DID AARON W. GRISWOLD CAUSE YOU INVESTMENT LOSSES?
Aaron Griswold Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Santander Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Aaron Griswold of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Aaron Griswold (CRD #5587792) who is registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Pennington, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Aaron Griswold was associated with Santander Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Aaron Griswold Customer Complaint
Aaron Griswold has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the risk associated with an investment recommendation in a mutual fund. Aaron Griswold’s customer complaint was denied and, to date, the customer has not taken any further action.
Aaron Griswold Red Flags & Your Rights As An Investor
Of course, Aaron Griswold did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Griswold at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Aaron Griswold has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Griswold
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Santander Securities LLC, and/or Aaron Griswold and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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