Aug 8, 2023

William Munday formerly with Robert W. Baird & Co. Incorporated

DID WILLIAM PORTER MUNDAY CAUSE YOU INVESTMENT LOSSES? William Munday Formerly With Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC Has A Customer Complaint For Alleged Broker Misconduct William Munday Customer Complaint William Munday has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for incorrect advice relating to expenditures from an estate account. J.J.B. Hilliard, W.L. Lyons, LLC settled the customer dispute in favor of the customer. William Munday Red Flags & Your Rights As An Investor Of course, William Munday did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Munday at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC on alert to review carefully the activity and performance of their accounts and question whether William Munday has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To William Munday If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, LLC and/or William Munday and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2023

Jason Stubbings of Robert W. Baird & Co. Incorporated

DID JASON PAUL STUBBINGS CAUSE YOU INVESTMENT LOSSES? Jason Stubbings Of Robert W. Baird & Co. Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Stubbings of Robert W. Baird & Co. Incorporated? Jason Stubbings (CRD #3265074) who is currently registered with Robert W. Baird & Co. Incorporated and located in Charleston, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird & Co. Incorporated, Jason Stubbings was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Stubbings Customer Complaint Jason Stubbings has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to an index annuity. Jason Stubbing’s employer denied the customer complaint, and to date, no action has been taken. Jason Stubbings Red Flags & Your Rights As An Investor Of course, Jason Stubbings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Stubbings at Robert W. Baird & Co. Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jason Stubbings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated, Due To Jason Stubbings If you have questions about Robert W. Baird & Co. Incorporated, and/or Jason Stubbings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Cowan formerly of Robert W. Baird & Co. Incorporated

DID GARY WAYNE COWAN CAUSE YOU INVESTMENT LOSSES? Gary Cowan Formerly of Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Cowan formerly of Robert W. Baird & Co. Incorporated? Gary Cowan (CRD #718672) who was formerly registered with Robert W. Baird & Co. Incorporated and located in Hopkinsville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Robert W. Baird & Co. Incorporated, Gary Cowan was associated with J.J.B. Hilliard, W.L. Lyons LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cowan Customer Complaints Gary Cowan has been the subject of 2 customer complaints that we know about to recover investment losses.  Both customer complaints resettled in favor of the investors. Allegations Against Gary Cowan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Cowan Red Flags & Your Rights As An Investor Of course, Gary Cowan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cowan at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Cowan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Gary Cowan If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons LLC and/or Gary Cowan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Christina Creech of Robert W. Baird & Co. Incorporated

As a client, you trust your money to a broker whom you can rely on. This is why it’s critical to learn everything there is to know about the person managing your funds. This information might assist you in determining whether or not to work with a specific broker. If you believe Christina Creech has caused you financial harm, we may be able to help you address any concerns or issues you have. DID CHRISTINA SASS CREECH CAUSE YOU INVESTMENT LOSSES? Christina Creech Of Robert W. Baird & Co. Incorporated And Formerly With Prospera Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christina Creech of Robert W. Baird & Co. Incorporated? Christina Creech (CRD #4893160) who is currently registered with Robert W. Baird & Co. Incorporated and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Robert W. Baird & Co. Incorporated, Christina Creech was associated with Prospera Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christina Creech Customer Complaint Christina Creech has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to replacement of variable life insurance policy with the Universal life insurance policy. Christina Creech’s customer complaint was denied and, to date, the customer has not taken any further action. Christina Creech Red Flags & Your Rights As An Investor Of course, Christina Creech did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christina Creech at Robert W. Baird & Co. Incorporated and Prospera Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christina Creech has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and Prospera Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Christina Creech If you have questions about Robert W. Baird & Co. Incorporated, Prospera Financial Services, Inc., and/or Christina Creech and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keith Bryan formerly with Robert W. Baird Co.

DID KEITH ALLEN BRYAN CAUSE YOU INVESTMENT LOSSES? Keith Bryan Formerly With Robert W. Baird Co. And Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Keith Bryan formerly with Robert W. Baird Co.? Keith Bryan (CRD #5456140) who was formerly registered with Robert W. Baird Co.and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Keith Bryan was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Keith Bryan Customer Complaints Keith Bryan has been the subject of 4 customer complaints that we know about. Four of Keith Bryan’s 4 customer complaints were settled in favor of investors. Allegations Against Keith Bryan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, that Keith Bryan made unsuitable investments with regard to equities and muni bonds, including Puerto Rico muni bonds. Claimant alleged that Keith Bryan’s recommendation to concentrate his IRA account in Apple stock, and later in Blue Earth (energy stock), was unsuitable. Claimant alleged, inter alia, Keith Bryan’s misrepresentation with respect to investments. Claimants alleged that Keith Bryan made unsuitable investment recommendations and over-concentrated accounts in energy stocks and in particular Blue Earth Inc. Keith Bryan Red Flags & Your Rights As An Investor Of course, Keith Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Bryan at Robert W. Baird Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Keith Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Keith Bryan If you have questions about Robert W. Baird Co., Morgan Stanley, and/or Keith Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Shrader of Robert W. Baird & Co.

