Feb 5, 2025

Maneesh Gupta Formerly With PFS Investments Inc.  Reviews

DID MANEESH GUPTA CAUSE YOU INVESTMENT LOSSES? Maneesh Gupta Customer Complaints and Reviews There was one Customer Dispute noted on his record: Allegations Against Maneesh Gupta Maneesh Gupta Red Flags & Your Rights As An Investor Of course, Maneesh Gupta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maneesh Gupta at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Maneesh Gupta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At [name of last firm] Due To Maneesh Gupta PFS Investments Inc.  If you have questions about PFS Investments Inc. and/or Maneesh Gupta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2024

Janete Rivera-Michel of PFS Investments Inc.  Reviews

DID JANETE MAGALLI RIVERA-MICHEL CAUSE YOU INVESTMENT LOSSES? Janete Rivera-Michel Customer Complaints and Reviews Janete Rivera-Michel has one pending customer dispute disclosure. Allegations Against Janete Rivera-Michel Janete Rivera-Michel Red Flags & Your Rights As An Investor Of course, Janete Rivera-Michel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Janete Rivera-Michel at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Janete Rivera-Michel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Janete Rivera-Michel If you have questions about PFS Investments Inc. and/or Janete Rivera-Michel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2024

Amy Peek of PFS Investments Inc. Reviews

DID AMY LORAIN PEEK CAUSE YOU INVESTMENT LOSSES? Amy Peek Customer Complaints and Reviews Amy Peek has one pending customer dispute disclosure. Key details of the dispute are: Allegations Against Amy Peek Amy Peek Red Flags & Your Rights As An Investor Of course, Amy Peek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Peek at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Amy Peek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Amy Peek If you have questions about PFS Investments Inc. and/or Amy Peek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2024

Robert Wise of Wells Fargo Clearing Services, LLC Reviews

DID ROBERT STOKES WISE CAUSE YOU INVESTMENT LOSSES? Robert Wise Customer Complaints and Reviews Robert Wise has one pending customer dispute on record: Allegations Against Robert Wise The customer dispute against Robert Wise involves allegations of unsuitable investments in municipal debt securities, which the claimants argued resulted in financial losses. Robert Wise Red Flags & Your Rights As An Investor Of course, Robert Wise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wise at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Wise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Robert Wise If you have questions about Wells Fargo Clearing Services, LLC and/or Robert Wise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 22, 2024

Mark Woodward of Kestra Investment Services, LLC Reviews

DID MARK HEATH WOODWARD CAUSE YOU INVESTMENT LOSSES? Mark Woodward Customer Complaints and Reviews Mark Woodward has one pending customer dispute: Allegations Against Mark Woodward The pending customer dispute involves accusations that Mark Woodward made an unsuitable recommendation concerning Direct Investment-DPP & LP Interests. The estimated damages are over $5,000, and the matter is currently unresolved. The case is being arbitrated through FINRA docket #24-01802. Mark Woodward Red Flags & Your Rights As An Investor Of course, Mark Woodward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Woodward at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Woodward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Mark Woodward If you have questions about Kestra Investment Services, LLC and/or Mark Woodward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2024

Kiffin Anderson Formerly With Brokers International Financial Services, LLC Reviews

DID KIFFIN SCOTT ANDERSON CAUSE YOU INVESTMENT LOSSES? Kiffin Anderson Customer Complaints and Reviews Kiffin Anderson has two disclosure events: Regulatory Event: On July 7, 2023, FINRA initiated regulatory action against Anderson. He was sanctioned for falsifying customer signatures on account transfer forms. Despite customer permission, Anderson’s firm policies prohibited such actions. He also falsely attested in a compliance questionnaire regarding these signatures. This resulted in a $5,000 fine and a one-month suspension starting from September 5, 2023, to October 4, 2023. Customer Dispute received March 5, 2024: There is one pending customer complaint, alleging that Anderson ignored client requests not to invest in annuities. The complaint also states he failed to disclose surrender fees and contract expenses, impacting on the clients’ ability to access funds. The estimated surrender charges exceed $5,000. The dispute remains unresolved as of March 28, 2024. Allegations Against Kiffin Anderson Kiffin Anderson Red Flags & Your Rights As An Investor Of course, Kiffin Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kiffin Anderson at Brokers International Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kiffin Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Brokers International Financial Services, LLC Due To Kiffin Anderson If you have questions about Brokers International Financial Services, LLC and/or Kiffin Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2024

