Aug 1, 2024

Gregory Gibson of Dempsey Lord Smith, LLC Reviews

DID GREGORY GASTON GIBSON CAUSE YOU INVESTMENT LOSSES? Gregory Gibson Of Dempsey Lord Smith, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Gregory Gibson Customer Complaints and Reviews Gregory G. Gibson has been involved in several disclosure events: Allegations Against Gregory Gibson Gregory Gibson Red Flags & Your Rights As An Investor Of course, Gregory Gibson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Gibson at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Gibson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Gregory Gibson If you have questions about Dempsey Lord Smith, LLC and/or Gregory Gibson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2024

Kevin Nevin Formerly With Dempsey Lord Smith, LLC Reviews

DID KEVIN MARK NEVIN CAUSE YOU INVESTMENT LOSSES? Kevin Nevin Formerly With Dempsey Lord Smith, LLC and Sandlapper Securities, LLC, Has 5 Customer Complaints For Alleged Broker Misconduct Kevin Nevin Customer Complaints and Reviews Kevin Nevin has several negative disclosures including regulatory events, customer disputes, and termination: Allegations Against Kevin Nevin Kevin Nevin Red Flags & Your Rights As An Investor Of course, Kevin Nevin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Nevin at Dempsey Lord Smith, LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Nevin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Kevin Nevin If you have questions about Dempsey Lord Smith, LLC, Sandlapper Securities, LLC and/or Kevin Nevin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 16, 2024

John Lord of Dempsey Lord Smith, LLC Reviews

DID JOHN HAYWARD LORD CAUSE YOU INVESTMENT LOSSES? John Lord Of Dempsey Lord Smith, LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Lord Customer Complaints and Reviews John H. Lord has been involved in two customer disputes: Allegations Against John Lord John Lord Red Flags & Your Rights As An Investor Of course, John Lord did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Lord at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether John Lord has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To John Lord  If you have questions about Dempsey Lord Smith, LLC and/or John Lord and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2023

Joseph Roop formerly with Dempsey Lord Smith, LLC

DID JOSEPH PATRICK ROOP CAUSE YOU INVESTMENT LOSSES? Joseph Roop Formerly With Dempsey Lord Smith, LLC and Kalos Capital, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Joseph Roop Customer Complaints Joseph Roop has been the subject of 14 customer complaints that we know about to recover investment losses. Ten customer complaints were settled by Joseph Roop’s former employers in favor of the investors. One dispute was denied by Kalos Capital and to date, the investor has not taken any further action. There are currently 3 arbitrations pending against the advisor’s current and former employers. Allegations Against Joseph Roop A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Joseph Roop Red Flags & Your Rights As An Investor Of course, Joseph Roop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Roop at Dempsey Lord Smith, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Roop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Joseph Roop If you have questions about Dempsey Lord Smith, LLC, Kalos Capital, Inc.  and/or Joseph Roop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Travis Jennings formerly with Dempsey Lord Smith, LLC

DID TRAVIS SCOTT JENNINGS CAUSE YOU INVESTMENT LOSSES? Travis Jennings Formerly With Dempsey Lord Smith, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Jennings Customer Complaints Travis Jennings has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute was denied and, to date, the customer has not taken any further action. The other customer dispute is still pending. Allegations Against Travis Jennings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Jennings Red Flags & Your Rights As An Investor Of course, Travis Jennings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Jennings at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Jennings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Travis Jennings If you have questions about Dempsey Lord Smith, LLC and/or Travis Jennings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2023

Mark Reinstein of Dempsey Lord Smith, LLC

DID MARK REINSTEIN CAUSE YOU INVESTMENT LOSSES? Mark Reinstein Of Dempsey Lord Smith, LLC And Formerly With Cabot Lodge Securities LLC and Sandlapper Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Reinstein Customer Complaint Mark Reinstein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, violation of FINRA rules, negligence. The customer complaint proceeded to arbitration and resulted in an arbitration award against Sandlapper Securities for Mr. Reinstein’s misconduct. Mark Reinstein Red Flags & Your Rights As An Investor Of course, Mark Reinstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Reinstein at Dempsey Lord Smith, LLC, Cabot Lodge Securities LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Reinstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC, Cabot Lodge Securities LLC and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Mark Reinstein If you have questions about Dempsey Lord Smith, LLC, Cabot Lodge Securities LLC, Sandlapper Securities, LLC and/or Mark Reinstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Kistler of Dempsey Lord Smith, LLC

