DID ALBERT DONGHYUK KIM CAUSE YOU INVESTMENT LOSSES?

Albert Kim Of Vanguard Marketing Corporation And Formerly With Lincoln Investment And Legend Equities Corporation Has A Customer Complaint or Alleged Broker Misconduct

Who is Albert Kim of Vanguard Marketing Corporation?

Albert Kim (CRD #5050106) who is currently registered with Vanguard Marketing Corporation and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanguard Marketing Corporation, Albert Kim was associated with Lincoln Investment, Legend Equities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Albert Kim Customer Complaint

Albert Kim has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Albert Kim sold securities without customer’s permission and contrary to customer’s instructions.  Albert Kim’s customer complaint was settled in favor of the investors.

Albert Kim Red Flags & Your Rights As An Investor

Of course, Albert Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Kim at Vanguard Marketing Corporation, Lincoln Investment and Legend Equities Corporation on alert to review carefully the activity and performance of their accounts and question whether Albert Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation, Lincoln Investment and Legend Equities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Albert Kim

If you have questions about Vanguard Marketing Corporation, Lincoln Investment, Legend Equities Corporation and/or Albert Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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