Oct 15, 2023

Denise Deleo of LPL Financial LLC

DID DENISE ANNE DELEO CAUSE YOU INVESTMENT LOSSES? Denise Deleo Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Denise Deleo Customer Complaint Denise Deleo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation of a variable annuity contract. LPL Financial recently denied the customer complaint and, to date, the investor has not filed any further proceedings. Denise Deleo Red Flags & Your Rights As An Investor Of course, Denise Deleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denise Deleo at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Denise Deleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Denise Deleo If you have questions about LPL Financial LLC, Waddell & Reed and/or Denise Deleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Kenneth Baize of LPL Financial LLC

DID KENNETH GENE BAIZE CAUSE YOU INVESTMENT LOSSES? Kenneth Baize Of LPL Financial LLC And Formerly With American Equity Investment Corporation and Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Kenneth Baize Customer Complaint Kenneth Baize has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to to disclose risks and features of $500,000 seven-year GWG L bond investment. The arbitration claim against Kenneth Baize’s former employer American Equity Investment Corporation is still pending. Kenneth Baize Red Flags & Your Rights As An Investor Of course, Kenneth Baize did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Baize at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Kenneth Baize has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Baize If you have questions about LPL Financial LLC, American Equity Investment Corporation, Waddell & Reed and/or Kenneth Baize and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rusty Coyle of Waddell & Reed

DID RUSTY COYLE CAUSE YOU INVESTMENT LOSSES? Rusty Coyle Of Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Rusty Coyle of Waddell & Reed? Rusty Coyle (CRD #4355534) who is currently registered with Waddell & Reed and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Rusty Coyle Customer Complaints Rusty Coyle has been the subject of 2 customer complaints that we know about. One of Rusty Coyle’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Rusty Coyle’s alleged misconduct. Allegations Against Rusty Coyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he incurred higher management fees that were not disclosed to him by Rusty Coyle when moving one wrap account to another while with W&R. Client also alleged that Mr. Coyle did not inform him of the contingent deferred sales charges associated with his account that he incurred when he moved his account to another broker/dealer. Client alleged Rusty Coyle did not process a rollover in a timely manner and, as a result, her account value diminished from the day she originally expected the rollover to occur. Rusty Coyle Red Flags & Your Rights As An Investor Of course, Rusty Coyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rusty Coyle at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Rusty Coyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Rusty Coyle If you have questions about Waddell & Reed and/or Rusty Coyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ernest Anderson formerly with Waddell & Reed

DID ERNEST DALE ANDERSON CAUSE YOU INVESTMENT LOSSES? Ernest Anderson Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Ernest Anderson formerly with Waddell & Reed? Ernest Anderson (CRD #5622328) who was formerly registered with Waddell & Reed and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Ernest Anderson Customer Complaint Ernest Anderson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Ernest Anderson made misrepresentations regarding annuity products he owned, documents signed by the client related to the annuities, and loans against the annuities. Client also alleged that certain documents he appeared to have signed were notarized without him being present and that his wife’s signature on those documents appeared to be a forgery.  Ernest Anderson’s customer complaint was denied and, to date, the customer has not taken any further action. Ernest Anderson Red Flags & Your Rights As An Investor Of course, Ernest Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Anderson at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Ernest Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Ernest Anderson If you have questions about Waddell & Reed and/or Ernest Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roberto Montano Formerly With Waddell & Reed

DID ROBERTO MONTANO CAUSE YOU INVESTMENT LOSSES? Roberto Montano Formerly With Waddell & Reed And U.S. Bancorp Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is Roberto Montano formerly with Waddell & Reed? Roberto Montano (CRD #3003372) who was formerly registered with Waddell & Reed and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell & Reed, Roberto Montano was associated with U.S. Bancorp Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roberto Montano has had his own share regulatory problems.  He has been the subject of 4 reported FINRA regulatory events, 2 of which appear to be related.  He has failed to pay to arbitration awards and failed to pay a fine in connection with a prior disciplinary action.  Initially, he was suspended and later his license was revoked. Roberto Montano Customer Complaints Roberto Montano has been the subject of 2 customer complaints that we know about. One of Roberto Montano’s 2 customer complaints was settled in favor of investors. One of Roberto Montano’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Roberto Montano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Roberto Montano misrepresented the features of his variable annuity and it was not suitable. Customer alleged unsuitability and misrepresentation against Roberto Montano in connection with equity transactions. Roberto Montano Red Flags & Your Rights As An Investor Of course, Roberto Montano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Montano at Waddell & Reed and U.S. Bancorp Investments on alert to review carefully the activity and performance of their accounts and question whether Roberto Montano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed and U.S. Bancorp Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Roberto Montano If you have questions about Waddell & Reed, U.S. Bancorp Investments, and/or Roberto Montano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cynthia Nagel of Waddell & Reed and formerly with Foothill Securities