DID DANIEL BENJAMIN KISTLER CAUSE YOU INVESTMENT LOSSES? Daniel Kistler Of Dempsey Lord Smith, LLC And Formerly With Coastal Equities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kistler of Dempsey Lord Smith, LLC? Daniel Kistler (CRD #6203300) who is currently registered with Dempsey Lord Smith, LLC and located in Rome, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dempsey Lord Smith, LLC, Daniel Kistler was associated with Coastal Equities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Kistler Customer Complaint Daniel Kistler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers were solicited and sold a private placement which was only suitable for accredited investors; customers were not accredited investors and sued for breach of fiduciary duty and negligence. Daniel Kistler’s customer complaint wassettled in favor of the investor. Daniel Kistler Red Flags & Your Rights As An Investor Of course, Daniel Kistler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kistler at Dempsey Lord Smith, LLC and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Kistler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Daniel Kistler If you have questions about Dempsey Lord Smith, LLC, Coastal Equities, Inc., and/or Daniel Kistler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Arni Diamond formerly with Dempsey Lord Smith, LLC

DID ARNI JAY DIAMOND CAUSE YOU INVESTMENT LOSSES? Arni Diamond Formerly With Dempsey Lord Smith, LLC And Kalos Capital, Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Who is Arni Diamond formerly with Dempsey Lord Smith, LLC? Arni Diamond (CRD #2667392) who was formerly registered with Dempsey Lord Smith, LLC and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dempsey Lord Smith, LLC, Arni Diamond was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arni Diamond Customer Complaints Arni Diamond has been the subject of12 customer complaints that we know about, 9 of those complaints were filed in the last year to recover investment losses. Eight of Arni Diamond’s 12 customer complaints were settled in favor of investors. Two of Arni Diamond’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Arni Diamond’s former employers, Kalos Capital, Inc. and Berthel Fisher and Company Financial Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Arni Diamond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendation of alternative investments. Failure to conduct due diligence before recommending an investment in United Development Funding and GPB Investments. Unsuitable investment recommendations and breach of contract and fiduciary duty in direct investments. Unsuitable recommendations of Alternative investments. Lack of proper due diligence, and breach of fiduciary duty. Recommendation of investments in appropriate for the stated investment goals. Unsuitable and misrepresented investments in variable annuities, equipment leasing and real estate securities. Misrepresentation of a REIT. Arni Diamond Red Flags & Your Rights As An Investor Of course, Arni Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arni Diamond at Dempsey Lord Smith, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Arni Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Arni Diamond If you have questions about Dempsey Lord Smith, LLC, Kalos Capital, Inc. and/or Arni Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Joseph Roop of Dempsey Lord Smith, LLC

DID JOSEPH PATRICK ROOP CAUSE YOU INVESTMENT LOSSES? Joseph Patrick Roop Of Dempsey Lord Smith, LLC And Formerly With Kalos Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Joseph P. Roop with Dempsey Lord Smith, LLC? Joseph Roop (CRD #2774470) who is currently registered with Dempsey Lord Smith, LLC and located in Belmont, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dempsey Lord Smith, LLC, Joseph Roop was associated with Kalos Capital, Inc. and 8 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dempsey Lord Smith, LLC And Kalos Capital, Inc. Broker Misconduct In his career, Joseph Roop has been the subject of 9 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. Eight of Joseph Roop’s 9 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Joseph Roop’s former employer Kalos Capital, Inc. for investment losses caused by his alleged misconduct. Allegations Against Joseph Roop A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged Joseph Roop failed to conduct reasonable due diligence, made misrepresentations, and recommended an investment portfolio comprised of speculative private placements offered by GPB Capital Holdings, LLC. Client alleged that Joseph Roop made unsuitable investment recommendations to invest in alternative investments such as REITs and other securities in the oil and gas sector. Client alleged that Joseph Roop made unsuitable investment recommendations to invest in the REITs and business development companies and sold securities in the State of Alabama where he was not registered.  Customer alleged unsuitable investment recommendations, misrepresentations, and excessive trading of options in a margin account. Client alleged that Joseph Roop made unsuitable investment recommendations to invest in equity products and options. Client alleged unsuitable option trading in his account. Joseph Roop Red Flags & Your Rights As An Investor Of course, Joseph Roop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Roop at Dempsey Lord Smith, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Roop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC And Kalos Capital, Inc. If you have questions about Dempsey Lord Smith, LLC, Kalos Capital, Inc. and/or Joseph Roop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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