DID ALEXIA LEA BALL CAUSE YOU INVESTMENT LOSSES?
Alexia Ball Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With First Command Advisory Services, and First Command Financial Planning Has A Customer Complaint For Alleged Broker Misconduct
Who is Alexia Ball of Cambridge Investment Research?
Alexia Ball (CRD #4162008) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Huntsville, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Alexia Ball was associated with First Command Advisory Services, First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Alexia Ball Customer Complaint
Alexia Ball has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and excessive trading. Alexia Ball’s customer complaint was denied and the customers did not take any further action.
Alexia Ball Red Flags & Your Rights As An Investor
Of course, Alexia Ball did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexia Ball at Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether Alexia Ball has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, and First Command Financial Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Alexia Ball
If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, First Command Financial Planning, and/or Alexia Ball and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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