Nov 7, 2024

Mara Otley of Independent Financial Partners FIRED

DID MARA OTLEY CAUSE YOU INVESTMENT LOSSES? Mara Otley of Independent Financial Partners was recently fired from Wells Fargo Advisors, following allegations that she attempted to send confidential client information to a third party. Mara Otley Employment History and Termination Mara Otley has worked in the securities industry since 2011, with experience at Scottrade, Inc., Wells Fargo Clearing Services, LLC, and most recently at Wells Fargo Advisors Financial Network, LLC. Otley was employed as a registered broker from November 2022 until July 2024. She is currently registered with IFP Securities LLC as a registered broker and Independent Financial Partners as a financial advisor since July 16, 2024.  Both companies are based in Denver, Colorado. She passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. Otley was discharged from Wells Fargo Advisors Financial Network, LLC on July 15, 2024, following allegations of an alleged attempt to send confidential client information to a third party, as reported by Wells Fargo. This information is publicly accessible, to evaluate the compliance history of financial professionals. Disclosure Event: Mara Otley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Mara Otley is a red flag which should put all current and former customers of Mara Otley at Independent Financial Partnerson alert to review carefully the activity and performance of their accounts and question whether Mara Otley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Partners Due To Mara Otley If you have questions about Independent Financial Partners and/or Mara Otley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 19, 2024

Stewart Ginn of Independent Financial Group, LLC Reviews

DID STEWART GINN CAUSE YOU INVESTMENT LOSSES? Stewart Ginn Of Independent Financial Group, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Stewart Ginn Customer Complaints and Reviews Stewart Ginn’s professional record contains several disclosures: Allegations Against Stewart Ginn Stewart Ginn Red Flags & Your Rights As An Investor Of course, Stewart Ginn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stewart Ginn at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Stewart Ginn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Stewart Ginn If you have questions about Independent Financial Group, LLC and/or Stewart Ginn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 12, 2024

Charles Weldon of Independent Financial Group, LLC Reviews

DID CHARLES RAYMOND WELDON CAUSE YOU INVESTMENT LOSSES? Charles Weldon Of Independent Financial Group, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Charles Weldon Customer Complaints and Reviews Charles R. Weldon has several reported disclosure events: Allegations Against Charles Weldon Charles Weldon Red Flags & Your Rights As An Investor Of course, Charles Weldon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Weldon at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Weldon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Charles Weldon If you have questions about Independent Financial Group, LLC and/or Charles Weldon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2024

Darrell Delphen of Independent Financial Group, LLC Reviews

DID DARRELL DOMINIC DELPHEN CAUSE YOU INVESTMENT LOSSES? Darrell Delphen Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Darrell Delphen Customer Complaints and Reviews Darrell D. Delphen has several customer disputes recorded in his disclosure events: Allegations Against Darrell Delphen Darrell Delphen Red Flags & Your Rights As An Investor Of course, Darrell Delphen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrell Delphen at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Darrell Delphen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Darrell Delphen If you have questions about Independent Financial Group, LLC and/or Darrell Delphen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2024

Ronald Appler Sr of Independent Financial Group, LLC Reviews

DID RONALD HELLER APPLER SR CAUSE YOU INVESTMENT LOSSES? Ronald Appler Sr Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ronald Appler Sr Customer Complaints and Reviews Ronald Appler Sr.’s BrokerCheck record includes three customer disputes: Allegations Against Ronald Appler Sr The allegations made against Ronald Appler Sr. in disclosed customer disputes include: Ronald Appler Sr Red Flags & Your Rights As An Investor Of course, Ronald Appler Sr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Appler Sr at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Appler Sr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Ronald Appler Sr If you have questions about Independent Financial Group, LLC and/or Ronald Appler Sr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 27, 2024

William Bryant Formerly With Independent Financial Group, LLC Reviews

DID WILLIAM HARVEY BRYANT CAUSE YOU INVESTMENT LOSSES? William Bryant Customer Complaints and Reviews William Bryant’s regulatory and professional history includes the following disclosures: Allegations Against William Bryant William Bryant Red Flags & Your Rights As An Investor Of course, William Bryant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bryant at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether William Bryant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To William Bryant If you have questions about Independent Financial Group, LLC and/or William Bryant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2024

Brian Solomon of Independent Financial Group, LLC Reviews

DID BRIAN HAYDEN SOLOMON CAUSE YOU INVESTMENT LOSSES? Brian Solomon Of Independent Financial Group, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Brian Solomon Customer Complaints and Reviews Brian H. Solomon’s report details a few notable disclosure events that potential investors should consider: Allegations Against Brian Solomon The specific allegations and accusations in the disclosure events involving Brian H. Solomon include: Brian Solomon Red Flags & Your Rights As An Investor Of course, Brian Solomon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Solomon at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Solomon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Brian Solomon If you have questions about Independent Financial Group, LLC and/or Brian Solomon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2024

Peter Blok Of Independent Financial Group, LLC Reviews

DID PETER NEIL BLOK CAUSE YOU INVESTMENT LOSSES? Peter Blok Customer Complaints and Reviews Peter Neil Blok has been involved in one customer dispute that reached a settlement: Allegations Against Peter Blok The settled customer dispute involved the following allegations against Peter Neil Blok: Peter Blok Red Flags & Your Rights As An Investor Of course, Peter Blok did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Blok at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Blokhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Peter Blok  If you have questions about Independent Financial Group, LLC and/or Peter Blok and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2024

Syauching Hung of Independent Financial Group, LLC Reviews

DID SYAUCHING HUNG CAUSE YOU INVESTMENT LOSSES? Syauching Hung Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Syauching Hung Customer Complaints and Reviews Hung’s professional record is marred by several customer disputes that raise concerns about her investment practices: Allegations Against Syauching Hung The allegations against Syauching Hung include: The pattern of settlements in these disputes suggests a concerning trend in her advisory practice, focusing on high-commission products without adequate disclosure or alignment with client interests. Syauching Hung Red Flags & Your Rights As An Investor Of course, Syauching Hung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Syauching Hung at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Syauching Hung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Syauching Hung  If you have questions about Independent Financial Group, LLC and/or Syauching Hung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Shimshon Plotkin of Independent Financial Group, LLC

DID SHIMSHON PLOTKIN CAUSE YOU INVESTMENT LOSSES? Shimshon Plotkin Of Independent Financial Group, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Shimshon Plotkin Customer Complaints Shimshon Plotkin has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resulted in arbitration awards against Royal Alliance Associates in favor of the investors. Four of the customer complaints were settled by Shimshon Plotkin’s employers in favor of investors.  Another 3 customer complaints were denied by the adviser’s former employers and the investors took no further action.  There are currently 2 FINRA arbitration proceedings pending against the Independent Financial Group for the registered representatives alleged misconduct. Allegations Against Shimshon Plotkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shimshon Plotkin Red Flags & Your Rights As An Investor Of course, Shimshon Plotkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shimshon Plotkin at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Shimshon Plotkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Shimshon Plotkin  If you have questions about Independent Financial Group, LLC and/or Shimshon Plotkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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