Aug 19, 2023

Michael DiPietro of Centaurus Financial, Inc.

DID MICHAEL ALBERT DIPIETRO CAUSE YOU INVESTMENT LOSSES? Michael DiPietro Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael DiPietro Customer Complaints Michael DiPietro has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by First Allied Securities in favor of the investor. The other customer complaint remains pending against Centaurus Financial in a FINRA arbitration proceeding. Allegations Against Michael DiPietro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael DiPietro Red Flags & Your Rights As An Investor Of course, Michael DiPietro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael DiPietro at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael DiPietro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael DiPietro If you have questions about Centaurus Financial, Inc. and/or Michael DiPietro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Lawler of Cetera Advisors LLC

DID STEPHEN CURTIS LAWLER CAUSE YOU INVESTMENT LOSSES? Stephen Lawler Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Lawler Customer Complaints Stephen Lawler has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Investor Corp. in favor of the investor. The other 2 customer complaints are still pending. Allegations Against Stephen Lawler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Lawler Red Flags & Your Rights As An Investor Of course, Stephen Lawler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawler at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Stephen Lawler If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Stephen Lawler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 24, 2023

Peter Rhee of Cetera Investment Advisers LLC

DID PETER KYUNG HOON RHEE CAUSE YOU INVESTMENT LOSSES? Peter Rhee Of Cetera Investment Advisers LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Peter Rhee Customer Complaints Peter Rhee has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Peter Rhee’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Investment Planners for the adviser’s alleged misconduct. Allegations Against Peter Rhee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Rhee Red Flags & Your Rights As An Investor Of course, Peter Rhee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Rhee at Cetera Investment Advisers LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Rhee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Advisers LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Advisers LLC Due To Peter Rhee If you have questions about Cetera Investment Advisers LLC, First Allied Securities, Inc. and/or Peter Rhee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Neil Fineman formerly with First Allied Securities, Inc.

DID NEIL S FINEMAN CAUSE YOU INVESTMENT LOSSES? Neil Fineman Formerly With First Allied Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Neil Fineman Customer Complaints Neil Fineman has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by his former employers in favor of the investors. Only one of the customer complaints was denied by the brokerage firm and no further action was taken. Allegations Against Neil Fineman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Neil Fineman Red Flags & Your Rights As An Investor Of course, Neil Fineman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Fineman at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Fineman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Neil Fineman If you have questions about First Allied Securities, Inc. and/or Neil Fineman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2023

McFaddin Moise, III of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MCFADDIN MOISE III CAUSE YOU INVESTMENT LOSSES? McFaddin Moise, III Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct McFaddin Moise, III Customer Complaint McFaddin Moise, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative recommended nontraded REIT which was unsuitable. First Allied Securities settled the customer complaint in favor of the investor. McFaddin Moise, III Red Flags & Your Rights As An Investor Of course, McFaddin Moise, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of McFaddin Moise, III at Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether McFaddin Moise, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To McFaddin Moise, III If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Allied Securities, Inc. and/or McFaddin Moise, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2023

Maurice McKinney formerly with Concorde Investment Services, LLC

DID MAURICE WAYNE MCKINNEY CAUSE YOU INVESTMENT LOSSES? Maurice McKinney Formerly With Concorde Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Maurice McKinney Customer Complaint Maurice McKinney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representatives recommended unsuitable alternative investments. Further, that the investments were misrepresented and sold in breach of his fiduciary duty. First Allied Securities settled the customer complaint in favor of the investor. Maurice McKinney Red Flags & Your Rights As An Investor Of course, Maurice McKinney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maurice McKinney at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Maurice McKinney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Maurice McKinney If you have questions about Concorde Investment Services, LLC and/or Maurice McKinney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2023

Masood Azad formerly with First Allied Securities, Inc.

DID MASOOD HUSSAIN AZAD CAUSE YOU INVESTMENT LOSSES? Masood Azad Formerly With First Allied Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Masood Azad Customer Complaints Masood Azad has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 customer complaints were settled by First Allied Securities in favor of the investors. The brokerage firm then terminated Masood Azad’s employment. Allegations Against Masood Azad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Masood Azad Red Flags & Your Rights As An Investor Of course, Masood Azad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Masood Azad at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Masood Azad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Masood Azad If you have questions about First Allied Securities, Inc. and/or Masood Azad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2023

Martin Berman of Cetera Advisors LLC

DID MARTIN S BERMAN CAUSE YOU INVESTMENT LOSSES? Martin Berman Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Martin Berman Customer Complaint Martin Berman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended complex investments that were unsuitable in breach of various duties, and constituted negligence. The customer complaint was settled by First Allied Securities in favor of the investor. Martin Berman Red Flags & Your Rights As An Investor Of course, Martin Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Berman at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Martin Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Martin Berman If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Martin Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 15, 2023

Mark Markland of Sagepoint Financial, Inc.

DID MARK MARKLAND CAUSE YOU INVESTMENT LOSSES? Mark Markland Of Sagepoint Financial, Inc. And Formerly With First Allied Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Mark Markland Customer Complaints Mark Markland has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Mark Markland’s former employers in favor of the investors. The other 2 customer complaints were denied and, to date, the customers have not filed any arbitration proceeding or taken any other action. Allegations Against Mark Markland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Markland Red Flags & Your Rights As An Investor Of course, Mark Markland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Markland at Sagepoint Financial, Inc. and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Markland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Mark Markland If you have questions about Sagepoint Financial, Inc., First Allied Securities, Inc. and/or Mark Markland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2023

Mark Haenny LPL Financial LLC

DID MARK ALAN HAENNY CAUSE YOU INVESTMENT LOSSES? Mark Haenny Of LPL Financial LLC And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Haenny Customer Complaints Mark Haennyhas been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint was settled by First Allied Securities in favor of the investor. Allegations Against Mark Haenny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Haenny Red Flags & Your Rights As An Investor Of course, Mark Haenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Haenny at LPL Financial LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Haenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Haenny If you have questions about LPL Financial LLC, Cetera Advisors LLC and/or Mark Haenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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