Feb 17, 2025

Alexander Ascencios Formerly With CUNA Brokerage Services, Inc.  FIRED

DID ALEXANDER BRADY ASCENCIOS CAUSE YOU INVESTMENT LOSSES? Alexander Ascencios was recently fired from CUNA Brokerage Services, Inc. following allegations related to a personal legal matter. Alexander Ascencios Employment History and Termination Alexander Brady Ascencios has a professional history in the securities industry spanning multiple firms and regulatory exams. He has worked for five different firms for over 26 years, most recently with CUNA Brokerage Services, Inc. from September 2024 to December 2024. Prior to that, he was registered with Allstate Financial Services, LLC from 2013 to 2024 and Prudential Annuities Distributors, Inc. from 2006 to 2012. He has passed four industry exams, including the Investment Company Products/Variable Contracts Principal Examination (Series 26) and the Uniform Securities Agent State Law Examination (Series 63). However, his licenses are no longer active as he is not currently registered. In December 2024 Mr. Ascencios was terminated by CUNA Brokerage Services, Inc. His termination stemmed from personal legal issues unrelated to his professional responsibilities, to which he pleaded guilty of a misdemeanor and was fined. Negative Disclosures Summary Alexander Brady Ascencios has a Termination disclosure: Alexander Ascencios Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Alexander Ascencios is a red flag which should put all current and former customers of Alexander Ascencios at CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexander Ascencios engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services, Inc. Due To Alexander Ascencios If you have questions about CUNA Brokerage Services, Inc. and/or Alexander Ascencios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2023

Robert Chastain formerly with CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC

DID ROBERT CLINTON CHASTAIN CAUSE YOU INVESTMENT LOSSES? Robert Chastain Formerly With CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Chastain Customer Complaint Robert Chastain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where client was allegedly told his annuity investments were protected against loss and it was discovered that a guaranteed minimum accumulation benefit form was completed for the variable annuity contract but never submitted to the annuity carrier for processing. A customer complaint was recently filed with CUNA Brokerage Services and awaiting the firm’s review and determination. Robert Chastain Red Flags & Your Rights As An Investor Of course, Robert Chastain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Chastain at CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Chastain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services, Inc. Due To Robert Chastain If you have questions about CUNA Brokerage Services, Inc., Allstate Financial Services, LLC and/or Robert Chastain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2023

Farhad Sediqi of Infinex Investments, Inc.

DID FARHAD SEDIQI CAUSE YOU INVESTMENT LOSSES? Farhad Sediqi Of Infinex Investments, Inc. And Formerly With Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Farhad Sediqi Customer Complaint Farhad Sediqi has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended a short-term investment with a yearly 4% return, however, customer has suffered significant losses. The customer complaint is still pending with Cuna Brokerage Services. Farhad Sediqi Red Flags & Your Rights As An Investor Of course, Farhad Sediqi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Farhad Sediqi at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Farhad Sediqi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Farhad Sediqi If you have questions about Infinex Investments, Inc., Cuna Brokerage Services, Inc. and/or Farhad Sediqi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2023

Todd Micciche formerly with CUNA Brokerage Services, Inc.

DID TODD DOUGLAS MICCICHE CAUSE YOU INVESTMENT LOSSES? Todd Micciche Formerly With Cuna Brokerage Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Todd Micciche Customer Complaints Todd Micciche has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other 2 customer complaints were denied, and to date, the customers have not taken any further action against the brokerage firm or financial advisor. Allegations Against Todd Micciche A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Micciche Red Flags & Your Rights As An Investor Of course, Todd Micciche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Micciche at Cuna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Micciche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuna Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cuna Brokerage Services, Inc. Due To Todd Micciche If you have questions about Cuna Brokerage Services, Inc. and/or Todd Micciche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Mazur of CUNA Brokerage Services

