DID ADAM B. HARTUNG CAUSE YOU INVESTMENT LOSSES?
Adam Hartung Of Parkland Securities, LLC And Formerly With Walnut Street Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Adam Hartung of Parkland Securities, LLC?
Adam Hartung (CRD #4139376) who is currently registered with Parkland Securities, LLC and located in Lakeville, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Parkland Securities, LLC, Adam Hartung was associated with Walnut Street Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Adam Hartung Customer Complaint
Adam Hartung has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor mismanaged 3 managed accounts. Adam Hartung’s customer complaint was denied and, to date, the customer has not taken any further action.
Adam Hartung Red Flags & Your Rights As An Investor
Of course, Adam Hartung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Hartung at Parkland Securities, LLC and Walnut Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Hartung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC and Walnut Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Adam Hartung
If you have questions about Parkland Securities, LLC, Walnut Street Securities, Inc., and/or Adam Hartung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.