Zachary Warnelis Formerly With Nationwide Investment Services Corporation FIRED

DID ZACHARY A WARNELIS CAUSE YOU INVESTMENT LOSSES? Zachary Warnelis Formerly With Nationwide Investment Services Corporation was terminated on August 21, 2024, due to violations of company policies related to inaccurate expense reporting. Zachary Warnelis Employment History and Termination Zachary A. Warnelis worked for Nationwide Investment Services Corporation as a registered broker from December 2005 until August 2024. Mr. Warnelis served as an internal wholesaler, focusing on investment-related responsibilities during his tenure at Nationwide Investment Services Corporation. On August 21, 2024 he was terminated by Nationwide Investment Services Corporation, due to violations of parent company policies concerning inaccurate expense reporting. The availability of such detailed information is invaluable for evaluating financial professionals. Disclosure Zachary A. Warnelis has one reported disclosure related to employment termination: Zachary Warnelis Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Zachary Warnelis is a red flag which should put all current and former customers of Zachary Warnelis at Nationwide Investment Services Corporation on alert to review carefully the activity and performance of their accounts and question whether Zachary Warnelis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Investment Services Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Investment Services Corporation Due To Zachary Warnelis If you have questions about Nationwide Investment Services Corporation and/or Zachary Warnelis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2024

Brett Wooten of PFS investments Inc. Reviews

DID BRETT ALEXANDER WOOTEN CAUSE YOU INVESTMENT LOSSES? Brett Wooten Customer Complaints and Reviews Brett Wooten has one pending customer dispute: Allegations Against Brett Wooten The customer dispute alleges that Brett Wooten failed to prevent a client from voluntarily closing their accounts and withdrawing advisory account proceeds, which were subsequently given to a scam artist. The customer is holding Wooten responsible for the losses and tax consequences. Brett Wooten Red Flags & Your Rights As An Investor Of course, Brett Wooten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Wooten at PFS investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Wooten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS investments Inc.  Due To Brett Wooten If you have questions about PFS investments Inc. and/or Brett Wooten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Luis Jean-Bart Formerly With PFS Investments Inc., LLC

DID LUIS S JEAN-BART CAUSE YOU INVESTMENT LOSSES?? Luis Jean-Bart Formerly With PFS Investments Inc. was terminated on January 26 2024, following allegations related to the purported investment club involvement that resulted in client losses   Allegations Against Luis Jean-Bart Fei Yang has worked in the securities industry with a registration at J.P. Morgan Securities LLC from November 2019 to October 2024. She has completed two general industry/product exams (Securities Industry Essentials and Investment Company Products/Variable Contracts Representative exams) and one multi-state securities law exam. Yang’s employment with JPMorgan Chase Bank, N.A., ended in termination on October 8, 2024, following allegations related to the handling of bank certificates of deposit (CDs). Specifically, she was accused of changing the primary and secondary ownership of CDs for existing customers, which qualified her for incentive credits otherwise not eligible to her. Allegations Against Luis Jean-Bart Luis S. Jean-Bart has three disclosed negative incidents in his FINRA record: Luis Jean-Bart Red Flags & Your Rights As An Investor Of course, Luis Jean-Bart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Jean-Bart at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Jean-Bart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Luis Jean-Bart If you have questions about PFS Investments Inc. and/or Luis Jean-Bart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 28, 2024

Paul Woodard Of PFS Investments Inc. Reviews

DID PAUL LINN WOODARD CAUSE YOU INVESTMENT LOSSES? Paul Woodard Customer Complaints and Reviews Paul Linn Woodard has one reported customer dispute: Allegations Against Paul Woodard The specific allegations against Paul Linn Woodard include: Paul Woodard Red Flags & Your Rights As An Investor Of course, Paul Woodard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Woodard at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Woodard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Paul Woodard If you have questions about PFS Investments Inc. and/or Paul Woodard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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