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DID ALEXANDER ARANGO CAUSE YOU INVESTMENT LOSSES?

Alexander Arango Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Alexander Arango of Cetera Investment Services LLC?

Alexander Arango

Alexander Arango (CRD #6405666) who is currently registered as a broker and investment adviser with Cetera Investment Services LLC and located in Dania, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Alexander Arango was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Alexander Arango Customer Complaints

Alexander Arango has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Alexander Arango’s employers in favor of the investors. The last case was recently filed and is still pending against Cetera Investment Services for the advisor’s alleged misconduct.

Allegations Against Alexander Arango

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of a Morgan Stanley finance structure product.
  • Misrepresentation of a Credit Suisse note.
  • Misrepresentation and unsuitable recommendation of a structured note.
  • Suitability issue related to structured notes.
  • Unsuitable recommendation of a structured product.

Alexander Arango Red Flags & Your Rights As An Investor

Of course, Alexander Arango did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Arango at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Alexander Arangohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Alexander Arango

If you have questions about Cetera Investment Services LLC, LPL Financial LLC and/or Alexander Arango and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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