Apr 7, 2025

Christopher Campbell of Raymond James Financial Services, Inc.  Reviews

Christopher Campbell (CRD #5597534) located in Buffalo, New York, is a registered securities broker currently employed with Raymond James Financial Services, Inc. as a registered broker and Raymond James Financial Services Advisors, Inc. as an investment adviser since November 2017. Prior to joining Raymond James, he worked at Waddell & Reed (2016-2017) in Overland Park, Kansas and Sherman Oaks, California. Campbell is registered with one self-regulatory organization (SRO) and holds active licenses in 37 U.S. states and territories, including New York, California, Texas, and Florida. He has passed two general industry/product exams and one multi-state securities law exam. However, he has not passed any principal/supervisory exams.

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Jan 8, 2025

Steven Schmitt of Raymond James & Associates, Inc. Reviews

Steven Schmitt (CRD #4486457) , located in Paramus, New Jersey, has been registered in the securities industry since 2001. He is currently employed by Raymond James & Associates, Inc., as an investment adviser and a registered broker since November 9, 2022. Previously, he was associated with Morgan Stanley (2016–2022) and Wells Fargo Advisors, LLC (2004–2016), among others. He has passed four securities industry exams: three general industry/product exams, including the Series 7 and Futures Managed Funds Examination (Series 31), and one multi-state securities law exam (Series 66). He holds registrations with five self-regulatory organizations (SROs) and is licensed in 52 U.S. states and territories. He also holds a Certified Financial Planner designation.

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25 de julio de 2024

Eric Tillotson De Raymond James Financial Services, Inc. Reseñas

Eric Tillotson (CRD #4445703) , located in Stockton, California, is a seasoned broker currently registered with Raymond James Financial Services, Inc., and Raymond James Financial Services Advisors, Inc., since June 14, 2021. Tillotson has passed one principal/supervisory exam, two general industry/product exams, and one multi-state securities law exam, showcasing a diverse understanding of securities regulations. His registration spans 19 U.S. states and territories. Previously, he has been associated with multiple firms including BBVA Securities Inc., BBVA Wealth Solutions Inc., and several others, indicating a robust career in various financial settings.

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23 de junio de 2023

Russell Stein of Raymond James & Associates, Inc.

Russell Stein Of Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mr. Stein (CRD #434765) who is currently registered as a broker and investment adviser with Raymond James & Associates, Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Russell Stein was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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22 de febrero de 2023

Joel Burstein, Jr. formerly with Raymond James & Associates, Inc.

Joel Burstein, Jr. (CRD #3257591) who was formerly registered with Raymond James & Associates, Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Joel Burstein, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joel Burstein has had his own regulatory problems. In September 2018 he was permanently enjoined from any further violations of the securities act of 1933 and the Securities Exchange Act of 1934. Joel Burstein allegedly participated in the offer and sale securities in the form of limited partnership interests and were part of a scheme to misappropriate a misuse millions of dollars of investor funds. In addition to the injunction, he was permanently barred from any further association with any securities brokerage firm in the future.

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Feb 19, 2023

Jonathan Best of Raymond James Financial Services, Inc.

Jonathan Best Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Best (CRD #2225091) who is currently registered with Raymond James Financial Services, Inc. and located in Henderson, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Jonathan Best was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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