DID ROBERT ANDREW MAZUR JR CAUSE YOU INVESTMENT LOSSES? Robert Mazur Of CUNA Brokerage Services And Formerly With Morgan Stanley And SunTrust Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Mazur of CUNA Brokerage Services? Robert Mazur (CRD #2344540) who is currently registered with CUNA Brokerage Services and located in Clermont, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to CUNA Brokerage Services, Robert Mazur was associated with Morgan Stanley, SunTrust Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Mazur Customer Complaints Robert Mazur has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Mazur’s 2 customer complaints was settled in favor of investors. One of Robert Mazur’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Robert Mazur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client stated in credit union survey Robert Mazur allegedly did not follow through on what she asked him to complete. She stated that when investments started to show a decline, she requested money to be moved into her savings account at the credit union. She was unhappy with a $31k loss and not having control of her funds. She was also unhappy that her monthly distribution of $802 has not been deposited into her credit union account yet (she expected it 7/26/2020). Client verbally alleged, inter alia, that Robert Mazur’s investment transactions in her account were not authorized. Robert Mazur Red Flags & Your Rights As An Investor Of course, Robert Mazur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Mazur at CUNA Brokerage Services, Morgan Stanley, and SunTrust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Robert Mazur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Morgan Stanley, and SunTrust Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services Due To Robert Mazur If you have questions about CUNA Brokerage Services, Morgan Stanley, SunTrust Investment Services, and/or Robert Mazur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wendy Cundari of CUNA Brokerage Services

DID WENDY MARIE CUNDARI CAUSE YOU INVESTMENT LOSSES? Wendy Cundari Of CUNA Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wendy Cundari of CUNA Brokerage Services? Wendy Cundari (CRD #2118351) who is currently registered with CUNA Brokerage Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Wendy Cundari Customer Complaints Wendy Cundari has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Wendy Cundari’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Wendy Cundari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she was not aware of the annual fees associated with the variable annuity she purchased. Client stated she was being charged 3.65% annually for the annuity allegedly made by Wendy Cundari. Unsuitable investments were allegedly purchased by Wendy Cundari for this client. Wendy Cundari Red Flags & Your Rights As An Investor Of course, Wendy Cundari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wendy Cundari at CUNA Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Wendy Cundari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services Due To Wendy Cundari If you have questions about CUNA Brokerage Services and/or Wendy Cundari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jon Thompson of CUNA Brokerage Services

DID JON THOMPSON CAUSE YOU INVESTMENT LOSSES? Jon Thompson Of CUNA Brokerage Services Has One Customer Complaint For Alleged Broker Misconduct Who is Jon Thompson of CUNA Brokerage Services, Inc.? Jon Thompson (CRD #2555481) who is currently registered with CUNA Brokerage Services, Inc. and located in Deer Park, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jon Thompson Customer Complaint Jon Thompson has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Members Life Insurance Company issued an annuity contract that included an error extending the term of the contract beyond what the premiums would have purchased. The insurer subsequently sought to correct the error by cancelling the contract and issuing a corrected contract. Allegations in the complaint were as follows: Violation of the Texas Deceptive Trade Practices Act; Fraud; Negligent Misrepresentation. The complaint also requested Declaratory Relief and Specific Performance of a contract which was superseded and the insurer believed was therefore unenforceable. The activities leading to the allegations included: the Single Premium Deferred Variable and Indexed-Linked Annuity issued; a Supplemental Contract later issued with a payment start date; and then an Amended Supplemental Contract issued. Jon Thompson’s customer complaint was settled in favor of the investors. Jon Thompson Red Flags & Your Rights As An Investor Of course, Jon Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Thompson at CUNA Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Jon Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services, Inc. Due To Jon Thompson If you have questions about CUNA Brokerage Services, Inc. and/or Jon Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

John Kesner of CUNA Brokerage Services, Inc.

DID JOHN BRENT KESNER CAUSE YOU INVESTMENT LOSSES? John Brent Kesner with Cuna Brokerage Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is John B. Kesner with Cuna Brokerage Services, Inc.? John Kesner (CRD #1785716) who is currently registered with Cuna Brokerage Services, Inc. and located in Fort Smith, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cuna Brokerage Services, Inc., John Kesner was associated with Cabot Lodge Securities LLC and 12 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cuna Brokerage Services, Inc. Broker Misconduct In his career, John Kesner has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years. One was settled in favor of investors. The customer who filed the other complaint is not taken any formal action to date. Allegations Against John Kesner   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleges John Kesner made unsuitable mutual fund investment recommendations. Client alleged unsuitable variable annuity investment recommendations. John Kesner Red Flags & Your Rights As An Investor Of course, John Kesner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kesner at Cuna Brokerage Services, Inc. and Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Kesner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John Kesner at Cuna Brokerage Services, Inc. and Cabot Lodge Securities LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cuna Brokerage Services, Inc. If you have questions about John Kesner at Cuna Brokerage Services, Inc., Cabot Lodge Securities LLC and/or John Kesner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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