DID ALEXANDER PARISIS CAUSE YOU INVESTMENT LOSSES?
Alexander Parisis Of J.P. Morgan Securities LLC And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct
About Alexander Parisis of J.P. Morgan Securities LLC?
Alexander Parisis (CRD #6578981) currently employed by J.P. Morgan Securities LLC in Ramsey, New Jersey. Registered since 2016, Parisis has been associated with several firms over a few years, including a notable stay at PNC Investments before his current position. Despite being registered in 22 U.S. states and territories and passing two general industry/product exams along with one state securities law exam, his record is tainted by a customer dispute and a lack of any principal/supervisory exams passed.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alexander Parisis Customer Complaint and Reviews
Alexander Parisis’s has had at least one customer complaint:
- Customer Dispute (Pending as of May 2023): Parisis faces allegations of making an unsuitable recommendation related to a managed account investment on August 26, 2021. The client has claimed damages amounting to $40,965. This pending dispute under FINRA docket #23-01555 questions his judgment and suitability assessments in managing client investments.
Allegations Against Alexander Parisis
- Unsuitable Investment Recommendations: The primary allegation against Parisis involves the unsuitable recommendation of a managed account investment, questioning his capability to effectively align investment strategies with client needs and risk profiles. This pending complaint emphasizes serious concerns about his professional judgment in handling sensitive financial matters.
Alexander Parisis Red Flags & Your Rights As An Investor
Of course, Alexander Parisis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Parisis at J.P. Morgan Securities LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Alexander Parisis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Alexander Parisis
If you have questions about J.P. Morgan Securities LLC, PNC Investments and/or Alexander Parisis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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