DID JAMES MICHAEL SHRADER CAUSE YOU INVESTMENT LOSSES? James Shrader Of Robert W. Baird & Co. Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Shrader of Robert W. Baird & Co.? James Shrader (CRD #1562368) who is currently registered with Robert W. Baird & Co.and located in Cedar Rapids, Iowa is a subject of one of our many securities industry sales practice abuse investigations. James Shrader Customer Complaints James Shrader has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of James Shrader’s 4 customer complaints were settled in favor of investors. One of James Shrader’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Robert W. Baird & Co. for investment losses caused by James Shrader’s alleged misconduct. Allegations Against James Shrader A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged James Shrader failed to warn her of risk of her ETN and ETF purchases. Client’s daughter-in-law alleged that on her behalf account James Shrader’s performance was poor and requested reimbursement. James Shrader Red Flags & Your Rights As An Investor Of course, James Shrader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Shrader at Robert W. Baird & Co. on alert to review carefully the activity and performance of their accounts and question whether James Shrader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To James Shrader If you have questions about Robert W. Baird & Co. and/or James Shrader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Kregor of Robert W. Baird Co.

DID MARK FALLON KREGOR CAUSE YOU INVESTMENT LOSSES? Mark Kregor Of Robert W. Baird Co. And Formerly With J.J.B. Hilliard, W.L. Lyons Has 9 Customer Complaints For Alleged Broker Misconduct Who is Mark Kregor of Robert W. Baird Co.? Mark Kregor (CRD #2403684) who is currently registered with Robert W. Baird Co. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Mark Kregor was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Kregor Customer Complaints Mark Kregor has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Seven of Mark Kregor’s 9 customer complaints were settled in favor of investors. One of Mark Kregor’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Robert W. Baird Co. for investment losses caused by Mark Kregor’s alleged misconduct. Allegations Against Mark Kregor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: A former client alleged Mark Kregor made unsuitable investments. A representative for the client alleged unsuitable investments were made in the account by Mark Kregor. Claimant alleged Mark Kregor’s violation of suitability rules with regard to certain securities. Client alleged Mark Kregor’s investments in seven securities have resulted in unrealized losses. Client alleged large concentration in Monitise stock (MONIF) caused losses in their accounts allegedly made by Mark Kregor. Client also alleged the investment was not in line with their investment objectives. Client alleged Mark Kregor’s over-concentration and lack of suitability within his accounts. The client alleged she was sold unsuitable investments by Mark Kregor. The statement of claim alleged Mark Kregor recommended unsuitable investments. Claimants alleged Mark Kregor’s violation of suitability rules, negligence, failure to supervise, and negligent supervision. Mark Kregor Red Flags & Your Rights As An Investor Of course, Mark Kregor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Kregor at Robert W. Baird Co. and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Mark Kregor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Mark Kregor If you have questions about Robert W. Baird Co., J.J.B. Hilliard, W.L. Lyons, and/or Mark Kregor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Heidenrich of Robert W. Baird & Co.

DID THOMAS SCOTT HEIDENRICH CAUSE YOU INVESTMENT LOSSES? Thomas Heidenrich Of Robert W. Baird & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Heidenrich of Robert W. Baird & Co.? Thomas Heidenrich (CRD #2803223) who is currently registered with Robert W. Baird & Co.and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Thomas Heidenrich Customer Complaint Thomas Heidenrich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were  third party ex-wife non-client of a Baird associate alleged that the Baird associate’s Baird Financial Advisor provided her inaccurate information regarding the accounts of the adult sons of the Baird associate and his ex-wife. Thomas Heidenrich’s customer complaint was denied and, to date, the customer has not taken any further action. Thomas Heidenrich Red Flags & Your Rights As An Investor Of course, Thomas Heidenrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Heidenrich at Robert W. Baird & Co. on alert to review carefully the activity and performance of their accounts and question whether Thomas Heidenrich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To Thomas Heidenrich If you have questions about Robert W. Baird & Co. and/or Thomas Heidenrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lisa Press of Robert W. Baird Co.

DID LISA PRESS CAUSE YOU INVESTMENT LOSSES? Lisa Press Of Robert W. Baird Co. Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Lisa Press of Robert W. Baird Co. Inc.? Lisa Press (CRD #1001173) who is currently registered with Robert W. Baird Co. Inc. and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Lisa Press Customer Complaint Lisa Press has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he failed to receive documentation notifying him that there were problems with a municipal bond he owned, causing him a loss. Lisa Press’ customer complaint was settled in favor of the investors. Lisa Press Red Flags & Your Rights As An Investor Of course, Lisa Press did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Press at Robert W. Baird Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Press has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Inc. Due To Lisa Press If you have questions about Robert W. Baird Co. Inc. and/or Lisa Press and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Shanahan of Robert W. Baird Co.

DID PETER HARRY SHANAHAN CAUSE YOU INVESTMENT LOSSES? Peter Shanahan Of Robert W. Baird Co. And Formerly With J.J.B. Hilliard W.L. Lyons Has 3 Customer Complaints For Alleged Broker Misconduct Who is Peter Shanahan of Robert W. Baird Co.? Peter Shanahan (CRD #1386092) who is currently registered with Robert W. Baird Co.and located in Hendersonville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Peter Shanahan was associated with J.J.B. Hilliard W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Shanahan Customer Complaints Peter Shanahan has been the subject of 3 customer complaints that we know about. Three of Peter Shanahan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Peter Shanahan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Peter Shanahan had their stock portfolio at another firm liquidated against their wishes. Client alleged that although liquidation authorizations were signed, authorization was not given to Mr. Shanahan to forward the liquidation requests to their prior firm. Client alleged poor advice was given to her by Peter Shanahan regarding the purchase of a variable annuity. The client alleged his Universal Life Insurance Policy by Peter Shanahan was unsuitable. Peter Shanahan Red Flags & Your Rights As An Investor Of course, Peter Shanahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Shanahan at Robert W. Baird Co. and J.J.B. Hilliard W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Peter Shanahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and J.J.B. Hilliard W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Peter Shanahan If you have questions about Robert W. Baird Co., J.J.B. Hilliard W.L. Lyons, and/or Peter Shanahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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