Jun 11, 2023

Robert Lydon of Parkland Securities, LLC

DID ROBERT EMMET LYDON CAUSE YOU INVESTMENT LOSSES? Robert Lydon Of Parkland Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Lydon Customer Complaint Robert Lydon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that accounts were opened and closed-end funds were transferred without authorization on signatures. Parkland Securities denied customer complaint and, to date, no further action has been taken. Robert Lydon Red Flags & Your Rights As An Investor Of course, Robert Lydon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lydon at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Lydon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Robert Lydon If you have questions about Parkland Securities, LLC and/or Robert Lydon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Jones of Parkland Securities

DID CHARLES EASTMAN JONES CAUSE YOU INVESTMENT LOSSES? Charles Jones Of Parkland Securities And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Jones of Parkland Securities? Charles Jones (CRD #6283337) who is currently registered with Parkland Securities and located in Flandreau, South Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities, Charles Jones was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Charles Jones Customer Complaint Charles Jones has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charles Jones withdrew funds from her Rollover IRA and was not aware of the tax consequences. The customer complaint filed against Charles Jones’ current employer Parkland Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Jones Red Flags & Your Rights As An Investor Of course, Charles Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Jones at Parkland Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Charles Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities Due To Charles Jones If you have questions about Parkland Securities, NYLIFE Securities, and/or Charles Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Shane Mayeux of Parkland Securities

DID SHANE PAUL MAYEUX CAUSE YOU INVESTMENT LOSSES? Shane Mayeux Of Parkland Securities, SPC And Formerly With Park Avenue Securities And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Shane Mayeux of Parkland Securities? Shane Mayeux (CRD #4748339) who is currently registered with Parkland Securities, SPC and located in Lafayette, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities and SPC, Shane Mayeux was associated with Park Avenue Securities, J.P. Morgan Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Shane Mayeux Customer Complaint Shane Mayeux has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Shane Mayeux failed to disclose charges, expenses and fees. Shane Mayeux’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Shane Mayeux Red Flags & Your Rights As An Investor Of course, Shane Mayeux did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Mayeux at Parkland Securities, SPC, Park Avenue Securities, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Shane Mayeux has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, SPC, Park Avenue Securities, and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities Due To Shane Mayeux If you have questions about Parkland Securities, SPC, Park Avenue Securities, J.P. Morgan Securities, and/or Shane Mayeux and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2022

Arturo Campos of Parkland Securities, LLC

DID ARTURO MARTINEZ CAMPOS CAUSE YOU INVESTMENT LOSSES? Arturo Campos Of Parkland Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Arturo Campos of Parkland Securities, LLC? Arturo Campos (CRD #39501) who is currently registered with Parkland Securities, LLC and located in Fair Oaks, California is a subject of one of our many securities industry sales practice abuse investigations. Arturo Campos Customer Complaints Arturo Campos has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Arturo Campos’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Arturo Campos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose surrender charges on insurance contract surrendered. Unsuitable investment recommendation. Arturo Campos Red Flags & Your Rights As An Investor Of course, Arturo Campos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arturo Campos at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Arturo Campos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Arturo Campos If you have questions about Parkland Securities, LLC and/or Arturo Campos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2022

Adam Hartung of Parkland Securities, LLC

DID ADAM B. HARTUNG CAUSE YOU INVESTMENT LOSSES? Adam Hartung Of Parkland Securities, LLC And Formerly With Walnut Street Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Hartung of Parkland Securities, LLC? Adam Hartung (CRD #4139376) who is currently registered with Parkland Securities, LLC and located in Lakeville, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Parkland Securities, LLC, Adam Hartung was associated with Walnut Street Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Hartung Customer Complaint Adam Hartung has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor mismanaged 3 managed accounts. Adam Hartung’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Hartung Red Flags & Your Rights As An Investor Of course, Adam Hartung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Hartung at Parkland Securities, LLC and Walnut Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Hartung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC and Walnut Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Adam Hartung If you have questions about Parkland Securities, LLC, Walnut Street Securities, Inc., and/or Adam Hartung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Beverly Barr of Parkland Securities

DID BEVERLY ANN BARR CAUSE YOU INVESTMENT LOSSES? Beverly Barr of Parkland Securities Has A Customer Complaint for Alleged Broker Misconduct Who is Beverly Barr of Parkland Securities? Beverly Barr (CRD #1071400) who is currently registered with Parkland Securities and located in Lebanon, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Beverly Barr Customer Complaint Beverly Barr has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were clients purchased a deferred annuity and allege the product was misrepresented and unsuitable. Beverly Barr’s customer complaint was denied and the customers did not take any further action. Beverly Barr Red Flags & Your Rights as an Investor Of course, Beverly Barr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Beverly Barr at Parkland Securities on alert to review carefully the activity and performance of their accounts and question whether Beverly Barr has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Parkland Securities also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Parkland Securities Due to Beverly Barr If you have questions about Parkland Securities and/or Beverly Barr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dale Roehrich of Parkland Securities, LLC

DID DALE FRANCIS ROEHRICH CAUSE YOU INVESTMENT LOSSES? Dale Francis Roehrich with Parkland Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Dale F. Roehrich with Parkland Securities, LLC? Dale Roehrich (CRD #1775964) who is currently registered with Parkland Securities, LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities, LLC, Dale Roehrich was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dale Roehrich also has had regulatory problems. The State of North Dakota alleged that he exchanged a life insurance policy for a variable life insurance policy that was not suitable for the investor for which he was fined Parkland Securities, LLC Broker Misconduct In his career, Dale Roehrich has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. Two of Dale Roehrich’s 5 customer complaints were settled in favor of investors. The other 3 customer complaints were denied by his current and former employers and to date, the customers have not taken any further action Allegations Against Dale Roehrich   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that the financial advisor made an unsuitable recommendation regarding the replacement of insurance policy by borrowing from an existing policy to pay the premium on the new policy. Client alleged that Dale Roehrich misrepresented a variable appreciable life insurance policy. Client alleges that the registered representative misrepresented and recommended an unsuitable fixed index annuity. Customer alleged that Dale Roehrich did not fully disclose all the facts regarding the premium flexibility of an insurance policy offered and sold to him. Dale Roehrich Red Flags & Your Rights As An Investor Of course, Dale Roehrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Roehrich at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dale Roehrich has engaged in any stockbroker misconduct that may have caused them investment losses. The customer complaint at Parkland Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC If you have questions about Parkland Securities, LLC and/or Dale Roehrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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