Feb 21, 2025

Tiffany Keigley Formerly With Morgan Stanley FIRED

DID TIFFANY ANNE KEIGLEY CAUSE YOU INVESTMENT LOSSES? Tiffany Keigley was fired from Morgan Stanley in October 2024 following allegations of distributing funds from a client’s account for personal benefit. Tiffany Keigley Employment History and Termination Tiffany Anne Keigley has over 15 years of experience in the securities industry. She worked for two firms during her career: Morgan Stanley (2009–2024) and Citigroup Global Markets Inc. (2007–2009). She is not currently registered with any securities firm. She has passed three industry exams, including Series 7 and Series 66, and held licenses in multiple states. Ms. Keigley’s termination from Morgan Stanley on October 21, 2024, was due to allegations related to mismanagement of client funds, that she distributed funds from a client’s account for her personal benefit. Additionally, a pending customer dispute alleges unauthorized use of client accounts between 2018 and 2024 for cash transfers and bill payments. Negative Disclosures Summary Tiffany Anne Keigley has two disclosures on her record: one employment termination and one customer dispute. Tiffany Keigley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Tiffany Keigley is a red flag which should put all current and former customers of Tiffany Keigley at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tiffany Keigley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tiffany Keigley If you have questions about Morgan Stanley and/or Tiffany Keigley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2025

David Flippo Formerly With First Command Brokerage Services, Inc. FIRED

DID DAVID ALTON FLIPPO CAUSE YOU INVESTMENT LOSSES? David Flippo was fired from First Command Brokerage Services, Inc. on November 26, 2024, for violating company policies and regulatory regulations. David Flippo Employment History and Termination David Alton Flippo, was registered with First Command Brokerage Services, Inc. from June 2019 to December 2024 in Las Vegas, Nevada. Mr. Flippo worked at multiple financial service entities under the company’s group: First Command Advisory Services, First Command Financial Planning, and First Command Insurance Services, holding roles such as investment advisor representative and registered representative since 2019. During his tenure, he passed two general industry/product exams (Securities Industry Essentials Examination on March 20, 2019, and General Securities Representative Examination on June 11, 2019) and one multi-state securities law exam. He has no supervisory or principal exam certifications. However, he is no longer registered with FINRA as of December 2024. On November 26, 2024, Mr. Flippo was discharged from First Command Brokerage Services, Inc., in November 2024 after allegations of violating company policies and regulatory standards involving electronic communications, books and records, and customer identification. Negative Disclosures Summary David Alton Flippo has one reported Termination disclosure event: David Flippo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Flippo is a red flag which should put all current and former customers of David Flippo at First Command Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Flippo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Command Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Command Brokerage Services, Inc. Due To David Flippo If you have questions about First Command Brokerage Services, Inc. and/or David Flippo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2025

Wylie Ewing Formerly With Charles Schwab & Co., Inc. FIRED

DID WYLIE THOMPSON EWING CAUSE YOU INVESTMENT LOSSES? Wylie Ewing was fired from Charles Schwab & Co., Inc. in October 2024 following allegations of noncompliance with the firm’s Client Communication policy Wylie Ewing Employment History and Termination Wylie Thompson Ewing has a career spanning over 35 years in the securities industry, having been a registered broker with multiple prominent firms including TD Ameritrade, Fidelity Brokerage Services, and E*TRADE. He was most recently employed by Charles Schwab & Co., Inc. from August 2021 until October 2024. Ewing has passed seven industry exams, including three principal/supervisory exams and two multi-state securities law exams. Despite his extensive experience. He is currently not registered. His tenure with Charles Schwab & Co. Inc. ended on October 29, 2024, following allegations of failing to comply with internal procedures regarding advice and client communications. Negative Disclosures Summary Wylie Thompson Ewing has one reported disclosure: Wylie Ewing Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Wylie Ewing is a red flag which should put all current and former customers of Wylie Ewing at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Wylie Ewing engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Wylie Ewing If you have questions about Charles Schwab & Co., Inc. and/or Wylie Ewing and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2025

