5 de octubre de 2024

Patrick Klenner de Thrivent Investment Management Inc. Revisa

Patrick Klenner (CRD #5368461) , located in Holly, Michigan, is an experienced broker registered with Thrivent Investment Management Inc. since August 2007, and has been continuously registered there since September 2010. His career has involved various registrations, including General Securities Representative and Investment Adviser Representative, and he is licensed across four U.S. states: Florida, Michigan, Ohio, and South Carolina. Klenner has passed two general industry/product exams—Securities Industry Essentials Examination in October 2018 and General Securities Representative Examination in August 2007—and one multi-state securities law exam, the Uniform Combined State Law Examination, in August 2007. He has not reported any principal/supervisory exam qualifications.

Sigue leyendo

30 de septiembre de 2024

Candace Brewington, de Thrivent Investment Management Inc. DESPIDO

Candace Brewington (CRD #6670162) who was formerly registered as a broker with Thrivent Investment Management Inc. and located in Glendale, California, is a subject of one of our many securities industry sales practice abuse investigations. Candace L. Brewington has a background in the securities industry that includes working with Thrivent Investment Management Inc. from December 2016 until her termination in July 2024. During her time in the industry, Ms. Brewington passed three key exams: the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66), indicating her qualifications to operate within the financial services sector. Ms. Brewington’s career faced a significant setback when her association with Thrivent Investment Management Inc. was terminated in June 2024 due to conduct inconsistent with the firm’s expectations, including violations of the firms outside business activities policy. This event marked the end of her registration, and she is currently not registered with any firm. Her career history reflects experience across various roles, with a notable tenure in financial services and securities trading.

Sigue leyendo

18 de septiembre de 2024

Barry Hesse De Thrivent Investment Management Inc. Reseñas

Barry Hesse (CRD #2652246) , located in Jonesboro, Arkansas, has been a registered broker with Thrivent Investment Management Inc., located since November 1995. Over his career, he has demonstrated long-term commitment to a single firm, showing stability in his professional endeavors. Hesse is registered with one Self-Regulatory Organization and is licensed in 25 U.S. states and territories. He has passed three general industry/product exams and two multi-state securities law exams, enabling him to operate across a broad geographic spectrum. Hesse’s experience is notable for his enduring affiliation with Thrivent Investment Management, suggesting deep integration and expertise within his firm.

Sigue leyendo