DID ADAM MAHD CAUSE YOU INVESTMENT LOSSES?
Adam Mahd Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Adam Mahd of MML Investors Services, LLC?
Adam Mahd (CRD #4817500) has been in the securities industry for nearly two decades, currently working as a registered representative with MML Investors Services, LLC since March 2017. Mahd holds licenses in eight U.S. states, including California, Florida, Texas, and Michigan, and is also registered with FINRA as a General Securities Representative. Mahd has passed three securities exams, including the Series 7 General Securities Representative Examination, the Series 66 Uniform Combined State Law Examination, and the Securities Industry Essentials Examination. His previous experience includes working with firms such as MSI Financial Services, Inc. (2015–2017) and New England Securities (2006–2015).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Adam Mahd Customer Complaints and Reviews
Adam Mahd has two customer disputes disclosed in his record.
- Customer Dispute 6/01/2015: A customer alleged that Mahd misrepresented the features of a variable annuity purchased in April 2013. The customer sought $34,982.82 in damages related to waiver of surrender penalties. The firm denied the claim on June 26, 2015, and no compensation was awarded.
- Customer Dispute 2/26/2024: A customer claims that Mahd invested in unsuitable and volatile foreign companies, as well as risky bank and high-risk stocks, which resulted in losses exceeding $200,000. The case is currently pending under arbitration with FINRA.
Allegations Against Adam Mahd
- The denied customer dispute from 2015 involved allegations that Mahd misrepresented the features of a variable annuity. The claim was denied, and the firm found no basis for compensating the customer.
- The pending customer dispute filed in 2024 alleges that Mahd recommended unsuitable investments, including volatile foreign companies and high-risk stocks, leading to a loss of over $200,000. The customer initiated an arbitration with FINRA, and the case is ongoing with no resolution yet determined.
Adam Mahd Red Flags & Your Rights As An Investor
Of course, Adam Mahd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Mahd at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Mahd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Adam Mahd
If you have questions about MML Investors Services, LLC and/or Adam Mahd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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