Apr 4, 2024

Andrew Schell formerly with D.A. Davidson & Co

DID ANDREW DAVID SCHELL CAUSE YOU INVESTMENT LOSSES? Andrew Schell Of D.A. Davidson & Co. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has 19 Customer Complaints For Alleged Broker Misconduct Andrew Schell Customer Complaints Andrew Schell has been the subject of 19 customer complaints that we know about seeking to recover investment losses.  All 19 of the customer complaints were settled by D A Davidson and Co. for Andrew Schell’s alleged misconduct in favor of the investors. Allegations Against Hagin Richeson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Schell Red Flags & Your Rights As An Investor Of course, Andrew Schell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schell at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Andrew Schell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Andrew Schell  If you have questions about D.A. Davidson & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andrew Schell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2024

Suzette Lawrence of D.A. Davidson & Co

DID SUZETTE LAWRENCE CAUSE YOU INVESTMENT LOSSES? Suzette Lawrence Of D.A. Davidson & Co. Has A Customer Complaint For Alleged Broker Misconduct Suzette Lawrence Customer Complaint Suzette Lawrence has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of an investment portfolio in a discretionary managed investment advisory account.  The customer complaint recently filed with D.  A.  Davidson and Co. is still awaiting firm review and disposition. Suzette Lawrence Red Flags & Your Rights As An Investor Of course, Suzette Lawrence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzette Lawrence at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Suzette Lawrence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Suzette Lawrence If you have questions about D.A. Davidson & Co. and/or Suzette Lawrence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Rich of D.A. Davidson & Co.

DID THEODORE NELSON RICH CAUSE YOU INVESTMENT LOSSES? Theodore Rich Of D.A. Davidson & Co. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Theodore Rich Customer Complaints Theodore Rich has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Wells Fargo Investments and the customer took no further action. The 2nd customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Theodore Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Rich Red Flags & Your Rights As An Investor Of course, Theodore Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Rich at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Theodore Rich If you have questions about D.A. Davidson & Co., Wells Fargo Clearing Services, LLC and/or Theodore Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scott Sideras of D.A. Davidson & Co.

DID SCOTT ALLAN SIDERAS CAUSE YOU INVESTMENT LOSSES? Scott Sideras Of D.A. Davidson & Co. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Sideras Customer Complaints Scott Sideras has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor for over $329,000. Another customer complaint was settled by D. A. Davidson & Co. in favor of the investor. The other customer complaint was denied by Scott Sideras’ former employer and the customer took no further action. Allegations Against Scott Sideras A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Sideras Red Flags & Your Rights As An Investor Of course, Scott Sideras did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sideras at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Scott Sideras has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Scott Sideras If you have questions about D.A. Davidson & Co. and/or Scott Sideras and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Neil Berlant formerly with D.A. Davidson & Co.

DID NEIL DAVID BERLANT CAUSE YOU INVESTMENT LOSSES? Neil Berlant Formerly With D.A. Davidson & Co. Has A Customer Complaint For Alleged Broker Misconduct Neil Berlant Customer Complaint Neil Berlant has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor had not discussed in investment with the client or received authorization to purchase any securities. The brokerage firm settled the customer dispute in favor of the investor. Neil Berlant Red Flags & Your Rights As An Investor Of course, Neil Berlant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Berlant at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Neil Berlant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Neil Berlant If you have questions about D.A. Davidson & Co. and/or Neil Berlant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 14, 2023

Gregory Tucker of D.A. Davidson & Co.

DID GREGORY ROY TUCKER CAUSE YOU INVESTMENT LOSSES? Gregory Tucker Of D.A. Davidson & Co. Has 8 Customer Complaints For Alleged Broker Misconduct Who is Gregory Tucker of D.A. Davidson & Co.? Gregory Tucker (CRD #501274) who is currently registered with D.A. Davidson & Co. and located in Des Moines, Iowa is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Tucker Customer Complaints Gregory Tucker has been the subject of 8 customer complaints that we know about to recover investment losses. Gregory Tucker was the subject of a customer complaint against his member firm that resulted in an arbitration award in favor of the investor in the amount of $1,086,850. Three of the customer complaints were settled in favor of investors. The last 4 customer complaints were denied by the brokerage firm DA Davidson & Co., and today, the customers have not taken any further action. Allegations Against Gregory Tucker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Tucker Red Flags & Your Rights As An Investor Of course, Gregory Tucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Tucker at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Gregory Tucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Gregory Tucker If you have questions about D.A. Davidson & Co. and/or Gregory Tucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mark Nicholson of D.A. Davidson

DID MARK ALLAN NICHOLSON CAUSE YOU INVESTMENT LOSSES? Mark Nicholson Of D.A. Davidson Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Nicholson of D.A. Davidson? Mark Nicholson (CRD #4340425) who is currently registered with D.A. Davidson and located in Missoula, Montana is a subject of one of our many securities industry sales practice abuse investigations. Mark Nicholson Customer Complaint Mark Nicholson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client expressed concern that the liquidation of her non-qualified variable annuity resulted in a $90,000 tax bill. Mark Nicholson’s customer complaint was settled in favor of the investors. Mark Nicholson Red Flags & Your Rights As An Investor Of course, Mark Nicholson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Nicholson at D.A. Davidson on alert to review carefully the activity and performance of their accounts and question whether Mark Nicholson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At D.A. Davidson Due To Mark Nicholson If you have questions about D.A. Davidson and/or Mark Nicholson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Megan Phillips of D.A. Davidson

DID MEGAN MARIE PHILLIPS CAUSE YOU INVESTMENT LOSSES? Megan Phillips Of D.A. Davidson And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Megan Phillips of D.A. Davidson? Megan Phillips (CRD #5717234) who is currently registered with D.A. Davidson and located in Minden, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.A. Davidson, Megan Phillips was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Megan Phillips Customer Complaint Megan Phillips has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that investments were not sold as instructed and that he was given incorrect information regarding the amount that can be borrowed from retirement accounts. Megan Phillips’ customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Megan Phillips Red Flags & Your Rights As An Investor Of course, Megan Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Megan Phillips at D.A. Davidson and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Megan Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At D.A. Davidson Due To Megan Phillips If you have questions about D.A. Davidson, Wells Fargo Clearing Services, and/or Megan Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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