DID ADAM GERARD BELARDINO CAUSE YOU INVESTMENT LOSSES?

Adam Belardino Formerly With MML Investors Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Adam Belardino formerly with MML Investors Services, LLC?

Adam Belardino (CRD #5221927) who was formerly registered with MML Investors Services, LLC and located in Elmsford New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Adam Belardino was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Belardino has had his own share of regulatory problems. The US Attorney, SEC and FINRA investigated allegations that he embezzled funds from the customer. Adam Belardino pled guilty to 2 felony counts of wire fraud and was sentenced to a prison term of 42 months and ordered to make restitution over $500,000. The SEC and FINRA barred him from working in the securities industry.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Adam Belardino Customer Complaints

Adam Belardino has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by the advisors and employers in favor of the investors, one case was settled for over $1.5 million. Three of the customer complaints were denied by his employers in the investors took no further action.

Allegations Against Adam Belardino

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentation of features of variable annuity contract.
• Unauthorized trading.
• Misrepresentation of account values, excessive trading, failure to follow client’s instructions.
• Mutual fund trading in client’s account without their consent.
• Unsuitable recommendations and sale of REITs.
• Misrepresentation of variable universal life insurance policy.
• Opening of new accounts with forged signatures.
• Surrender of variable universal life insurance policy without customer’s knowledge.

Adam Belardino Red Flags & Your Rights As An Investor

Of course, Adam Belardino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Belardino at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Belardino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Adam Belardino

If you have questions about MML Investors Services, LLC and/or Adam Belardino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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