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DID ADRIANA PARKER CAUSE YOU INVESTMENT LOSSES?

About Adriana Parker of NYLife Securities LLC?

Adriana Parker

Adriana Parker (CRD #6707410) is currently employed by NYLIFE Securities LLC in Corpus Christi, Texas, where she has been registered since April 28, 2021. Her employment history includes roles as an insurance agent with New York Life Insurance Company since September 2016, with additional experience outside the securities industry. She holds no principal/supervisory licenses and is registered with one self-regulatory organization (FINRA). She holds licenses through FINRA as an Investment Company and Variable Contracts Representative. Parker has passed two general industry/product exams, including the Securities Industry Essentials Examination (April 3, 2021) and the Series 6TOB.

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Adriana Parker Customer Complaints and Reviews

Adriana Parker has one pending customer dispute disclosure. Details include:

Customer Dispute Received August 22, 2024

  • Complaint: The policyholder alleges unauthorized actions, claiming that they neither authorized nor electronically signed application documents for a whole life insurance policy and a variable universal life policy in July 2024.
  • Claimed Damages: Although no specific amount is claimed, NYLIFE Securities has estimated that potential damage could exceed $5,000.
  • Status: Pending, with no resolution yet reached.

Allegations Against Adriana Parker

  • Unauthorized Signature Allegation: The customer claims that Parker electronically signed insurance application documents on their behalf without consent. The client contests the authorization for the purchase of life insurance products, which led to the filing of a formal complaint.
  • Outcome: As the case is still pending, the allegations are unproven, and no final determination has been made. The company has, however, acknowledged a possible exposure to damages above $5,000, though no settlement has yet been reached.

Adriana Parker Red Flags & Your Rights As An Investor

Of course, Adriana Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adriana Parker at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Adriana Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Adriana Parker

If you have questions about NYLife Securities LLC and/or Adriana Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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