DID CYNTHIA RENE NAGEL CAUSE YOU INVESTMENT LOSSES? Cynthia Nagel Of Waddell & Reed And Formerly With CUE Financial Group, Foothill Securities And Securities America Has A Customer Complaint For Alleged Broker Misconduct Who is Cynthia Nagel of Waddell & Reed? Cynthia Nagel (CRD #2188850) who is currently registered with Waddell & Reed and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell & Reed, Cynthia Nagel was associated with CUE Financial Group, Foothill Securities, Securities America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cynthia Nagel Customer Complaint Cynthia Nagel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that there were delays in processing his 1035 variable annuity exchange which caused him to incur market losses. Cynthia Nagel’s customer complaint was settled in favor of the investors. Cynthia Nagel Red Flags & Your Rights As An Investor Of course, Cynthia Nagel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Nagel at Waddell & Reed, CUE Financial Group, Foothill Securities, and Securities America on alert to review carefully the activity and performance of their accounts and question whether Cynthia Nagel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed, CUE Financial Group, Foothill Securities, and Securities America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Cynthia Nagel If you have questions about Waddell & Reed, CUE Financial Group, Foothill Securities, Securities America, and/or Cynthia Nagel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Candra Oakes-Niswanger of Waddell & Reed

DID CANDRA LYNN OAKES-NISWANGER CAUSE YOU INVESTMENT LOSSES? Candra Oakes-Niswanger Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Candra Oakes-Niswanger of Waddell & Reed? Candra Oakes-Niswanger (CRD #4235023) who is currently registered with Waddell & Reed and located in Great Falls, Montana is a subject of one of our many securities industry sales practice abuse investigations. Candra Oakes-Niswanger Customer Complaint Candra Oakes-Niswanger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, due to a breach of fiduciary duty and negligence by Candra Oakes-Niswanger during the time period of February 21, 2020 through April 14, 2020, his account value incurred significant losses. Candra Oakes-Niswanger’s customer complaint was denied and, to date, the customer has not taken any further action. Candra Oakes-Niswanger Red Flags & Your Rights As An Investor Of course, Candra Oakes-Niswanger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Candra Oakes-Niswanger at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Candra Oakes-Niswanger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Candra Oakes-Niswanger If you have questions about Waddell & Reed and/or Candra Oakes-Niswanger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Colleen Lenard of Waddell & Reed

DID COLLEEN NELL LENARD CAUSE YOU INVESTMENT LOSSES? Colleen Lenard Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Colleen Lenard of Waddell & Reed? Colleen Lenard (CRD #2488516) who is currently registered with Waddell & Reed and located in Vancouver, Washington is a subject of one of our many securities industry sales practice abuse investigations. Colleen Lenard Customer Complaint Colleen Lenard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Colleen Lenard’s due to inappropriate and offensive mishandling of his account during the time period between March 13th, 2020 and March 24th, 2020, his account value incurred significant losses. Colleen Lenard’s customer complaint was denied and, to date, the customer has not taken any further action. Colleen Lenard Red Flags & Your Rights As An Investor Of course, Colleen Lenard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colleen Lenard at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Colleen Lenard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Colleen Lenard If you have questions about Waddell & Reed and/or Colleen Lenard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Linda Howard of Waddell & Reed

DID LINDA KAREN HOWARD CAUSE YOU INVESTMENT LOSSES? Linda Howard Of Waddell & Reed Has 5 Customer Complaints For Alleged Broker Misconduct Who is Linda Howard of Waddell & Reed? Linda Howard (CRD #1922648) who is currently registered with Waddell & Reed and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Linda Howard Customer Complaints Linda Howard has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Linda Howard’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Linda Howard’s alleged misconduct. Allegations Against Linda Howard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for the executor of the client’s estate alleged Linda Howard engaged in false and misleading conduct with former POA agent in relation to opening an account in the client’s name, allowing the agent to designate beneficiaries other than the estate, and conspiring with the agent to deplete the assets of the estate. Client alleged Linda Howard’s purchase of a Exchange Traded Product was not authorized. Client also claimed her signature was forged. Client stated Linda Howard allegedly suggested moving funds from an annuity to a regular account with Edward Jones which resulted in creating a significant tax liability. Client alleged Howard should have been aware of the tax liability and should have provided this information to her prior to the surrender of the annuity. Client’s children, one of whom holds power of attorney, stated the client conducted business with Linda Howard allegedly unbeknownst to them. Children stated that their mother was evaluated and determined to have cognitive deficits. Children further alleged that their mother began living in a nursing home. Guardian for deceased client stated Linda Howard allegedly recommended investments that were unsuitable for the ward. Linda Howard Red Flags & Your Rights As An Investor Of course, Linda Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Howard at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Linda Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Linda Howard If you have questions about Waddell & Reed and/or Linda Howard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Dan Avery of Waddell & Reed

DID DAN LEROY AVERY CAUSE YOU INVESTMENT LOSSES? Dan Avery Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Dan Avery of Waddell & Reed? Dan Avery (CRD #2967385) who is currently registered with Waddell & Reed and located in Ionia, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Dan Avery Customer Complaint Dan Avery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that, contrary to representations and assurances, the Dan Avery did not execute sell orders, resulting in loses to their accounts. Dan Avery’s customer complaint was settled in favor of the investors. Dan Avery Red Flags & Your Rights As An Investor Of course, Dan Avery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Avery at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Dan Avery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Dan Avery If you have questions about Waddell & Reed and/or Dan Avery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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