Apr 8, 2025

Eoghan Shields of J.P. Morgan Securities LLC Reviews

DID EOGHAN THOMAS SHIELDS CAUSE YOU INVESTMENT LOSSES? Eoghan Shields Customer Complaints and Reviews Eoghan Shields has one pending customer dispute: This disclosure highlights a high-value claim concerning the suitability of investment recommendations, a critical issue in financial advisory services. Allegations Against Eoghan Shields The pending arbitration involves significant financial claims and underscores the importance of ensuring that investment strategies align with client objectives and risk profiles. Eoghan Shields Red Flags & Your Rights As An Investor Of course, Eoghan Shields did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eoghan Shields at on alert to review carefully the activity and performance of their accounts and question whether Eoghan Shields has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Eoghan Shields If you have questions about J.P. Morgan Securities LLC and/or Eoghan Shields and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2025

Howard Raff of Grove Point Investments, LLC Reviews

DID HOWARD BART RAFF CAUSE YOU INVESTMENT LOSSES? Howard Raff Customer Complaints and Reviews Howard Raff has four reported disclosures: one pending customer dispute and three outstanding tax liens. Allegations Against Howard Raff The allegations and accusations against Howard Raff include: Howard Raff Red Flags & Your Rights As An Investor Of course, Howard Raff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Raff at Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Raff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Howard Raff If you have questions about Grove Point Investments, LLC and/or Howard Raff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2025

Xi Shen Formerly With Morgan Stanley FIRED

DID XI SHEN CAUSE YOU INVESTMENT LOSSES? Xi Shen was recently fired from Morgan Stanley following allegations related to the entry of inaccurate customer information into the firm’s systems. Xi Shen Employment History and Termination Negative Disclosures Summary Xi Shen Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Xi Shen is a red flag which should put all current and former customers of Xi Shen at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Xi Shen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Xi Shen If you have questions about Morgan Stanley and/or Xi Shen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2025

Timothy Semlick Formerly With Charles Schwab Co, Inc. FIRED

DID TIMOTHY DEAN SEMLICK CAUSE YOU INVESTMENT LOSSES? Timothy Semlick was recently fired from Charles Schwab & Co, Inc. for failing to comply with the firm’s Client Communications Procedures and Guidelines policy Timothy Semlick Employment History and Termination Negative Disclosures Summary Timothy Semlick has two disclosure events: Allegations and Accusations Timothy Semlick’s disclosures include one customer dispute and one employment termination. Specific allegations from the customer dispute involved the sale of auction rate securities with liquidity misrepresentations. The employment termination cited policy non-compliance at Charles Schwab & Co., Inc. These events are publicly documented for transparency purposes Timothy Semlick Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Timothy Semlick is a red flag which should put all current and former customers of Timothy Semlick at Charles Schwab  Co, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Semlick engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab  Co, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab  Co, Inc.  Due To Timothy Semlick If you have questions about Charles Schwab  Co, Inc. and/or Timothy Semlick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2025

Robert Remine Formerly With Osaic Wealth, Inc.  FIRED

DID ROBERT LEE REMINE CAUSE YOU INVESTMENT LOSSES? Robert Remine was recently fired from Osaic Wealth, Inc. due to attempting to resolve a customer complaint without the firm’s knowledge or approval. This termination was related to firm policies rather than regulatory or legal violations. Robert Remine Employment History and Termination Negative Disclosures Summary Robert Remine has one reported disclosure event in his FINRA record: Robert Remine Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Robert Remine is a red flag which should put all current and former customers of Robert Remine at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Remine engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Robert Remine If you have questions about Osaic Wealth, Inc. and/or Robert Remine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2025

Christopher Campbell of Raymond James Financial Services, Inc.  Reviews

DID CHRISTOPHER WILLIAM CAMPBELL CAUSE YOU INVESTMENT LOSSES? Christopher Campbell Of Raymond James Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Christopher Campbell Customer Complaints and Reviews Christopher Campbell has two disclosure events, both of which are pending customer disputes related to civil litigation as summarized below: Allegations Against Christopher Campbell Christopher Campbell Red Flags & Your Rights As An Investor Of course, Christopher Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Campbell at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Christopher Campbell If you have questions about Raymond James Financial Services, Inc. and/or Christopher Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2025

John Prokos Jr of LPL Financial LLC Reviews

DID JOHN PROKOS JR CAUSE YOU INVESTMENT LOSSES? John Prokos Jr Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Prokos Jr Customer Complaints and Reviews John Prokos Jr. has two customer disputes disclosed in his record: Allegations Against John Prokos Jr The allegations against John Prokos Jr. include: John Prokos Jr Red Flags & Your Rights As An Investor Of course, John Prokos Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Prokos Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Prokos Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Prokos Jr If you have questions about LPL Financial LLC and/or John Prokos Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2025

Joseph Pitch of LPL Financial LLC  Reviews

DID JOSEPH MICHAEL PITCH CAUSE YOU INVESTMENT LOSSES? Joseph Pitch Customer Complaints and Reviews Joseph Pitch has one customer dispute disclosure: Allegations Against Joseph Pitch The allegations and accusations against Joseph Pitch in the disclosed customer dispute include: Joseph Pitch Red Flags & Your Rights As An Investor Of course, Joseph Pitch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pitch at on alert to review carefully the activity and performance of their accounts and question whether Joseph Pitch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Pitch If you have questions about LPL Financial LLC and/or Joseph Pitch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2025

Trenton Whalen Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated FIRED

DID TRENTON KENNETH WHALEN CAUSE YOU INVESTMENT LOSSES? Trenton Whalen was fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated on October 13, 2024, for failure to meet firm standards related to referrals Trenton Whalen Employment History and Termination Trenton Kenneth Whalen was a registered broker at Fifth Third Securities, Inc., from March 2018 to May 2021 followed by his most recent role with Merrill Lynch, Pierce, Fenner & Smith Incorporated, where he served as a Private Client Advisor II during his term from October 2023 to November 2024. Over his career, he passed three general industry/product exams, including the General Securities Representative Examination (Series 7) in October 2023 and March 2018, and one multi-state securities law exam (Series 66) in January 2024. Mr. Whalen’s employment with Merrill Lynch was terminated on October 31, 2024, following an internal investigation into a failure to meet firm standards related to handling referrals and entering into a financial arrangement with a client. Negative Disclosures Summary One reported disclosure event was noted: Trenton Whalen Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Trenton Whalen is a red flag which should put all current and former customers of Trenton Whalen at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Trenton Whalen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Trenton Whalen If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Trenton Whalen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2025

Robert Westbrook of Cetera Advisor Networks LLC Reviews

DID ROBERT JOHN WESTBROOK CAUSE YOU INVESTMENT LOSSES? Robert Westbrook Customer Complaints and Reviews One disclosure was noted in the report: Allegations Against Robert Westbrook Robert Westbrook Red Flags & Your Rights As An Investor Of course, Robert Westbrook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Westbrook at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Westbrook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Robert Westbrook If you have questions about Cetera Advisor Networks LLC and/or Robert Westbrook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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