Oct 24, 2024

Kristopher Nintzel-O’Hare of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID KRISTOPHER NINTZEL-O’HARE CAUSE YOU INVESTMENT LOSSES? Kristopher Nintzel-O’Hare Customer Complaints and Reviews Kristopher Nintzel-O’Hare has one customer dispute disclosed in his BrokerCheck record: Allegations Against Kristopher Nintzel-O’Hare Kristopher Nintzel-O’Hare Red Flags & Your Rights As An Investor Of course, Kristopher Nintzel-O’Hare did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristopher Nintzel-O’Hare at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kristopher Nintzel-O’Hare has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kristopher Nintzel-O’Hare If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kristopher Nintzel-O’Hare and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Paul Nathe of Oppenheimer & Co. Inc. Reviews

DID PAUL RAYMOND NATHE CAUSE YOU INVESTMENT LOSSES? Paul Nathe Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paul Nathe Customer Complaints and Reviews Paul Raymond Nathe has two customer disputes disclosed in his BrokerCheck record: Allegations Against Paul Nathe Paul Nathe Red Flags & Your Rights As An Investor Of course, Paul Nathe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Nathe at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Nathe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Paul Nathe If you have questions about Oppenheimer & Co. Inc. and/or Paul Nathe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Benjamin Davis Of Oppenheimer & Co. Inc. Reviews

DID BENJAMIN MICHAEL DAVIS CAUSE YOU INVESTMENT LOSSES? Benjamin Davis Customer Complaints and Reviews Benjamin M. Davis has been involved in the following disclosure events: Allegations Against Benjamin Davis Benjamin Davis Red Flags & Your Rights As An Investor Of course, Benjamin Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Davis at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Benjamin Davis If you have questions about Oppenheimer & Co. Inc. and/or Benjamin Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2024

John Mann of Oppenheimer & Co. Inc Reviews

DID JOHN DEVLIN MANN CAUSE YOU INVESTMENT LOSSES? John Mann Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct John Mann Customer Complaint and Reviews John Mann’s professional record includes a significant customer dispute: Allegations Against John Mann John Mann Red Flags & Your Rights As An Investor Of course, John Mann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Mann at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether John Mann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc.  Due To John Mann  If you have questions about Oppenheimer & Co. Inc.  and/or John Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2024

Anthony D’Ascoli of Oppenheimer & Co. Inc

DID ANTHONY D’ASCOLI CAUSE YOU INVESTMENT LOSSES? Anthony D’Ascoli Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Anthony D’Ascoli Customer Complaints Anthony D’Ascoli has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lynch Pierce Fenner and Smith for the advisors alleged misconduct in favor of the investor.  The other two customer complaints were denied by Oppenheimer and Co. recently can sell for the investors have not taken any further action. Allegations Against Anthony D’Ascoli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony D’Ascoli Red Flags & Your Rights As An Investor Of course, Anthony D’Ascoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony D’Ascoli at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony D’Ascoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Anthony D’Ascoli  If you have questions about Oppenheimer & Co. Inc. and/or Anthony D’Ascoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2024

Steve Baaden of Oppenheimer & Co. Inc

DID STEVEN R BAADEN CAUSE YOU INVESTMENT LOSSES? Steve Baaden Of Oppenheimer & Co. Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Steve Baaden Customer Complaints Steve Baaden has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints evolved into NASD arbitrations and awards against the adviser’s employer at the time for his alleged misconduct. Five of the customer complaints were settled by Oppenheimer and Co. and PaineWebber in favor of the investments.  Another customer complaint was denied recently by Oppenheimer and Co. and so far, the investor has not taken any further action. Allegations Against Steve Baaden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steve Baaden Red Flags & Your Rights As An Investor Of course, Steve Baaden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Baaden at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Steve Baaden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Steve Baaden  If you have questions about Oppenheimer & Co. Inc. and/or Steve Baaden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Kevin Monaco of Oppenheimer & Co. Inc

DID KEVIN MONACO CAUSE YOU INVESTMENT LOSSES? Kevin Monaco Of Oppenheimer & Co. Inc. And Formerly With D.A. Davidson & Co. Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Monaco Customer Complaints Kevin Monaco has been the subject of 4 customer complaints that we know about seeking to recover investment losses.  All 4 customer complaints were denied by Kevin Monaco’s employers, and it appears that the investors did not take any further action. Allegations Against Kevin Monaco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Monaco Red Flags & Your Rights As An Investor Of course, Kevin Monaco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Monaco at Oppenheimer & Co. Inc. and D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Kevin Monaco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Kevin Monaco  If you have questions about Oppenheimer & Co. Inc., D.A. Davidson & Co. and/or Kevin Monaco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2024

Brian Werdesheim of Oppenheimer & Co. Inc

DID BRIAN KEITH WERDESHEIM CAUSE YOU INVESTMENT LOSSES? Brian Werdesheim Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Brian Werdesheim Customer Complaints Brian Werdesheim has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Brian Werdesheim’s current or former employers in the investors took no further action. Allegations Against Brian Werdesheim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Werdesheim Red Flags & Your Rights As An Investor Of course, Brian Werdesheim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Werdesheim at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Werdesheim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Brian Werdesheim  If you have questions about Oppenheimer & Co. Inc. and/or Brian Werdesheim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Adam Quarello of Oppenheimer & Co. Inc

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Adam Quarello Customer Complaints Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor.  Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action.  There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response. Allegations Against Adam Quarello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Quarello Red Flags & Your Rights As An Investor Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello  If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2024

E.M. Steinberg of Oppenheimer & Co. Inc

DID E MATTHEW STEINBERG CAUSE YOU INVESTMENT LOSSES? E.M. Steinberg Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct E.M. Steinberg Customer Complaint E.M. Steinberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, breach of contract, fraud, and violations of FINRA rules relating to investments in municipal bonds and to private equity investment, as well as the use of margin in connection with those investments.  The FINRA arbitration proceeding was recently filed by the investor and is still pending. E.M. Steinberg Red Flags & Your Rights As An Investor Of course, E.M. Steinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of E.M. Steinberg at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether E.M. Steinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc.  Due To E.M. Steinberg If you have questions about Oppenheimer & Co. Inc. and/or E.M. Steinberg and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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