DID AARON ANDREW UNGERER CAUSE YOU INVESTMENT LOSSES?
Aaron Ungerer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Aaron Ungerer of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Aaron Ungerer (CRD #5086742) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Frontenac, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Aaron Ungerer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Aaron Ungerer Customer Complaint
Aaron Ungerer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch, Pierce, Fenner and Smith recently denied the customer complaints and to date, it does not appear that the investor has filed any arbitration proceeding were taking the next step to recoup the losses.
Aaron Ungerer Red Flags & Your Rights As An Investor
Of course, Aaron Ungerer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Ungerer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Aaron Ungerer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Ungerer
Just because the brokerage firm denied the customer complaint does not mean it did not have merit. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aaron Ungerer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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