Antonio Cole Formerly With Wells Fargo Clearing Services, LLC FIRED

DID ANTONIO MATTHEW COLE CAUSE YOU INVESTMENT LOSSES? Antonio Cole was fired from Wells Fargo Clearing Services, LLC in November 2024 for allegedly misrepresenting compliance with vault review protocols. Antonio Cole Employment History and Termination Antonio Matthew Cole has a background in the securities industry. His professional history includes employment with Wells Fargo Clearing Services, LLC (2022-2024) and J.P. Morgan Securities LLC (2021-2022) in roles involving licensed and registered representative positions. Previously, he worked at J.P. Morgan Securities LLC as a licensed banker. He passed two general industry/product exams and one multi-state securities law exam but is not currently registered as a broker. Antonio Cole was terminated by Wells Fargo Clearing Services, LLC on November 1, 2024, stemming from allegations of policy violations, including misrepresenting compliance with vault review protocols. Negative Disclosures Summary One employment termination was note on his disclosure: Antonio Cole Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Antonio Cole is a red flag which should put all current and former customers of Antonio Cole at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Antonio Cole engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Antonio Cole If you have questions about Wells Fargo Clearing Services, LLC and/or Antonio Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2025

Antonio Carrillo Formerly With Farmers Financial Solutions, LLC FIRED

DID ANTONIO HOMERO CARRILLO CAUSE YOU INVESTMENT LOSSES? Antonio Carrillo was fired in November 2024 following alleged violation of company policies. Antonio Carrillo Employment History and Termination Antonio Homero Carrillo has a background in the securities industry. His employment history includes roles as a registered representative and insurance agent, having been employed with Farmers Financial Solutions, LLC (2021-2024) and Equitable Advisors, LLC (2018-2020). He successfully passed two general industry/product exams and one multi-state securities law exam. However, he is no longer registered as a broker. Mr. Carrillo was discharged from Farmers Financial Solutions LLC on November 21, 2024, for issuing unwarranted Affinity Group discounts, a violation of company policies. Negative Disclosures Summary One Termination disclosure was noted Antonio Carrillo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Antonio Carrillo is a red flag which should put all current and former customers of Antonio Carrillo at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Antonio Carrillo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Antonio Carrillo If you have questions about Farmers Financial Solutions, LLC and/or Antonio Carrillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2025

William W. Brown Formerly With UBS Financial Services Inc.  FIRED

DID WILLIAM WALKER BROWN CAUSE YOU INVESTMENT LOSSES? William W. Brown was fired from UBS Financial Services Inc. in November 2024 for allegations of breaching firm policies. William W. Brown Employment History and Termination William Walker Brown has a professional background in the securities industry with experience spanning multiple firms. He was employed by UBS Financial Services Inc. from October 2017 to November 2024 where he worked in their Weehawken New Jersey and Memphis, Tennessee offices as a registered broker and investment adviser. He is currently registered with Kestra Investment Services, LLC as a registered broker, and Kestra Private Wealth Services, LLC as an investment adviser since December 17, 2024. He has passed two general industry/product exams and one multi-state securities law exam. His licenses include registrations in 24 U.S. states and territories. His employment history shows a mix of financial roles and other professional engagements, demonstrating a diverse background. William Walker Brown was discharged from UBS on November 6, 2024, following allegations of breaching firm policies. The reported violation involved taking instructions from an unauthorized relative on a client account, emphasizing the importance of adhering to firm and regulatory standards. Negative Disclosures Summary One Termination disclosure was noted William W. Brown Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of William W. Brown is a red flag which should put all current and former customers of William W. Brown at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William W. Brown engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To William W. Brown If you have questions about UBS Financial Services Inc.  and/or William W. Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2025

Coralia Boudreaux Formerly With Edward Jones FIRED

DID CORALIA CLAUDIA BOUDREAUX CAUSE YOU INVESTMENT LOSSES? Coralia Boudreaux was fired from Edward Jones on November 25, 2024, due to concerns about adherence to company policies. Coralia Boudreaux Employment History and Termination Coralia Claudia Boudreaux worked for two major securities firms as a registered broker during her career: Morgan Stanley (March 2019 – March 2021) and Edward Jones (January 2022 – November 2024). She has passed four industry exams: two general industry/product exams and two multi-state securities law exams, including Series 7 and Series 66. Her recent termination from Edward Jones stemmed from concerns of not following internal policies related to off-channel communications and complaints. Negative Disclosures Summary One disclosure was noted: Coralia Boudreaux Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Coralia Boudreaux is a red flag which should put all current and former customers of Coralia Boudreaux at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Coralia Boudreaux engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Coralia Boudreaux If you have questions about Edward Jones and/or Coralia Boudreaux and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2025

