DID ALEXANDER PATRICK KLINE CAUSE YOU INVESTMENT LOSSES?
Alexander Kline Of Cambridge Investment Research, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct
About Alexander Kline of Cambridge Investment Research, Inc.?
Alexander Kline (CRD #1271785) is currently registered with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. in Pittsburgh, Pennsylvania, since December 21, 2011. He is registered in 23 U.S. states and territories and has a robust history in the financial industry, dating back to his initial registration in 1984. Kline has passed 1 Principal/Supervisory Exam (Series 24), 3 General Industry/Product Exams (Series 7, Series 6, and SIE), and 2 Multi-State Securities Law Exams (Series 65 and Series 63). His registration history includes prior associations with Prospera Financial Services, The Huntington Investment Company, and several other firms, reflecting a longstanding and diverse professional journey in financial services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alexander Kline Customer Complaints and Reviews
Alexander Kline has several disclosure events, including customer disputes and a termination:
- Customer Disputes: Kline has been involved in 8 customer disputes, of which 2 are final and 6 are still pending.
- Final Disputes: These include cases settled with monetary compensation to the customers, addressing issues such as unsuitable investment recommendations.
- Pending Disputes: Ongoing disputes also involve allegations of unsuitability with significant claimed damages.
- Termination: He was discharged from The Huntington Investment Company on November 15, 2011, due to policy violations concerning inadequate completion of required documentation for a switch letter.
Allegations Against Alexander Kline
The primary allegations and accusations in the disclosed events against Alexander Kline include:
- Unsuitability: Multiple disputes claim that Kline recommended investment products that did not align with clients’ financial objectives or risk profiles.
- Misrepresentation and Breach of Fiduciary Duty: Some claims involve allegations of misrepresentation of investment products and failure to act in the clients’ best interests.
- Negligence in Documentation and Policy Adherence: His termination relates to failing to properly manage and complete essential documentation as required by brokerage standards.
Alexander Kline Red Flags & Your Rights As An Investor
Of course, Alexander Kline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Kline at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexander Kline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Alexander Kline
If you have questions about Cambridge Investment Research, Inc. and/or Alexander Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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