Nov 22, 2024

Leigh Allen of LPL Financial LLC  Reviews

DID LEIGH A ALLEN CAUSE YOU INVESTMENT LOSSES? Leigh Allen Customer Complaints and Reviews Leigh Allen has one Customer Complaint on her record: Allegations Against Leigh Allen Leigh A. Allen faces a pending customer complaint involving allegations of forgery and the unauthorized sale of a variable annuity. Leigh Allen Red Flags & Your Rights As An Investor Of course, Leigh Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leigh Allen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Leigh Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Leigh Allen If you have questions about LPL Financial LLC and/or Leigh Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2024

Kathy Koester of LPL Financial LLC FIRED

DID KATHY JEAN KOESTER CAUSE YOU INVESTMENT LOSSES? Kathy Koester Formerly With LPL Financial LLC was terminated on July 12, 2024, due to allegations involving account signatures. Kathy Koester Customer Employment History Kathy Jean Koester has a long-standing career in the securities industry, spanning over 40 years. She was most recently registered with LPL Financial LLC from February 2018 until her termination in July 2024. Prior to that, she spent more than three decades with Invest Financial Corporation, starting in December 1983. Koester has passed three industry exams, including two general industry/product exams and one multi-state securities law exam. She is currently not registered with any firm. In addition to her securities work, Koester has been involved in non-investment-related activities, including teaching as an adjunct professor and directing a dance studio. Allegations Against Kathy Koester Kathy Jean Koester has two disclosure events on her record: Employment Termination: On July 12, 2024, Koester was discharged from LPL Financial LLC due to allegations of submitting account documents containing non-genuine signatures. Customer Dispute (Settled): In December 2011, a customer filed a dispute related to the purchase of a CIT Group note in February 2008, which was sold at a loss in October 2009. The customer sought $20,000 in damages, and the dispute was settled in January 2013 for $6,500. Koester did not contribute personally to the settlement. Kathy Koester Red Flags & Your Rights As An Investor Of course, Kathy Koester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Kathy Koester at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kathy Koester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kathy Koester If you have questions about LPL Financial LLCand/or Kathy Koester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2024

Eileen Cure Formerly With LPL Financial LLC Reviews

DID EILEEN LAW CURE CAUSE YOU INVESTMENT LOSSES? Eileen Cure Formerly With LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct Eileen Cure Customer Complaints and Reviews Eileen Law Cure has five reported customer disputes, including two that were settled and three that are pending: Allegations Against Eileen Cure Eileen Cure Red Flags & Your Rights As An Investor Of course, Eileen Cure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eileen Cure at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Eileen Cure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Eileen Cure If you have questions about LPL Financial LLC and/or Eileen Cure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Timothy Cleveland of LPL Financial LLC Reviews

DID TIMOTHY JOHN CLEVELAND CAUSE YOU INVESTMENT LOSSES? Timothy Cleveland Customer Complaints and Reviews Allegations Against Timothy Cleveland Timothy Cleveland Red Flags & Your Rights As An Investor Of course, Timothy Cleveland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Cleveland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Cleveland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Cleveland If you have questions about LPL Financial LLC and/or Timothy Cleveland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Roger Given of LPL Financial LLC Reviews

DID ROGER RANDALL GIVEN CAUSE YOU INVESTMENT LOSSES? Roger Given Customer Complaints and Reviews Allegations Against Roger Given Roger Randall Given is accused of recommending an unsuitable direct investment in DPP & LP Interests to a customer in 2015, which allegedly resulted in a financial loss for the customer. Outcome: The dispute is still under investigation and remains unresolved, with the customer seeking $25,000 in damages. Roger Given Red Flags & Your Rights As An Investor Of course, Roger Given did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Given at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Given has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Roger Given If you have questions about LPL Financial LLC and/or Roger Given and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Margaret Draughon of LPL Financial LLC FIRED

DID MARGARET RACHELLE DRAUGHON CAUSE YOU INVESTMENT LOSSES? Margaret Draughon Formerly With LPL Financial LLC was recently fired following allegations of submitting account documents containing non-genuine signatures. Margaret Draughon Employment History and Termination Margaret R. Draughon has a financial services career spanning over a decade, during which she has worked with two major firms. She was employed at Edward Jones from August 2012 until November 2023, followed by a brief stint at LPL Financial LLC from November 2023 to August 2024. Over her career, she passed two general industry/product exams and one multi-state securities law exam, which allowed her to hold a range of state licenses. Her registration history includes her most recent positions in Athens, Texas, and Kaufman, Texas. Margaret R. Draughon joined LPL Financial LLC in November 2023, where she worked as a registered representative until August 26, 2024, when she was terminated under allegations of submitting documents with non-genuine signatures. Negative Disclosures Employment Termination On August 26, 2024: Draughon was discharged from LPL Financial LLC due to accusations of submitting documents containing non-genuine signatures. Margaret Draughon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Margaret Draughon is a red flag which should put all current and former customers of Margaret Draughon at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Margaret Draughon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Margaret Draughon If you have questions about LPL Financial LLC and/or Margaret Draughon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Brian Hinson of LPL Financial LLC Reviews

DID BRIAN TROY HINSON CAUSE YOU INVESTMENT LOSSES? Brian Hinson Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Brian Hinson Customer Complaints and Reviews Brian Hinson has three customer dispute disclosures on record, one of which is settled, another dismissed, and one currently pending. Allegations Against Brian Hinson Brian Hinson Red Flags & Your Rights As An Investor Of course, Brian Hinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Hinson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Hinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At [LPL Financial LLC Due To Brian Hinson If you have questions about LPL Financial LLC and/or Brian Hinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2024

Timothy Fraser of LPL Financial LLC Reviews

DID TIMOTHY MICHAEL FRASER CAUSE YOU INVESTMENT LOSSES? Timothy Fraser Customer Complaints and Reviews Timothy Fraser has one pending customer dispute reported. Allegations Against Timothy Fraser Timothy Fraser Red Flags & Your Rights As An Investor Of course, Timothy Fraser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Fraser at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Fraser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Fraser If you have questions about LPL Financial LLC and/or Timothy Fraser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2024

Douglas English Formerly With LPL Financial LLC Reviews

DID DOUGLAS BARRY ENGLISH CAUSE YOU INVESTMENT LOSSES? Douglas English Customer Complaints and Reviews Douglas English has one pending customer dispute listed on his record. Allegations Against Douglas English Douglas English Red Flags & Your Rights As An Investor Of course, Douglas English did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas English at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas English has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas English If you have questions about LPL Financial LLC and/or Douglas English and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Jason Norton of LPL Financial LLC Reviews

DID JASON KEITH NORTON CAUSE YOU INVESTMENT LOSSES? Jason Norton Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Jason Norton Customer Complaints and Reviews Jason Norton has two customer disputes disclosed in his BrokerCheck record: Allegations Against Jason Norton Jason Norton Red Flags & Your Rights As An Investor Of course, Jason Norton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Norton at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Norton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jason Norton If you have questions about LPL Financial LLC and/or Jason Norton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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