual funds purchased. Clients attorney alleged that mutual funds purchased by Paul Bernardi were unsuitable investments. Paul Bernardi Red Flags & Your Rights As An Investor Of course, Paul Bernardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Bernardi at Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Bernardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Paul Bernardi If you have questions about Citizens Securities and/or Paul Bernardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Juan Rios of Citizens Securities

DID JUAN PABLO RIOS CAUSE YOU INVESTMENT LOSSES? Juan Rios Of Citizens Securities And Formerly With Ameriprise Financial Services And J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Juan Rios of Citizens Securities? Juan Rios (CRD #4586563) who is currently registered with Citizens Securities and located in Watertown, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citizens Securities, Juan Rios was associated with Ameriprise Financial Services, J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Juan Rios Customer Complaints Juan Rios has been the subject of 2 customer complaints that we know about. Both of Juan Rios’ customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Juan Rios A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged misrepresentation by Juan Rios regarding managed account investment. Client alleged Juan Rios’ misrepresentation regarding managed account investment. Juan Rios Red Flags & Your Rights As An Investor Of course, Juan Rios did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rios at Citizens Securities, Ameriprise Financial Services, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Juan Rios has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities, Ameriprise Financial Services, and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Juan Rios If you have questions about Citizens Securities, Ameriprise Financial Services, J.P. Morgan Securities, and/or Juan Rios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Glen Dowden of Citizens Securities

DID GLEN MACKENZIE DOWDEN CAUSE YOU INVESTMENT LOSSES? Glen Dowden Of Citizens Securities And Formerly With Ameriprise Financial Services And GWN Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Glen Dowden of Citizens Securities? Glen Dowden (CRD #5217538) who is currently registered with Citizens Securities and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citizens Securities, Glen Dowden was associated with Ameriprise Financial Services, GWN Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glen Dowden Customer Complaint Glen Dowden has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Glen Dowden made an unsuitable recommendation to purchase a variable annuity. Glen Dowden’s customer complaint was denied and, to date, the customer has not taken any further action. Glen Dowden Red Flags & Your Rights As An Investor Of course, Glen Dowden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glen Dowden at Citizens Securities, Ameriprise Financial Services, and GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Glen Dowden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities, Ameriprise Financial Services, and GWN Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Glen Dowden If you have questions about Citizens Securities, Ameriprise Financial Services, GWN Securities, and/or Glen Dowden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Adam Boyce of Citizens Securities, Inc

DID ADAM TUCKER BOYCE CAUSE YOU INVESTMENT LOSSES? Adam Tucker Boyce Of Citizens Securities, Inc. And Formerly PNC Investments, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Adam T. Boyce with Citizens Securities, Inc.? Adam Boyce (CRD #6195379) who is currently registered with Citizens Securities, Inc. and located in Forty Fort, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Citizens Securities, Inc., Adam Boyce was associated with PNC Investments and another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. PNC Investments, LLC Broker Misconduct In his career, Adam Boyce has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years against Adam Boyce’s former employer to recover investment losses. There are currently 2 pending customer complaints filed against Adam Boyce’s former employer PNC Investments, LLC for investment losses caused by his alleged misconduct. Allegations Against Adam Boyce The allegations made in the FINRA reported pending complaints for investment losses are for misrepresentations in connection with the offer and sale of insurance policies. Adam Boyce Red Flags & Your Rights as An Investor Of course, Adam Boyce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Adam Boyce at Citizens Securities, Inc. and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Adam Boyce has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at PNC Investments in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities, Inc. And PNC Investments, LLC If you have questions about Citizens Securities, Inc., PNC Investments and/or Adam Boyce and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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