DID ANIL GULATI CAUSE YOU INVESTMENT LOSSES?
Anil Gulati Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Anil Gulati of Osaic Wealth, Inc.?
Anil Gulati (CRD #1137733) who is currently registered as a broker and investment adviser with Stifel, Nicolaus u0026 Company, Incorporated and located in Redlands, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anil Gulati Customer Complaint
Anil Gulati has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable recommendations with regard to the sale of an alternative investment involving real estate securities. The FINRA arbitration proceeding was recently filed against Woodbury Financial Services for the brokers alleged misconduct and still pending.
Anil Gulati Red Flags & Your Rights As An Investor
Of course, Anil Gulati did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anil Gulati at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anil Gulati has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Anil Gulati
If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Anil Gulati and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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