DID ALEX SHTAYNBERGER CAUSE YOU INVESTMENT LOSSES?
Alex Shtaynberger Of Laidlaw & Company (UK) Ltd. Has A Customer Complaint For Alleged Broker Misconduct
About Alex Shtaynberger of Laidlaw & Company (UK) Ltd.?
Alex Shtaynberger (CRD #2077298) has been engaged in the financial services industry since at least 1992, displaying a significant breadth of experience across multiple firms and states. He is currently employed by Laidlaw & Company (UK) Ltd. and Laidlaw Wealth Management LLC, holding positions in California and New York. Shtaynberger is licensed in 52 U.S. states and territories and has passed multiple securities exams, including six principal/supervisory exams, which underscores his extensive qualifications. However, his career is blemished by a customer dispute and a pending investigation by the SEC, raising concerns about his compliance with securities regulations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alex Shtaynberger Customer Complaint and Reviews
Customer Dispute (Settled March 2023): Shtaynberger was involved in a dispute where he was accused of negligence, misrepresentation, fraud, breach of duty, excessive commissions, and loss of opportunity related to unspecified securities. The case concluded with a payment of $57,375.43 in compensatory damages to the claimant.
Allegations Against Alex Shtaynberger
- Misrepresentation and Fraud: Shtaynberger faced serious accusations, including misrepresentation and fraud, which suggest an alleged provision of false information to clients regarding investment opportunities.
- Excessive Commissions and Breach of Duty: The allegations also included charging excessive commissions and a breach of duty, implying that Shtaynberger may have prioritized personal gain over his fiduciary responsibilities to clients.
- Ongoing SEC Investigation: Furthermore, an ongoing SEC investigation initiated in December 2022 is examining potential violations related to his activities.
Alex Shtaynberger Red Flags & Your Rights As An Investor
Of course, Jon Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Price at Benjamin F. Edwards & Company, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jon Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Alex Shtaynberger
If you have questions about Laidlaw & Company (UK) Ltd. and/or Alex Shtaynberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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