Stephen Bransburg Jr. Formerly With Allstate Financial Services, LLC FIRED

Stephen Bransburg Jr. Formerly With Allstate Financial Services, LLC FIRED Stephen Bransburg Jr. was fired from Allstate Financial Services, LLC in November 2024 due to allegations of submitting annuity transactions directly to insurance companies after the firm rejected them during the suitability review process. Stephen Bransburg Jr. Employment History and Termination Stephen Carl Bransburg Jr. has a long career in the financial services industry, spanning over 40 years. He worked with six different firms during his tenure, most recently with Allstate Financial Services, LLC from January 2010 to November 2024. He was previously registered with firms such as MetLife Securities Inc. and Pruco Securities Corporation, his longest tenure lasting from 1982-2002. Mr. Bransburg passed three industry exams, including the Securities Industry Essentials (SIE), the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the Uniform Securities Agent Multi-State Law Examination (Series 63). He does not currently hold any active registrations. On November 26, 2024, he was terminated from Allstate Financial Services, LLC following allegations of bypassing the firm’s suitability review process to submit annuity transactions directly to insurance companies. Negative Disclosures Summary Stephen Bransburg Jr. has one termination disclosure as follows: Stephen Bransburg Jr. Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Stephen Bransburg Jr. is a red flag which should put all current and former customers of Stephen Bransburg Jr. at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Bransburg Jr. engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Stephen Bransburg Jr. If you have questions about Allstate Financial Services, LLCand/or Stephen Bransburg Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2025

Andre J. Brown Formerly With Wells Fargo Clearing Services, LLC FIRED

DID ANDRE JACKSON BROWN CAUSE YOU INVESTMENT LOSSES? Andre J. Brown was fired from Wells Fargo Clearing Services, LLC in November 2024, due to allegations of a breach of protocol. Andre J. Brown Employment History and Termination Andre Jackson Brown has a professional history in the securities industry, having worked as a registered broker for Wells Fargo Clearing Services, LLC. from December 2019 to December 2024 in Maple Glen, and held a concurrent role as a personal banker with Wells Fargo Bank, N.A. in Fairless Hills, PA. However, his registrations are not currently active. He passed two general industry/product exams and one multi-state securities law exam. Mr. Brown’s termination of Wells Fargo Clearing Services occurred on November 29, 2024, following allegations of failure to adhere to bank vault account balance protocol. Negative Disclosures Summary One Disclosure of Employment termination was noted: Andre J. Brown Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Andre J. Brown is a red flag which should put all current and former customers of Andre J. Brown at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andre J. Brown engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Andre J. Brown If you have questions about Wells Fargo Clearing Services, LLC and/or Andre J. Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2025

Karen Baxter Formerly With Fifth Third Securities, Inc. FIRED

DID KAREN BAXTER CAUSE YOU INVESTMENT LOSSES? Karen Baxter was recently fired from Fifth Third Securities, Inc. due to allegations of inaccuracies in time reporting. Karen Baxter Employment History and Termination Karen Baxter has worked for three firms over her career: Ameriprise Financial Services (2017-2018), Robert W. Baird & Co. Incorporated (2018-2019, and Fifth Third Securities 2023-2024. Currently, she is not registered with any securities firm. She has passed six industry exams, including three general industry/product exams and three multi-state securities law exams. However, she has not completed any principal or supervisory exams. Ms. Baxter was terminated by Fifth Third Securities Inc. on December 3, 2024. The termination stemmed from allegations of submitting inaccurate time records. Negative Disclosures Summary One Termination was noted: Karen Baxter Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Karen Baxter is a red flag which should put all current and former customers of Karen Baxter at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Karen Baxter engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Karen Baxter If you have questions about Fifth Third Securities, Inc. and/or Karen Baxter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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