Sep 15, 2023

Paul McFeeley of Hightower Securities, LLC

DID PAUL ALLAN MCFEELEY CAUSE YOU INVESTMENT LOSSES? Paul McFeeley Of Hightower Securities, LLC And Formerly With Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul McFeeley Customer Complaint Paul McFeeley has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that an investment was misrepresented to customer and unsuitable for him. Oppenheimer & Co. recently denied the customer complaint and, to date, no further action has been taken by the investor. Paul McFeeley Red Flags & Your Rights As An Investor Of course, Paul McFeeley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul McFeeley at Hightower Securities, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul McFeeley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Paul McFeeley If you have questions about Hightower Securities, LLC, Oppenheimer & Co. Inc. and/or Paul McFeeley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Wolf of Hightower Securities, LLC

DID WILLIAM BARTLY WOLF CAUSE YOU INVESTMENT LOSSES? William Wolf Of Hightower Securities, LLC Has 8 Customer Complaints For Alleged Broker Misconduct William Wolf Customer Complaints William Wolf has been the subject of 8 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled in favor of the investors. The other 3 customer complaints were denied and, to date, no further action has been taken by any of the customers. Allegations Against William Wolf A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Wolf Red Flags & Your Rights As An Investor Of course, William Wolf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wolf at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether William Wolf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To William Wolf If you have questions about Hightower Securities, LLC and/or William Wolf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 10, 2023

Robert Warren of Hightower Securities, LLC

DID ROBERT D WARREN CAUSE YOU INVESTMENT LOSSES? Robert Warren Of Hightower Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Warren Customer Complaint Robert Warren has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for sales practice violations, including a violation of the suitability obligations in connection with a private placement investment. Hightower Advisors settled the customer complaint in favor of the investor. Robert Warren Red Flags & Your Rights As An Investor Of course, Robert Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Warren at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Warren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Robert Warren If you have questions about Hightower Securities, LLC and/or Robert Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 24, 2023

Peter Klein of Hightower Securities, LLC

DID PETER JOSEPH KLEIN CAUSE YOU INVESTMENT LOSSES? Peter Klein Of Hightower Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Peter Klein Customer Complaints Peter Klein has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Hightower Securities in favor the investor. The other arbitration claim is still pending against Hightower Securities for Peter Kline’s alleged misconduct. Allegations Against Peter Klein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Klein Red Flags & Your Rights As An Investor Of course, Peter Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Klein at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Peter Klein If you have questions about Hightower Securities, LLC and/or Peter Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2023

Henry Crosby of Hightower Securities, LLC

DID HENRY E. CROSBY CAUSE YOU INVESTMENT LOSSES? Henry Crosby Of Hightower Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Henry Crosby of Hightower Securities, LLC? Henry Crosby (CRD #4897365) who is currently registered with Hightower Securities, LLC and located in Huntsville, Alabama, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, LLC, Henry Crosby was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Crosby Customer Complaint Henry Crosby has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for sales practice violations, including a violation of Henry Crosby’s suitability obligations in connection with a private placement investment. The arbitration claim was settled in favor of the investor by Hightower Advisors. Henry Crosby Red Flags & Your Rights As An Investor Of course, Henry Crosby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Crosby at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Crosby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Henry Crosby If you have questions about Hightower Securities, LLC and/or Henry Crosby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2022

Ethan Collins of Hightower Securities, LLC

DID ETHAN COLLINS CAUSE YOU INVESTMENT LOSSES? Ethan Collins Of Hightower Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ethan Collins of Hightower Securities, LLC? Ethan Collins (CRD # 4469610) who is currently registered with Hightower Securities, LLC and located in Iselin, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Ethan Collins Customer Complaints Ethan Collins has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Ethan Collins’ customer complaints were settled in favor of investors. Allegations Against Ethan Collins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ethan Collins Red Flags & Your Rights As An Investor Of course, Ethan Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ethan Collins at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ethan Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Ethan Collins If you have questions about Hightower Securities, LLC and/or Ethan Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2022

Charles Holt formerly with Hightower Securities, LLC

It is essential that everyone understand as much as possible about the people with whom they entrust their money. There are several sources where you may learn more about a person’s background, including their prior employment history, regulatory administrative actions, and client complaints. This important information may lead to questions about Charles Holt and investment losses you suffered. We will do our best to answer those questions. DID CHARLES STEPHEN HOLT CAUSE YOU INVESTMENT LOSSES? Charles Holt Formerly With Hightower Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Charles Holt formerly with Hightower Securities, LLC? Charles Holt (CRD #1943440) who was formerly registered with Hightower Securities, LLC and located in Reston, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Charles Holt Customer Complaints Charles Holt has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Charles Holt’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against Charles Holt’s former employer Hightower Securities, LLC for investment losses caused by the alleged misconduct. Allegations Against Charles Holt A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Churning, breach of fiduciary duty and unsuitable investment recommendations. Breach of fiduciary duty, unsuitable investment recommendations, misrepresentations, failure to conduct proper due diligence, in violation of FINRA rules 2010 and 2310 related to direct investments and limited partnership interests. Charles Holt Red Flags & Your Rights As An Investor Of course, Charles Holt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Holt at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Holt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Charles Holt If you have questions about Hightower Securities, LLC and/or Charles Holt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Schwartz of Hightower Securities, LLC

DID ANDREW KOEBEL SCHWARTZ III CAUSE YOU INVESTMENT LOSSES? Andrew Schwartz Of Hightower Securities, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Schwartz of Hightower Securities, LLC? Andrew Schwartz (CRD #2725117) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, Andrew Schwartz was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Schwartz Customer Complaint Andrew Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Schwartz, without customer’s consent, reallocated invested his money into 2 illiquid real estate investments.  Andrew Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Schwartz Red Flags & Your Rights As An Investor Of course, Andrew Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schwartz at Hightower Securities and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities and MML Investors Services also raises questions about the brokerage firm’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Andrew Schwartz If you have questions about Hightower Securities, MML Investors Services and/or Andrew Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Corey Hart of Hightower Securities, LLC

DID COREY LAVERE HART CAUSE YOU INVESTMENT LOSSES? Corey Lavere Hart of Hightower Securities, LLC And Formerly with MML Investors, Services, LLC Has Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Corey L. Hart with Hightower Securities, LLC? Corey Hart (CRD #1750069) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Hightower Securities, LLC, Corey Hart was associated with MML Investors Services, LLC and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. MML Investors Services, LLC Broker Misconduct Corey Hart has recently been identified as being the subject of a customer complaint filed in the last year to recover investment losses. The claimant’s allegations are that Corey Hart, without the claimant’s consent, reallocated his investment portfolio in 2 illiquid funds.  Corey Hart’s former employer, MML Investors, Services recently denied the complaint and the customer has yet to file his arbitration claim.  Corey Hart Red Flags & Your Rights as An Investor Of course, Corey Hart did not admit to any of the allegations. But regardless of whether an arbitration award is entered, a settlement occurs, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Corey Hart at Hightower Securities, LLC, and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Hart has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Hightower Securities, LLC and MML Investors Services, LLC which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Hightower Securities, LLC And MML Investors Services, LLC If you have questions about Hightower Securities, LLC, MML Investors Services, LLC, and/or Corey Hart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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