Feb 13, 2025

Thomas Vigil Formerly With Infinity Financial Services FIRED

DID THOMAS A VIGIL CAUSE YOU INVESTMENT LOSSES? Thomas Vigil was recently fired from Infinity Financial Services following allegations of document alteration related to the purchase of a security, submitted without the client’s knowledge. Thomas Vigil Employment History and Termination Thomas A. Vigil has been in the securities industry for over two decades, working for several firms, including Infinity Financial Services (2014–2024), Signator Investors, Inc. (2013–2014), and MetLife Securities, Inc. (2002–2014). Vigil’s career includes roles as a registered representative and financial advisor. He passed three general industry/product exams and three multi-state securities law exams but holds no principal or supervisory certifications. He has faced regulatory actions, customer disputes, and terminations during his career, including a suspension by FINRA in 2016 for misconduct. His most recent termination was on November 8, 2024, from Infinity Financial Services, after a client alleged that documents were altered and submitted without their knowledge. This incident followed a history of regulatory and client-related issues during Vigil’s career. Previously, Vigil was discharged from Signator Investors, Inc. in 2014 after failing to cooperate with an investigation into allegations of forging client documents. Negative Disclosures Summary Allegations and Accusations Thomas Vigil Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Thomas Vigil is a red flag which should put all current and former customers of Thomas Vigil at Infinity Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Vigil engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Thomas Vigil If you have questions about Infinity Financial Services and/or Thomas Vigil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 14, 2024

Bradford Jones of Infinity Financial Services

DID BRADFORD STEVEN JONES CAUSE YOU INVESTMENT LOSSES? Bradford Jones Of Infinity Financial Services And Formerly With Trustmont Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Bradford Jones Customer Complaint Bradford Jones has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading information related to the termination and reinstatement of a rider to a variable annuity contract. The customer complaint was recently filed with Infinity Financial Services and awaiting the firm’s review and response. Bradford Jones Red Flags & Your Rights As An Investor Of course, Bradford Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradford Jones at Infinity Financial Services and Trustmont Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradford Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and Trustmont Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Bradford Jones If you have questions about Infinity Financial Services, Trustmont Financial Group, Inc. and/or Bradford Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ian Ha of Infinity Financial Services

DID IAN HA CAUSE YOU INVESTMENT LOSSES? Ian Ha Of Infinity Financial Services And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Ha of Infinity Financial Services? Ian Ha (CRD #5679255) who is currently registered with Infinity Financial Services and located in Beverly Hills, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Ian Ha was associated with AXA Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Ha has had his own regulatory problems. He has been permanently barred by FINRA from any further association with any member firm for failure to cooperate in one of its investigations. Ian Ha Customer Complaint Ian Ha has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentations in connection with the replacement of life insurance policies with 2 universal life insurance policies. The customer complaint was denied by AXA Advisors, and the customer took no further action. Ian Ha Red Flags & Your Rights As An Investor Of course, Ian Ha did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Ha at Infinity Financial Services and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Ha has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Ian Ha If you have questions about Infinity Financial Services, AXA Advisors, LLC and/or Ian Ha and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Baldwin of Infinity Financial Services

DID TIMOTHY WAYNE BALDWIN CAUSE YOU INVESTMENT LOSSES? Timothy Baldwin Of Infinity Financial Services And Formerly With EDI Financial Has 7 Customer Complaints For Alleged Broker Misconduct Who is Timothy Baldwin of Infinity Financial Services? Timothy Baldwin (CRD #2191835) who is currently registered with Infinity Financial Services and located in Ft. Myers, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Timothy Baldwin was associated with EDI Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Baldwin Customer Complaints Timothy Baldwin has been the subject of 7 customer complaints that we know about. Five of Timothy Baldwin’s 7 customer complaints were settled in favor of investors. Two of Timothy Baldwin’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Timothy Baldwin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Timothy Baldwin purchased an annuity without her consent and made other unauthorized stock transactions as well. Client alleged that Timothy Baldwin executed trades in his accounts without his authorization. Client alleged that Timothy Baldwin engaged in unauthorized trading, specifically with regards to losses in Worldcom. Client states many trades were allegedly being made without her knowledge or approval” by Timothy Baldwin. Clients alleged Timothy Baldwin executed trades at an alarming rate in their account. Additionally, clients allege that trades using the majority of their account balance in one transaction were inappropriate. Clients also allege that they were not notified in advance of most transactions in their account. Allegedly, Timothy Baldwin sold a low cost basis stock that created a short term capital gain and long term capital gain in a concentrated portfolio. Timothy Baldwin Red Flags & Your Rights As An Investor Of course, Timothy Baldwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Baldwin at Infinity Financial Services and EDI Financial on alert to review carefully the activity and performance of their accounts and question whether Timothy Baldwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and EDI Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Timothy Baldwin If you have questions about Infinity Financial Services, EDI Financial, and/or Timothy Baldwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sterling Hirsch of Infinity Financial Services

DID STERLING CARMEN HIRSCH CAUSE YOU INVESTMENT LOSSES? Sterling Hirsch Of Infinity Financial Services, Infinity Financial Services Advisory And Formerly With First Allied Securities And First Allied Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Sterling Hirsch of Infinity Financial Services? Sterling Hirsch (CRD #4867105) who is currently registered with Infinity Financial Services, Infinity Financial Services Advisory and located in Yucaipa, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Infinity Financial Services Advisory, Sterling Hirsch was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sterling Hirsch Customer Complaint Sterling Hirsch has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were “in the last week I have truly discovered what a mess you have made of my investments at First Allied. It’s unfathomable that you, and First Allied, have placed me, a common retail investor, in such a difficult position as to have to consider legal actions just to unwind my investments, dissolve my accounts, and move on.” Sterling Hirsch’s customer complaint was denied and, to date, the customer has not taken any further action. Sterling Hirsch Red Flags & Your Rights As An Investor Of course, Sterling Hirsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sterling Hirsch at Infinity Financial Services, Infinity Financial Services Advisory, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Sterling Hirsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services, Infinity Financial Services Advisory, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Sterling Hirsch If you have questions about Infinity Financial Services, Infinity Financial Services Advisory, First Allied Securities, First Allied Advisory Services, and/or Sterling Hirsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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