Feb 22, 2025

Willie Lin Formerly With Transamerica Financial Advisors, Inc. FIRED

DID WILLIE LIN CAUSE YOU INVESTMENT LOSSES? Willie Lin was fired from Transamerica Financial Advisors, Inc.  on December 9, 2024, following allegations of unauthorized transactions in client accounts. Willie Lin Employment History and Termination Willie Lin, was employed by Transamerica Financial Advisors, Inc. as a registered broker from January 2014 until December 2024. During his tenure, he also engaged in the sales of insurance and non-insurance products. He passed two general industry/product exams: (1) Securities Industry Essentials Examination in October 2018 and (2) the Investment Company Products/Variable Contracts Representative Examination in January 2014, and one multi-state securities law exam (Series 63 in February 2014). However, he is not currently registered as a broker. His employment ended with his Transamerica Financial Advisors, Inc. following allegations of unauthorized transactions involving variable annuities in client accounts identified during a review of customer complaints. Negative Disclosures Summary Willie Lin has one reported disclosure event: Tiffany Keigley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Willie Lin is a red flag which should put all current and former customers of Willie Lin at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Willie Lin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc.  Due To Willie Lin If you have questions about Transamerica Financial Advisors, Inc. and/or Willie Lin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2025

Chin Yu Hsieh of Transamerica Financial Advisors, Inc.  Reviews

DID CHIN YU HSIEH CAUSE YOU INVESTMENT LOSSES? Chin Yu Hsieh Customer Complaints and Reviews Mr. Hsieh has one pending customer dispute disclosed in his BrokerCheck record: Allegations Against Chin Yu Hsieh The pending customer dispute against Mr. Hsieh raises concerns regarding unauthorized trading activities. Key details of the allegation include: Chin Yu Hsieh Red Flags & Your Rights As An Investor Of course, Chin Yu Hsieh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chin Yu Hsieh at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chin Yu Hsieh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc.  Due To Chin Yu Hsieh If you have questions about Transamerica Financial Advisors, Inc. and/or Chin Yu Hsieh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2024

Sara Collins Of Transamerica Financial Advisors, Inc. Reviews

DID SARA BLATT COLLINS CAUSE YOU INVESTMENT LOSSES? Sara Collins Of Transamerica Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Sara Collins Customer Complaints and Reviews Allegations Against Sara Collins Sara Collins Red Flags & Your Rights As An Investor Of course, Sara Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sara Collins at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sara Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Sara Collins  If you have questions about Transamerica Financial Advisors, Inc. and/or Sara Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2024

Benny Ongkobudidjojo of Transamerica Financial Advisors, Inc Reviews

DID BENNY ONGKOBUDIDJOJO CAUSE YOU INVESTMENT LOSSES? Benny Ongkobudidjojo Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Benny Ongkobudidjojo Customer Complaint and Reviews Ongkobudidjojo’s professional record includes a troubling client dispute: Allegations Against Benny Ongkobudidjojo Benny Ongkobudidjojo Red Flags & Your Rights As An Investor Of course, Benny Ongkobudidjojo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benny Ongkobudidjojo at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Benny Ongkobudidjojo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Benny Ongkobudidjojo  If you have questions about Transamerica Financial Advisors, Inc. and/or Benny Ongkobudidjojo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Susan Duke formerly with Transamerica Financial Advisors, Inc

DID SUSAN M DUKE CAUSE YOU INVESTMENT LOSSES? Susan Duke Formerly With Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Duke Customer Complaints Susan Duke has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of these customer complaints evolved into FINRA arbitration proceedings that were subsequently settled by Transamerica Financial Advisors in favor of the investors or Susan Duke’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Duke Red Flags & Your Rights As An Investor Of course, Susan Duke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Duke at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Duke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Susan Duke  If you have questions about Transamerica Financial Advisors, Inc. and/or Susan Duke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Ruben Fernandez of Stonecrest Capital Markets, Inc

DID RUBEN C FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Ruben Fernandez Of Stonecrest Capital Markets, Inc. And Formerly With Herbert J. Sims & Co., Inc. Has 21 Customer Complaints For Alleged Broker Misconduct Ruben Fernandez Customer Complaints Ruben Fernandez has been the subject of 21 customer complaints that we know about seeking to recover investment losses. Nineteen customer complaints were settled by Oriental Financial Services Corp. in favor of the investors.  Another customer complaint was denied by PaineWebber and the investor took no further action is currently one customer complaint pending with Herbert J.  Sims and Co. for Ruben Fernandez’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ruben Fernandez Red Flags & Your Rights As An Investor Of course, Ruben Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruben Fernandez at Stonecrest Capital Markets, Inc. and Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Ruben Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stonecrest Capital Markets, Inc. and Herbert J. Sims & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stonecrest Capital Markets, Inc. Due To Ruben Fernandez  If you have questions about Stonecrest Capital Markets, Inc., Herbert J. Sims & Co., Inc. and/or Ruben Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Matthew Dupuis of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW CHRISTOPHER DUPUIS CAUSE YOU INVESTMENT LOSSES? Matthew Dupuis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Dupuis Customer Complaints Matthew Dupuis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lynch Pierce Fenner and Smith for Matthew Dupuis’s alleged misconduct in favor of the investor.  The other customer complaint was recently denied by the same brokerage firm and so far, the investor is not filed any arbitration proceeding or taken any other action. Allegations Against Matthew Dupuis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Dupuis Red Flags & Your Rights As An Investor Of course, Matthew Dupuis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Dupuis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Dupuis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Dupuis  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Dupuis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Tad Binkley formerly with Transamerica Financial Advisors, Inc.

DID TAD JOSEF BINKLEY CAUSE YOU INVESTMENT LOSSES? Tad Binkley Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Tad Binkley Customer Complaint Tad Binkley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommended products were unsuitable for customer’s needs and objectives. Transamerica Financial Advisors settled the customer dispute for the full amount demanded. Tad Binkley Red Flags & Your Rights As An Investor Of course, Tad Binkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tad Binkley at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tad Binkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc .also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Tad Binkley If you have questions about Transamerica Financial Advisors, Inc. and/or Tad Binkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Fries formerly with Transamerica Financial Advisors, Inc.

DID SCOTT ALLEN FRIES CAUSE YOU INVESTMENT LOSSES? Scott Fries Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Fries Customer Complaint Scott Fries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative solicited the customer to invest money through the advisor’s own LLC and the customer has not received any of his money back. Transamerica Financial Advisors denied the customer complaint and, to date, the customer has not taken any further action Scott Fries Red Flags & Your Rights As An Investor Of course, Scott Fries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fries at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Fries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Scott Fries If you have questions about Transamerica Financial Advisors, Inc. and/or Scott Fries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2023

Matthew Burnias formerly with Transamerica Financial Advisors, Inc.

DID MATTHEW BENITO BURNIAS CAUSE YOU INVESTMENT LOSSES? Matthew Burnias Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Burnias Customer Complaint Matthew Burnias has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative recommended they invest in his outside business activity which was unsuitable for their investment needs. Transamerica Financial Advisors settled the customer dispute in favor of the investor. Matthew Burnias Red Flags & Your Rights As An Investor Of course, Matthew Burnias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Burnias at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Burnias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Matthew Burnias If you have questions about Transamerica Financial Advisors, Inc. and/or Matthew Burnias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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